0001593968-20-001878.txt : 20200915
0001593968-20-001878.hdr.sgml : 20200915
20200915181707
ACCESSION NUMBER: 0001593968-20-001878
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200911
FILED AS OF DATE: 20200915
DATE AS OF CHANGE: 20200915
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Rogers Erica J.
CENTRAL INDEX KEY: 0001769940
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38847
FILM NUMBER: 201176935
MAIL ADDRESS:
STREET 1: C/O SILK ROAD MEDICAL, INC.
STREET 2: 1213 INNSBRUCK DRIVE
CITY: SUNNYVALE
STATE: CA
ZIP: 94089
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Silk Road Medical Inc
CENTRAL INDEX KEY: 0001397702
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 208777622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
BUSINESS PHONE: 6505669060
MAIL ADDRESS:
STREET 1: 1213 INNSBRUCK DR.
CITY: SUNNYVALE
STATE: CA
ZIP: 94089-2918
4
1
primary_01.xml
PRIMARY DOCUMENT
X0306
4
2020-09-11
0001397702
Silk Road Medical Inc
SILK
0001769940
Rogers Erica J.
C/O SILK ROAD MEDICAL, INC.
1213 INNSBRUCK DRIVE
SUNNYVALE
CA
94089
true
true
false
false
President and CEO
Common Stock
2020-09-11
4
M
false
16374
1.46
A
127982
D
Common Stock
2020-09-11
4
S
false
16374
60.9832
D
111608
D
Common Stock
2020-09-11
4
M
false
476
1.38
A
112084
D
Common Stock
2020-09-11
4
S
false
476
60.9832
D
111608
D
Common Stock
2020-09-11
4
M
false
3194
1.38
A
114802
D
Common Stock
2020-09-11
4
S
false
3194
60.9832
D
111608
D
Common Stock
83843
I
Trustees of The Surace/Rogers Family Trust
Option (right to buy)
1.46
2020-09-11
4
M
false
16374
0
D
2015-01-24
2024-12-24
Common Stock
16374
45354
D
Option (right to buy)
1.38
2020-09-11
4
M
false
476
0
D
2012-11-23
2022-12-14
Common Stock
476
3194
D
Option (right to buy)
1.38
2020-09-11
4
M
false
3194
0
D
2012-11-23
2022-12-14
Common Stock
3194
0
D
The option exercise and sale reported on this Form 4 were effected pursuant to Rule 10b5-1 Trading Plan adopted by the reporting person on September 5, 2019.
This transaction was executed in multiple trades at price ranging from $60.04 to $61.84. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
These shares are held directly by Kevin J. Surace and Erica J. Rogers, as Trustees of The Surace Rogers Family Trust.
All of the shares subject to this option are fully vested and exercisable as of the date hereof.
/s/Mhairi Jones, by power of attorney
2020-09-15