0001593968-20-001878.txt : 20200915 0001593968-20-001878.hdr.sgml : 20200915 20200915181707 ACCESSION NUMBER: 0001593968-20-001878 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200911 FILED AS OF DATE: 20200915 DATE AS OF CHANGE: 20200915 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rogers Erica J. CENTRAL INDEX KEY: 0001769940 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38847 FILM NUMBER: 201176935 MAIL ADDRESS: STREET 1: C/O SILK ROAD MEDICAL, INC. STREET 2: 1213 INNSBRUCK DRIVE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Silk Road Medical Inc CENTRAL INDEX KEY: 0001397702 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 208777622 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 BUSINESS PHONE: 6505669060 MAIL ADDRESS: STREET 1: 1213 INNSBRUCK DR. CITY: SUNNYVALE STATE: CA ZIP: 94089-2918 4 1 primary_01.xml PRIMARY DOCUMENT X0306 4 2020-09-11 0001397702 Silk Road Medical Inc SILK 0001769940 Rogers Erica J. C/O SILK ROAD MEDICAL, INC. 1213 INNSBRUCK DRIVE SUNNYVALE CA 94089 true true false false President and CEO Common Stock 2020-09-11 4 M false 16374 1.46 A 127982 D Common Stock 2020-09-11 4 S false 16374 60.9832 D 111608 D Common Stock 2020-09-11 4 M false 476 1.38 A 112084 D Common Stock 2020-09-11 4 S false 476 60.9832 D 111608 D Common Stock 2020-09-11 4 M false 3194 1.38 A 114802 D Common Stock 2020-09-11 4 S false 3194 60.9832 D 111608 D Common Stock 83843 I Trustees of The Surace/Rogers Family Trust Option (right to buy) 1.46 2020-09-11 4 M false 16374 0 D 2015-01-24 2024-12-24 Common Stock 16374 45354 D Option (right to buy) 1.38 2020-09-11 4 M false 476 0 D 2012-11-23 2022-12-14 Common Stock 476 3194 D Option (right to buy) 1.38 2020-09-11 4 M false 3194 0 D 2012-11-23 2022-12-14 Common Stock 3194 0 D The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 5, 2019. This transaction was executed in multiple trades at price ranging from $60.04 to $61.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected. These shares are held directly by Kevin J. Surace and Erica J. Rogers, as Trustees of The Surace Rogers Family Trust. All of the shares subject to this option are fully vested and exercisable as of the date hereof. /s/Mhairi Jones, by power of attorney 2020-09-15