0001606587-22-001437.txt : 20220725
0001606587-22-001437.hdr.sgml : 20220725
20220725141651
ACCESSION NUMBER: 0001606587-22-001437
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220725
DATE AS OF CHANGE: 20220725
EFFECTIVENESS DATE: 20220725
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WBI INVESTMENTS, INC.
CENTRAL INDEX KEY: 0001397424
IRS NUMBER: 222566011
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12525
FILM NUMBER: 221102815
BUSINESS ADDRESS:
STREET 1: 331 NEWMAN SPRINGS ROAD
STREET 2: SUITE 105
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-842-4920
MAIL ADDRESS:
STREET 1: 331 NEWMAN SPRINGS ROAD
STREET 2: SUITE 143
CITY: RED BANK
STATE: NJ
ZIP: 07701
FORMER COMPANY:
FORMER CONFORMED NAME: WBI INVESTMENTS
DATE OF NAME CHANGE: 20100211
FORMER COMPANY:
FORMER CONFORMED NAME: Wealth Builders
DATE OF NAME CHANGE: 20070424
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
false
false
0001397424
XXXXXXXX
06-30-2022
06-30-2022
false
WBI Investments, Inc.
331 Newman Springs Road
Suite 143
Red Bank
NJ
07701
13F HOLDINGS REPORT
028-12525
N
Kevin Murphy
Chief Compliance Officer & General Counsel
732-945-1430
Kevin Murphy
Red Bank
NJ
07-25-2022
1
136
463790
false
1
0001449088
028-16338
MILLINGTON SECURITIES, INC.
INFORMATION TABLE
2
form13InfoTable.xml
DESCRIPTION FOR INFORMATION TABLE
3M CO
COM
88579Y101
1785
13799
SH
DFND
1
0
13799
0
ABBVIE INC
COM
00287Y109
4747
31004
SH
DFND
1
0
31004
0
ABBVIE INC
COM
00287Y109
2885
20281
SH
SOLE
NONE
20281
0
0
AMERICAN EAGLE OUTFITTERS INC
COM
02553E106
1660
148499
SH
DFND
1
0
148499
0
AMPLIFY ONLINE RETAIL ETF
ONLIN RETL ETF
032108102
238
5931
SH
SOLE
NONE
5931
0
0
ARTISAN PARTNERS ASSET MANAGEMENT INC
CL A
04316A108
411
11565
SH
DFND
1
0
11565
0
AUTOMATIC DATA PROCESSING INC
COM
053015103
3567
16993
SH
DFND
1
0
16993
0
BAKER HUGHES CO
CL A
05722G100
3859
133710
SH
DFND
1
0
133710
0
BAKER HUGHES CO
CL A
05722G100
1771
66894
SH
SOLE
NONE
66894
0
0
BIG 5 SPORTING GOODS CORP
COM
08915P101
288
25706
SH
DFND
1
0
25706
0
BNY MELLON CORE BOND ETF
CORE BOND ETF
09661T602
761
17590
SH
SOLE
NONE
17590
0
0
BRISTOL-MYERS SQUIBB CO
COM
110122108
4742
61601
SH
DFND
1
0
61601
0
CAMPING WORLD HOLDINGS INC
CL A
13462K109
949
43965
SH
DFND
1
0
43965
0
CHEVRON CORP
COM
166764100
222
1535
SH
DFND
1
0
1535
0
CLEARWAY ENERGY INC
CL C
18539C204
474
13628
SH
DFND
1
0
13628
0
COCA-COLA CO/THE
COM
191216100
3736
62596
SH
SOLE
NONE
62596
0
0
CONSUMER STAPLES SELECT SECTOR SPDR FUND
SBI CONS STPLS
81369Y308
4704
65787
SH
SOLE
NONE
65787
0
0
CRACKER BARREL OLD COUNTRY STORE INC
COM
22410J106
718
8609
SH
DFND
1
0
8609
0
CSX CORP
COM
126408103
4724
162611
SH
DFND
1
0
162611
0
CSX CORP
COM
126408103
2788
102720
SH
SOLE
NONE
102720
0
0
DIAMONDBACK ENERGY INC
COM
25278X109
668
5518
SH
DFND
1
0
5518
0
DIREXION AUSPICE BROAD COMMODITY STRATEGY ETF
AUSPCE CMD STG
25460E307
9582
312760
SH
SOLE
NONE
312760
0
0
DOW INC
COM
260557103
2578
49962
SH
DFND
1
0
49962
0
EAGLE BULK SHIPPING INC
COM
Y2187A150
325
6278
SH
DFND
1
0
6278
0
EVEREST RE GROUP LTD
COM
G3223R108
1165
4159
SH
DFND
1
0
4159
0
EXXON MOBIL CORP
COM
30231G102
4721
55147
SH
DFND
1
0
55147
0
EXXON MOBIL CORP
COM
30231G102
902
12904
SH
SOLE
NONE
12904
0
0
FIDELITY MSCI CONSUMER STAPLES INDEX ETF
CONSMR STAPLES
316092303
606
14168
SH
SOLE
NONE
14168
0
0
FIDELITY MSCI HEALTH CARE INDEX ETF
MSCI HLTH CARE I
316092600
330
5494
SH
SOLE
NONE
5494
0
0
FIDELITY NATIONAL FINANCIAL INC
FNF GROUP COM
31620R303
700
18947
SH
DFND
1
0
18947
0
FIRST INTERSTATE BANCSYSTEM INC
COM CL A
32055Y201
718
18862
SH
DFND
1
0
18862
0
FNB CORP/PA
COM
302520101
627
57820
SH
DFND
1
0
57820
0
FOOT LOCKER INC
COM
344849104
2336
92518
SH
DFND
1
0
92518
0
FRANCHISE GROUP INC
COM
35180X105
264
7537
SH
DFND
1
0
7537
0
FRANKLIN RESOURCES INC
COM
354613101
1485
63726
SH
DFND
1
0
63726
0
FULTON FINANCIAL CORP
COM
360271100
325
22495
SH
DFND
1
0
22495
0
GENCO SHIPPING & TRADING LTD
SHS
Y2685T131
329
17064
SH
DFND
1
0
17064
0
GENERAL DYNAMICS CORP
COM
369550108
5546
25072
SH
DFND
1
0
25072
0
GENERAL DYNAMICS CORP
COM
369550108
3198
15444
SH
SOLE
NONE
15444
0
0
GENERAL MILLS INC
COM
370334104
3600
47726
SH
DFND
1
0
47726
0
GENERAL MILLS INC
COM
370334104
3337
47054
SH
SOLE
NONE
47054
0
0
GILEAD SCIENCES INC
COM
375558103
3498
56604
SH
DFND
1
0
56604
0
GUESS INC
COM
401617105
386
22678
SH
DFND
1
0
22678
0
H&R BLOCK INC
COM
093671105
1568
44416
SH
DFND
1
0
44416
0
H&R BLOCK INC
COM
093671105
816
25707
SH
SOLE
NONE
25707
0
0
HALLIBURTON CO
COM
406216101
201
6433
SH
DFND
1
0
6433
0
HANESBRANDS INC
COM
410345102
1320
128295
SH
DFND
1
0
128295
0
HEALTH CARE SELECT SECTOR SPDR FUND
SBI HEALTHCARE
81369Y209
222
1774
SH
SOLE
NONE
1774
0
0
HESS MIDSTREAM LP
CL A SHS
428103105
572
20436
SH
DFND
1
0
20436
0
HOPE BANCORP INC
COM
43940T109
218
15766
SH
DFND
1
0
15766
0
HUMANA INC
COM
444859102
4856
10378
SH
DFND
1
0
10378
0
HUMANA INC
COM
444859102
2769
6383
SH
SOLE
NONE
6383
0
0
INTERNATIONAL BUSINESS MACHINES CORP
COM
459200101
9411
66675
SH
DFND
1
0
66675
0
INTERNATIONAL BUSINESS MACHINES CORP
COM
459200101
3395
25619
SH
SOLE
NONE
25619
0
0
INTERNATIONAL PAPER CO
COM
460146103
1037
24803
SH
DFND
1
0
24803
0
INVESCO QQQ TRUST SERIES 1
UNIT SER 1
46090E103
392
1431
SH
SOLE
NONE
1431
0
0
INVESCO RUSSELL 1000 DYNAMIC MULTIFACTOR ETF
RUSL 1000 DYNM
46138J619
276
6941
SH
SOLE
NONE
6941
0
0
INVESCO S&P 500 EQUAL WEIGHT CONSUMER STAPLES ETF
S&P500 EQL STP
46137V373
1104
6753
SH
SOLE
NONE
6753
0
0
INVESCO S&P 500 EQUAL WEIGHT HEALTH CARE ETF
S&P500 EQL HLT
46137V332
4445
16770
SH
SOLE
NONE
16770
0
0
INVESCO S&P 500 GARP ETF
S&P 500 GARP ETF
46137V431
587
7658
SH
SOLE
NONE
7658
0
0
INVESCO S&P MIDCAP LOW VOLATILITY ETF
S&P MIDCP LOW
46138E198
555
11010
SH
SOLE
NONE
11010
0
0
INVESCO S&P SMALLCAP 600 REVENUE ETF
S&P SMALLCAP 600
46138G664
269
2705
SH
SOLE
NONE
2705
0
0
INVESCO S&P SMALLCAP HEALTH CARE ETF
S&P SMLCP HELT
46138E149
2904
21565
SH
SOLE
NONE
21565
0
0
INVESCO S&P SMALLCAP LOW VOLATILITY ETF
S&P SMLCP LOW
46138G102
2033
46612
SH
SOLE
NONE
46612
0
0
ISHARES 20 YEAR TREASURY BOND ETF
20 YR TR BD ETF
464287432
8784
76476
SH
DFND
1
0
76476
0
ISHARES AGENCY BOND ETF
AGENCY BOND ETF
464288166
2904
26662
SH
SOLE
NONE
26662
0
0
ISHARES CORE CONSERVATIVE ALLOCATION ETF
CONSER ALLOC ETF
464289883
306
9004
SH
SOLE
NONE
9004
0
0
ISHARES GLOBAL HEALTHCARE ETF
GLOB HLTHCRE ETF
464287325
2219
27617
SH
SOLE
NONE
27617
0
0
ISHARES GNMA BOND ETF
GNMA BOND ETF
46429B333
2989
66024
SH
SOLE
NONE
66024
0
0
ISHARES MBS ETF
MBS ETF
464288588
876
9052
SH
SOLE
NONE
9052
0
0
ISHARES MSCI GLOBAL MIN VOL FACTOR ETF
MSCI GBL MIN VOL
464286525
674
7237
SH
SOLE
NONE
7237
0
0
ISHARES SEMICONDUCTOR ETF
ISHARES SEMICDTR
464287523
290
856
SH
SOLE
NONE
856
0
0
ISHARES SHORT TREASURY BOND ETF
SHORT TREAS BD
464288679
2637
24251
SH
SOLE
NONE
24251
0
0
ISHARES U.S. MEDICAL DEVICES ETF
U.S. MED DVC ETF
464288810
304
6177
SH
SOLE
NONE
6177
0
0
ISHARES US SMALL CAP VALUE FACTOR ETF
US SML CP VALUE
46436E536
528
20506
SH
SOLE
NONE
20506
0
0
JOHNSON & JOHNSON
COM
478160104
4964
27972
SH
DFND
1
0
27972
0
JOHNSON & JOHNSON
COM
478160104
2907
17513
SH
SOLE
NONE
17513
0
0
KINDER MORGAN INC
COM
49456B101
2895
172754
SH
DFND
1
0
172754
0
KONTOOR BRANDS INC
COM
50050N103
381
11447
SH
DFND
1
0
11447
0
KRAFT HEINZ CO/THE
COM
500754106
1004
26336
SH
DFND
1
0
26336
0
LKQ CORP
COM
501889208
444
9053
SH
DFND
1
0
9053
0
LUMEN TECHNOLOGIES INC
COM
550241103
4406
403993
SH
DFND
1
0
403993
0
LYONDELLBASELL INDUSTRIES NV
SHS - A -
N53745100
2658
30399
SH
DFND
1
0
30399
0
MERCK & CO INC
COM
58933Y105
4930
54098
SH
DFND
1
0
54098
0
MERCK & CO INC
COM
58933Y105
553
6481
SH
SOLE
NONE
6481
0
0
MOELIS & CO
CL A
60786M105
408
10369
SH
DFND
1
0
10369
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
1733
31798
SH
DFND
1
0
31798
0
NAVIENT CORP
COM
63938C108
642
45930
SH
DFND
1
0
45930
0
NEW YORK COMMUNITY BANCORP INC
COM
649445103
1322
144867
SH
DFND
1
0
144867
0
NEWELL BRANDS INC
COM
651229106
1764
92653
SH
DFND
1
0
92653
0
NEXSTAR MEDIA GROUP INC
CL A
65336K103
268
1653
SH
DFND
1
0
1653
0
OLD REPUBLIC INTERNATIONAL CORP
COM
680223104
707
31637
SH
DFND
1
0
31637
0
OMNICOM GROUP INC
COM
681919106
789
12405
SH
DFND
1
0
12405
0
PACER LUNT LARGE CAP ALTERNATOR ETF
LUNT LRG CP ALTR
69374H717
3543
88073
SH
SOLE
NONE
88073
0
0
PACER LUNT LARGE CAP MULTI-FACTOR ALTERNATOR ETF
LUNT LRGCP MULTI
69374H816
1273
37373
SH
SOLE
NONE
37373
0
0
PACER TRENDPILOT US LARGE CAP ETF
TRENDP US LAR CP
69374H105
2350
63791
SH
SOLE
NONE
63791
0
0
PACER TRENDPILOT US MID CAP ETF
TRENDP US MID CP
69374H204
9421
275434
SH
SOLE
NONE
275434
0
0
PACER US CASH COWS 100 ETF
US CASH COWS 100
69374H881
537
12729
SH
SOLE
NONE
12729
0
0
PENSKE AUTOMOTIVE GROUP INC
COM
70959W103
1382
13204
SH
DFND
1
0
13204
0
PENSKE AUTOMOTIVE GROUP INC
COM
70959W103
2933
29960
SH
SOLE
NONE
29960
0
0
PFIZER INC
COM
717081103
4166
79509
SH
DFND
1
0
79509
0
PFIZER INC
COM
717081103
1860
37971
SH
SOLE
NONE
37971
0
0
PHILIP MORRIS INTERNATIONAL INC
COM
718172109
3085
31253
SH
DFND
1
0
31253
0
PHILLIPS 66
COM
718546104
3365
41051
SH
DFND
1
0
41051
0
PLAINS GP HOLDINGS LP
LTD PARTNR INT A
72651A207
853
82744
SH
DFND
1
0
82744
0
PRINCIPAL FINANCIAL GROUP INC
COM
74251V102
634
9500
SH
DFND
1
0
9500
0
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF
S&P 500 DV ARIST
74348A467
554
6635
SH
SOLE
NONE
6635
0
0
PROSHARES TRUST-PROSHARES RUSSELL 2000 DIVIDEND GROWERS ETF
RUSS 2000 DIVD
74347B698
1089
18927
SH
SOLE
NONE
18927
0
0
PRUDENTIAL FINANCIAL INC
COM
744320102
678
7088
SH
DFND
1
0
7088
0
REINSURANCE GROUP OF AMERICA INC
COM NEW
759351604
211
1806
SH
DFND
1
0
1806
0
RENT-A-CENTER INC/TX
COM
76009N100
439
22618
SH
DFND
1
0
22618
0
SCHWAB SHORT-TERM U.S. TREASURY ETF
SHT TM US TRES
808524862
9105
185113
SH
DFND
1
0
185113
0
SCHWAB SHORT-TERM U.S. TREASURY ETF
SHT TM US TRES
808524862
17346
356011
SH
SOLE
NONE
356011
0
0
SCHWAB US DIVIDEND EQUITY ETF
US DIVIDEND EQ
808524797
281
3988
SH
SOLE
NONE
3988
0
0
SPDR BLOOMBERG 1-3 MONTH T-BILL ETF
BLOOMBERG 1-3 MO
78468R663
2638
29191
SH
SOLE
NONE
29191
0
0
SPDR PORTFOLIO LONG TERM TREASURY ETF
PORTFOLIO LN TSR
78464A664
12238
370089
SH
DFND
1
0
370089
0
SPDR PORTFOLIO LONG TERM TREASURY ETF
PORTFOLIO LN TSR
78464A664
10246
311391
SH
SOLE
NONE
311391
0
0
SPDR PORTFOLIO MORTGAGE BACKED BOND ETF
PORT MTG BK ETF
78464A383
427
18967
SH
SOLE
NONE
18967
0
0
SPDR S&P AEROSPACE & DEFENSE ETF
AEROSPACE DEF
78464A631
229
2316
SH
SOLE
NONE
2316
0
0
UMPQUA HOLDINGS CORP
COM
904214103
526
31422
SH
DFND
1
0
31422
0
UNITEDHEALTH GROUP INC
COM
91324P102
4847
9439
SH
DFND
1
0
9439
0
UNITEDHEALTH GROUP INC
COM
91324P102
2799
5748
SH
SOLE
NONE
5748
0
0
UNUM GROUP
COM
91529Y106
4289
126115
SH
DFND
1
0
126115
0
UNUM GROUP
COM
91529Y106
2407
74274
SH
SOLE
NONE
74274
0
0
VANGUARD LONG-TERM TREASURY ETF
LONG TERM TREAS
92206C847
12240
174476
SH
DFND
1
0
174476
0
VANGUARD LONG-TERM TREASURY ETF
LONG TERM TREAS
92206C847
10247
146776
SH
SOLE
NONE
146776
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
3318
65380
SH
DFND
1
0
65380
0
WALGREENS BOOTS ALLIANCE INC
COM
931427108
2844
75052
SH
DFND
1
0
75052
0
WBI BULLBEAR GLOBAL INCOME ETF
WBI BBR GBL INME
00400R874
22250
1048558
SH
SOLE
NONE
1048558
0
0
WBI BULLBEAR QUALITY 3000 ETF
WBI BBR QTY 3000
00400R809
23239
819520
SH
SOLE
NONE
819520
0
0
WBI BULLBEAR TREND SWITCH US 3000 TOTAL RETURN ETF
WBI BULBEAR TR
00400R841
13017
737615
SH
SOLE
NONE
737615
0
0
WBI BULLBEAR VALUE 3000 ETF
WBI BBR VAL 3000
00400R601
26183
898263
SH
SOLE
NONE
898263
0
0
WBI BULLBEAR YIELD 3000 ETF
WBI BBR YLD 3000
00400R700
23870
931574
SH
SOLE
NONE
931574
0
0
WBI POWER FACTOR HIGH DIVIDEND ETF
WBI PWR FCTR ETF
00400R858
32410
1265407
SH
SOLE
NONE
1265407
0
0
WESTERN UNION CO/THE
COM
959802109
1627
98835
SH
DFND
1
0
98835
0
WHIRLPOOL CORP
COM
963320106
303
1958
SH
DFND
1
0
1958
0