Chief Compliance Officer & General Counsel

0001606587-21-000183.txt : 20210204 0001606587-21-000183.hdr.sgml : 20210204 20210204093002 ACCESSION NUMBER: 0001606587-21-000183 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210204 DATE AS OF CHANGE: 20210204 EFFECTIVENESS DATE: 20210204 FILER: COMPANY DATA: COMPANY CONFORMED NAME: WBI INVESTMENTS, INC. CENTRAL INDEX KEY: 0001397424 IRS NUMBER: 222566011 STATE OF INCORPORATION: NJ FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12525 FILM NUMBER: 21589091 BUSINESS ADDRESS: STREET 1: 331 NEWMAN SPRINGS ROAD STREET 2: SUITE 105 CITY: RED BANK STATE: NJ ZIP: 07701 BUSINESS PHONE: 732-842-4920 MAIL ADDRESS: STREET 1: 331 NEWMAN SPRINGS ROAD STREET 2: SUITE 143 CITY: RED BANK STATE: NJ ZIP: 07701 FORMER COMPANY: FORMER CONFORMED NAME: WBI INVESTMENTS DATE OF NAME CHANGE: 20100211 FORMER COMPANY: FORMER CONFORMED NAME: Wealth Builders DATE OF NAME CHANGE: 20070424 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001397424 XXXXXXXX 12-31-2020 12-31-2020 false WBI Investments

One River Centre 331 Newman Springs Road, Suite 105 Red Bank NJ 07701

13F HOLDINGS REPORT 028-12525 N Kevin Murphy Chief Compliance Officer & General Counsel 732-945-1430 Kevin Murphy Red Bank NJ 02-03-2021 1 214 660745 false 1 0001449088 028-16338 Millington Securities, Inc. INFORMATION TABLE 2 form13InfoTable.xml DESCRIPTION FOR INFORMATION TABLE ALPS ETF TR ALERIAN MLP 00162Q452 417 16268 SH SOLE NONE 16268 0 0 AT&T INC COM 00206R102 2519 87600 SH DFND 1 0 87600 0 ABBVIE INC COM 00287Y109 2104 19639 SH DFND 1 0 19639 0 ABSOLUTE SHS TR WBI BBR RNG 3000 00400R502 22036 778918 SH SOLE NONE 778918 0 0 ABSOLUTE SHS TR WBI BBR VAL 3000 00400R601 19351 715833 SH SOLE NONE 715833 0 0 ABSOLUTE SHS TR WBI BBR YLD 3000 00400R700 28400 1207498 SH SOLE NONE 1207498 0 0 ABSOLUTE SHS TR WBI BBR QTY 3000 00400R809 24636 925122 SH SOLE NONE 925122 0 0 ABSOLUTE SHS TR WBI BULBEAR TR 00400R833 7176 417222 SH SOLE NONE 417222 0 0 ABSOLUTE SHS TR WBI BULBEAR TR 00400R841 13373 665522 SH SOLE NONE 665522 0 0 ABSOLUTE SHS TR WBI PWR FCTR ETF 00400R858 18094 797504 SH SOLE NONE 797504 0 0 ABSOLUTE SHS TR WBI BBR GBL INME 00400R874 28588 1146243 SH SOLE NONE 1146243 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 563 3572 SH DFND 1 0 3572 0 ALTRIA GROUP INC COM 02209S103 1406 34288 SH SOLE NONE 34288 0 0 AMES NATL CORP COM 031001100 289 12051 SH DFND 1 0 12051 0 APPLE INC COM 037833100 3666 27631 SH DFND 1 0 27631 0 APPLE INC COM 037833100 2872 21641 SH SOLE NONE 21641 0 0 ASSOCIATED BANC CORP COM 045487105 292 17146 SH DFND 1 0 17146 0 ASSURANT INC COM 04621X108 2287 16790 SH DFND 1 0 16790 0 ASTRAZENECA PLC SPONSORED ADR 046353108 6317 126361 SH DFND 1 0 126361 0 ASTRAZENECA PLC SPONSORED ADR 046353108 4492 89860 SH SOLE NONE 89860 0 0 AVERY DENNISON CORP COM 053611109 476 3067 SH SOLE NONE 3067 0 0 B & G FOODS INC NEW COM 05508R106 416 14998 SH DFND 1 0 14998 0 BK OF AMERICA CORP COM 060505104 4016 132499 SH DFND 1 0 132499 0 BK OF AMERICA CORP COM 060505104 4014 132442 SH SOLE NONE 132442 0 0 BANK OZK COM 06417N103 349 11162 SH DFND 1 0 11162 0 BLOCK H & R INC COM 093671105 851 53648 SH DFND 1 0 53648 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 2327 26693 SH DFND 1 0 26693 0 BOOZ ALLEN HAMILTON HLDG COR CL A 099502106 1963 22518 SH SOLE NONE 22518 0 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1619 10568 SH DFND 1 0 10568 0 BROADRIDGE FINL SOLUTIONS IN COM 11133T103 1805 11781 SH SOLE NONE 11781 0 0 BRUNSWICK CORP COM 117043109 1910 25046 SH DFND 1 0 25046 0 BRUNSWICK CORP COM 117043109 1740 22829 SH SOLE NONE 22829 0 0 C & F FINL CORP COM 12466Q104 299 8061 SH DFND 1 0 8061 0 CIGNA CORP NEW COM 125523100 1747 8390 SH DFND 1 0 8390 0 CIGNA CORP NEW COM 125523100 1169 5614 SH SOLE NONE 5614 0 0 CAPITAL ONE FINL CORP COM 14040H105 765 7738 SH DFND 1 0 7738 0 CATHAY GEN BANCORP COM 149150104 323 10040 SH DFND 1 0 10040 0 LUMEN TECHNOLOGIES INC COM 156700106 1558 159781 SH DFND 1 0 159781 0 CHEMED CORP NEW COM 16359R103 794 1490 SH SOLE NONE 1490 0 0 CINCINNATI FINL CORP COM 172062101 1599 18298 SH DFND 1 0 18298 0 CINCINNATI FINL CORP COM 172062101 1072 12274 SH SOLE NONE 12274 0 0 CITIGROUP INC COM NEW 172967424 4225 68523 SH DFND 1 0 68523 0 CITIGROUP INC COM NEW 172967424 682 11057 SH SOLE NONE 11057 0 0 COMERICA INC COM 200340107 614 10992 SH DFND 1 0 10992 0 CONAGRA BRANDS INC COM 205887102 804 22179 SH SOLE NONE 22179 0 0 CONOCOPHILLIPS COM 20825C104 1894 47358 SH DFND 1 0 47358 0 CORNING INC COM 219350105 2062 57270 SH DFND 1 0 57270 0 COSTCO WHSL CORP NEW COM 22160K105 817 2169 SH DFND 1 0 2169 0 COSTCO WHSL CORP NEW COM 22160K105 1992 5288 SH SOLE NONE 5288 0 0 DBX ETF TR XTRACK USD HIGH 233051432 37880 756232 SH DFND 1 0 756232 0 DBX ETF TR XTRACK USD HIGH 233051432 36050 719710 SH SOLE NONE 719710 0 0 D R HORTON INC COM 23331A109 321 4653 SH SOLE NONE 4653 0 0 DISNEY WALT CO COM 254687106 1102 6080 SH DFND 1 0 6080 0 DISNEY WALT CO COM 254687106 3081 17007 SH SOLE NONE 17007 0 0 DOLLAR GEN CORP NEW COM 256677105 2449 11643 SH DFND 1 0 11643 0 EBAY INC. COM 278642103 1072 21329 SH DFND 1 0 21329 0 EBAY INC. COM 278642103 1219 24256 SH SOLE NONE 24256 0 0 EXXON MOBIL CORP COM 30231G102 2861 69419 SH DFND 1 0 69419 0 F N B CORP COM 302520101 301 31703 SH DFND 1 0 31703 0 FIDELITY COVINGTON TRUST CONSMR STAPLES 316092303 1443 35460 SH SOLE NONE 35460 0 0 FIDELITY COVINGTON TRUST HIGH DIVID ETF 316092840 498 15529 SH SOLE NONE 15529 0 0 FIDELITY COVINGTON TRUST MSCI UTILS INDEX 316092865 725 17864 SH SOLE NONE 17864 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 2564 65598 SH DFND 1 0 65598 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 1726 44147 SH SOLE NONE 44147 0 0 FIFTH THIRD BANCORP COM 316773100 1538 55803 SH DFND 1 0 55803 0 FIRST BANCORP INC ME COM 31866P102 261 10261 SH DFND 1 0 10261 0 FIRST COMWLTH FINL CORP PA COM 319829107 302 27580 SH DFND 1 0 27580 0 FIRST HORIZON CORPORATION COM 320517105 494 38704 SH DFND 1 0 38704 0 FIRST HAWAIIAN INC COM 32051X108 356 15088 SH DFND 1 0 15088 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 2964 34579 SH DFND 1 0 34579 0 FORTUNE BRANDS HOME & SEC IN COM 34964C106 2066 24105 SH SOLE NONE 24105 0 0 FRANKLIN TEMPLETON ETF TR LIBERTYQ US EQT 35473P801 887 23418 SH SOLE NONE 23418 0 0 GENERAL MLS INC COM 370334104 2100 35707 SH DFND 1 0 35707 0 GENERAL MLS INC COM 370334104 1448 24627 SH SOLE NONE 24627 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 1170 4435 SH SOLE NONE 4435 0 0 GRAINGER W W INC COM 384802104 480 1175 SH DFND 1 0 1175 0 GRAINGER W W INC COM 384802104 819 2006 SH SOLE NONE 2006 0 0 GREIF INC CL A 397624107 484 10329 SH DFND 1 0 10329 0 HERSHEY CO COM 427866108 1549 10166 SH DFND 1 0 10166 0 HOPE BANCORP INC COM 43940T109 326 29892 SH DFND 1 0 29892 0 HUMANA INC COM 444859102 2078 5064 SH DFND 1 0 5064 0 HUNTINGTON BANCSHARES INC COM 446150104 830 65709 SH DFND 1 0 65709 0 HUNTINGTON INGALLS INDS INC COM 446413106 1675 9823 SH DFND 1 0 9823 0 HUNTINGTON INGALLS INDS INC COM 446413106 454 2664 SH SOLE NONE 2664 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2047 16262 SH DFND 1 0 16262 0 INTERNATIONAL PAPER CO COM 460146103 775 15579 SH DFND 1 0 15579 0 INTERPUBLIC GROUP COS INC COM 460690100 1722 73203 SH DFND 1 0 73203 0 INTUIT COM 461202103 1574 4143 SH DFND 1 0 4143 0 INTUIT COM 461202103 1921 5056 SH SOLE NONE 5056 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL HLT 46137V332 324 1239 SH SOLE NONE 1239 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL STP 46137V373 1056 6978 SH SOLE NONE 6978 0 0 INVESCO EXCH TRADED FD TR II S&P MIDCP LOW 46138E198 812 16869 SH SOLE NONE 16869 0 0 INVESCO EXCH TRADED FD TR II S&P SMLCP LOW 46138G102 302 7417 SH SOLE NONE 7417 0 0 IOVANCE BIOTHERAPEUTICS INC COM 462260100 1697 36566 SH DFND 1 0 36566 0 IRON MTN INC NEW COM 46284V101 3034 102917 SH DFND 1 0 102917 0 IRON MTN INC NEW COM 46284V101 1730 58696 SH SOLE NONE 58696 0 0 ISHARES TR U.S. UTILITS ETF 464287697 234 3010 SH SOLE NONE 3010 0 0 ISHARES TR AGENCY BOND ETF 464288166 703 5879 SH SOLE NONE 5879 0 0 ISHARES TR ISHS 1-5YR INVS 464288646 318 5771 SH SOLE NONE 5771 0 0 ISHARES TR US AER DEF ETF 464288760 319 3372 SH SOLE NONE 3372 0 0 ISHARES TR CORE TOTAL USD 46434V613 251 4602 SH SOLE NONE 4602 0 0 ISHARES TR U.S. FIXED INCME 46435U796 239 2334 SH SOLE NONE 2334 0 0 ISHARES TR BROAD USD HIGH 46435U853 34465 835302 SH DFND 1 0 835302 0 ISHARES TR BROAD USD HIGH 46435U853 37704 913816 SH SOLE NONE 913816 0 0 J P MORGAN EXCHANGE-TRADED F DIVERSFED RTRN 46641Q886 268 3571 SH SOLE NONE 3571 0 0 JACOBS ENGR GROUP INC COM 469814107 1977 18142 SH DFND 1 0 18142 0 JACOBS ENGR GROUP INC COM 469814107 2333 21407 SH SOLE NONE 21407 0 0 JEFFERIES FINL GROUP INC COM 47233W109 1829 74356 SH DFND 1 0 74356 0 JEFFERIES FINL GROUP INC COM 47233W109 1184 48121 SH SOLE NONE 48121 0 0 JOHNSON & JOHNSON COM 478160104 1832 11638 SH DFND 1 0 11638 0 JOHNSON & JOHNSON COM 478160104 1375 8735 SH SOLE NONE 8735 0 0 KLA CORP COM NEW 482480100 931 3596 SH SOLE NONE 3596 0 0 KEYCORP COM 493267108 1062 64724 SH DFND 1 0 64724 0 KRAFT HEINZ CO COM 500754106 2487 71767 SH DFND 1 0 71767 0 KRAFT HEINZ CO COM 500754106 1957 56473 SH SOLE NONE 56473 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 1730 9151 SH DFND 1 0 9151 0 LANDSTAR SYS INC COM 515098101 1975 14667 SH DFND 1 0 14667 0 LANDSTAR SYS INC COM 515098101 1024 7607 SH SOLE NONE 7607 0 0 LENNAR CORP CL A 526057104 3665 48077 SH DFND 1 0 48077 0 LENNAR CORP CL A 526057104 1330 17452 SH SOLE NONE 17452 0 0 LOWES COS INC COM 548661107 5600 34891 SH DFND 1 0 34891 0 MDU RES GROUP INC COM 552690109 1301 49383 SH DFND 1 0 49383 0 MASCO CORP COM 574599106 1600 29124 SH DFND 1 0 29124 0 MASCO CORP COM 574599106 1996 36338 SH SOLE NONE 36338 0 0 MERCURY GENL CORP NEW COM 589400100 298 5716 SH DFND 1 0 5716 0 MICROSOFT CORP COM 594918104 3268 14695 SH DFND 1 0 14695 0 MICROSOFT CORP COM 594918104 2533 11389 SH SOLE NONE 11389 0 0 MORGAN STANLEY COM NEW 617446448 227 3315 SH SOLE NONE 3315 0 0 NAVIENT CORPORATION COM 63938C108 231 23550 SH DFND 1 0 23550 0 NEW YORK CMNTY BANCORP INC COM 649445103 343 32469 SH DFND 1 0 32469 0 NEWELL BRANDS INC COM 651229106 1723 81174 SH DFND 1 0 81174 0 NEWMONT CORP COM 651639106 971 16213 SH DFND 1 0 16213 0 NEWMONT CORP COM 651639106 1547 25836 SH SOLE NONE 25836 0 0 NOVAVAX INC COM NEW 670002401 6339 56845 SH DFND 1 0 56845 0 NOVAVAX INC COM NEW 670002401 4435 39774 SH SOLE NONE 39774 0 0 OLD REP INTL CORP COM 680223104 4721 239505 SH DFND 1 0 239505 0 OLD REP INTL CORP COM 680223104 1664 84447 SH SOLE NONE 84447 0 0 OMNICOM GROUP INC COM 681919106 1963 31481 SH DFND 1 0 31481 0 ORACLE CORP COM 68389X105 2753 42558 SH DFND 1 0 42558 0 PNC FINL SVCS GROUP INC COM 693475105 1915 12851 SH DFND 1 0 12851 0 PNC FINL SVCS GROUP INC COM 693475105 2314 15530 SH SOLE NONE 15530 0 0 PACER FDS TR TRENDP US LAR CP 69374H105 1103 33702 SH SOLE NONE 33702 0 0 PENNS WOODS BANCORP INC COM 708430103 286 10993 SH DFND 1 0 10993 0 PFIZER INC COM 717081103 4958 134703 SH DFND 1 0 134703 0 PFIZER INC COM 717081103 3941 107064 SH SOLE NONE 107064 0 0 PHILIP MORRIS INTL INC COM 718172109 3633 43883 SH DFND 1 0 43883 0 POLARIS INC COM 731068102 2550 26767 SH DFND 1 0 26767 0 POLARIS INC COM 731068102 377 3960 SH SOLE NONE 3960 0 0 PREMIER FINL BANCORP INC COM 74050M105 259 19475 SH DFND 1 0 19475 0 PRICE T ROWE GROUP INC COM 74144T108 274 1813 SH DFND 1 0 1813 0 PRICE T ROWE GROUP INC COM 74144T108 1517 10020 SH SOLE NONE 10020 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 535 10783 SH DFND 1 0 10783 0 PROSHARES TR RUSS 2000 DIVD 74347B698 1129 19660 SH SOLE NONE 19660 0 0 PROSPERITY BANCSHARES INC COM 743606105 807 11634 SH DFND 1 0 11634 0 PROVIDENT FINL SVCS INC COM 74386T105 332 18478 SH DFND 1 0 18478 0 REGIONS FINANCIAL CORP NEW COM 7591EP100 477 29590 SH DFND 1 0 29590 0 SPDR SER TR HLTH CARE SVCS 78464A573 244 2519 SH SOLE NONE 2519 0 0 SPDR SER TR AEROSPACE DEF 78464A631 1199 10450 SH SOLE NONE 10450 0 0 SAFETY INS GROUP INC COM 78648T100 269 3447 SH DFND 1 0 3447 0 SAREPTA THERAPEUTICS INC COM 803607100 1716 10064 SH DFND 1 0 10064 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 522 10153 SH SOLE NONE 10153 0 0 SCHWEITZER-MAUDUIT INTL INC COM 808541106 524 13036 SH DFND 1 0 13036 0 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 653 9687 SH SOLE NONE 9687 0 0 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 310 4947 SH SOLE NONE 4947 0 0 SHERWIN WILLIAMS CO COM 824348106 3651 4968 SH DFND 1 0 4968 0 SHERWIN WILLIAMS CO COM 824348106 3054 4156 SH SOLE NONE 4156 0 0 SHOPIFY INC CL A 82509L107 4089 3612 SH DFND 1 0 3612 0 SMITH A O CORP COM 831865209 540 9842 SH SOLE NONE 9842 0 0 STAR GROUP L P UNIT LTD PARTNR 85512C105 430 45660 SH DFND 1 0 45660 0 STEEL DYNAMICS INC COM 858119100 2692 73015 SH DFND 1 0 73015 0 STEEL DYNAMICS INC COM 858119100 900 24414 SH SOLE NONE 24414 0 0 SYNOVUS FINL CORP COM NEW 87161C501 311 9609 SH DFND 1 0 9609 0 TJX COS INC NEW COM 872540109 2521 36912 SH DFND 1 0 36912 0 TJX COS INC NEW COM 872540109 1461 21394 SH SOLE NONE 21394 0 0 TARGET CORP COM 87612E106 3659 20728 SH DFND 1 0 20728 0 TERADYNE INC COM 880770102 962 8025 SH SOLE NONE 8025 0 0 TEXAS INSTRS INC COM 882508104 753 4590 SH SOLE NONE 4590 0 0 TRACTOR SUPPLY CO COM 892356106 2022 14383 SH DFND 1 0 14383 0 TRACTOR SUPPLY CO COM 892356106 1009 7176 SH SOLE NONE 7176 0 0 TRAVELERS COMPANIES INC COM 89417E109 2134 15206 SH DFND 1 0 15206 0 TRAVELERS COMPANIES INC COM 89417E109 947 6750 SH SOLE NONE 6750 0 0 UNION BANKSHARES INC COM 905400107 268 10429 SH DFND 1 0 10429 0 UNITED PARCEL SERVICE INC CL B 911312106 6842 40631 SH DFND 1 0 40631 0 UNITED PARCEL SERVICE INC CL B 911312106 1740 10331 SH SOLE NONE 10331 0 0 UNIVERSAL CORP VA COM 913456109 504 10374 SH DFND 1 0 10374 0 UNUM GROUP COM 91529Y106 401 17471 SH DFND 1 0 17471 0 VALERO ENERGY CORP COM 91913Y100 3347 59162 SH DFND 1 0 59162 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 25387 790874 SH DFND 1 0 790874 0 VANECK VECTORS ETF TR FALLEN ANGEL HG 92189F437 1162 36202 SH SOLE NONE 36202 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 313 3760 SH SOLE NONE 3760 0 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 4462 40176 SH DFND 1 0 40176 0 VANGUARD SCOTTSDALE FDS LG-TERM COR BD 92206C813 317 2855 SH SOLE NONE 2855 0 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 2325 23931 SH DFND 1 0 23931 0 VANGUARD SCOTTSDALE FDS INT-TERM CORP 92206C870 523 5383 SH SOLE NONE 5383 0 0 VECTOR GROUP LTD COM 92240M108 487 41803 SH DFND 1 0 41803 0 VISTRA CORP COM 92840M102 2325 118242 SH DFND 1 0 118242 0 VISTRA CORP COM 92840M102 1561 79396 SH SOLE NONE 79396 0 0 WADDELL & REED FINL INC CL A 930059100 335 13149 SH DFND 1 0 13149 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1824 45725 SH DFND 1 0 45725 0 WEBSTER FINL CORP CONN COM 947890109 344 8156 SH DFND 1 0 8156 0 WHIRLPOOL CORP COM 963320106 758 4200 SH DFND 1 0 4200 0 XEROX HOLDINGS CORP COM NEW 98421M106 1033 44539 SH DFND 1 0 44539 0 YUM BRANDS INC COM 988498101 1674 15418 SH DFND 1 0 15418 0 YUM BRANDS INC COM 988498101 2930 26990 SH SOLE NONE 26990 0 0 AON PLC SHS CL A G0403H108 2588 12250 SH DFND 1 0 12250 0 AON PLC SHS CL A G0403H108 1286 6089 SH SOLE NONE 6089 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2071 7927 SH DFND 1 0 7927 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 4858 97486 SH DFND 1 0 97486 0 COCA COLA EUROPEAN PARTNERS SHS G25839104 4165 83575 SH SOLE NONE 83575 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 2025 32579 SH DFND 1 0 32579 0 PENTAIR PLC SHS G7S00T104 774 14580 SH DFND 1 0 14580 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 4097 26761 SH DFND 1 0 26761 0 CRISPR THERAPEUTICS AG NAMEN AKT H17182108 2929 19129 SH SOLE NONE 19129 0 0 LYONDELLBASELL INDUSTRIES N SHS - A - N53745100 2059 22460 SH DFND 1 0 22460 0