0001593968-21-000619.txt : 20210225 0001593968-21-000619.hdr.sgml : 20210225 20210225182505 ACCESSION NUMBER: 0001593968-21-000619 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210224 FILED AS OF DATE: 20210225 DATE AS OF CHANGE: 20210225 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Buchanan Lucas W. CENTRAL INDEX KEY: 0001769830 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38847 FILM NUMBER: 21682449 MAIL ADDRESS: STREET 1: C/O SILK ROAD MEDICAL, INC. STREET 2: 1213 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silk Road Medical Inc CENTRAL INDEX KEY: 0001397702 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208777622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 BUSINESS PHONE: 6505669060 MAIL ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2021-02-24 0001397702 Silk Road Medical Inc SILK 0001769830 Buchanan Lucas W. C/O SILK ROAD MEDICAL, INC. 1213 INNSBRUCK DRIVE SUNNYVALE CA 94089 false true false false COO/CFO Common Stock 2021-02-24 4 M false 7296 12.15 A 171902 D Common Stock 2021-02-24 4 S false 7296 53.6353 D 164606 D Common Stock 2021-02-24 4 M false 2306 4.73 A 166912 D Common Stock 2021-02-24 4 S false 2306 53.6353 D 164606 D Common Stock 2021-02-24 4 M false 398 8.27 A 165004 D Common Stock 2021-02-24 4 S false 398 53.6353 D 164606 D Common Stock 13518 I Buchanan Grandchildren's Irrevocable Trust Option (right to buy) 12.15 2021-02-24 4 M false 7296 0 D 2017-09-01 2027-11-30 Common Stock 7296 26393 D Option (right to buy) 4.73 2021-02-24 4 M false 2306 0 D 2017-09-01 2027-11-30 Common Stock 2306 19744 D Option (right to buy) 8.27 2021-02-24 4 M false 398 0 D 2016-09-30 2026-09-30 Common Stock 398 0 D The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 11, 2020. This transaction was executed in multiple trades at price ranging from $52.87 to $54.96. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These shares are held directly by the Buchanan Grandchildren's Irrevocable Trust, for which the Reporting Person serves as a co-trustee. One forty-eighth of the shares subject to the option shall vest on September 1, 2017 and each month thereafter, subject to the Reporting Person continuing as a service provider through each such date. All of the shares subject to this option are fully vested and exercisable as of the date hereof. /s/Mhairi Jones, by power of attorney 2021-02-25