0001397424-19-000005.txt : 20190508
0001397424-19-000005.hdr.sgml : 20190508
20190508122537
ACCESSION NUMBER: 0001397424-19-000005
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20190331
FILED AS OF DATE: 20190508
DATE AS OF CHANGE: 20190508
EFFECTIVENESS DATE: 20190508
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: WBI INVESTMENTS, INC.
CENTRAL INDEX KEY: 0001397424
IRS NUMBER: 222566011
STATE OF INCORPORATION: NJ
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-12525
FILM NUMBER: 19805885
BUSINESS ADDRESS:
STREET 1: 1 RIVER CENTRE
STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122
CITY: RED BANK
STATE: NJ
ZIP: 07701
BUSINESS PHONE: 732-842-4920
MAIL ADDRESS:
STREET 1: 1 RIVER CENTRE
STREET 2: 331 NEWMAN SPRINGS ROAD SUITE 122
CITY: RED BANK
STATE: NJ
ZIP: 07701
FORMER COMPANY:
FORMER CONFORMED NAME: WBI INVESTMENTS
DATE OF NAME CHANGE: 20100211
FORMER COMPANY:
FORMER CONFORMED NAME: Wealth Builders
DATE OF NAME CHANGE: 20070424
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001397424
XXXXXXXX
03-31-2019
03-31-2019
WBI INVESTMENTS, INC.
1 RIVER CENTRE
331 NEWMAN SPRINGS ROAD SUITE 122
RED BANK
NJ
07701
13F HOLDINGS REPORT
028-12525
N
Lisa Rolon
Compliance Officer
732-842-4920
Lisa Rolon
Matawan
NJ
05-08-2019
1
348
1300816
false
1
0001449088
028-16338
MILLINGTON SECURITIES, INC.
INFORMATION TABLE
2
13F_Q119_050819121005.xml
AGCO CORP
COM
001084102
1476
21223
SH
DFND
1
0
21223
0
AES CORP
COM
00130H105
10758
595029
SH
DFND
1
0
595029
0
AES CORP
COM
00130H105
8471
468540
SH
SOLE
468540
0
0
AT&T INC
COM
00206R102
12491
398295
SH
DFND
1
0
398295
0
AT&T INC
COM
00206R102
12232
390037
SH
SOLE
390037
0
0
AVX CORP NEW
COM
002444107
2665
153714
SH
DFND
1
0
153714
0
AARONS INC
COM PAR $0.50
002535300
623
11850
SH
DFND
1
0
11850
0
ABSOLUTE SHS TR
WBI BBR RNG 2000
00400R106
14184
658833
SH
SOLE
658833
0
0
ABSOLUTE SHS TR
WBI BBR VAL 2000
00400R205
16903
770294
SH
SOLE
770294
0
0
ABSOLUTE SHS TR
WBI BBR YLD 2000
00400R304
40695
2076562
SH
SOLE
2076562
0
0
ABSOLUTE SHS TR
WBI BBR QTY 2000
00400R403
7196
347376
SH
SOLE
347376
0
0
ABSOLUTE SHS TR
WBI BBR RNG 1000
00400R502
28075
1085458
SH
SOLE
1085458
0
0
ABSOLUTE SHS TR
WBI BBR VAL 1000
00400R601
18549
667498
SH
SOLE
667498
0
0
ABSOLUTE SHS TR
WBI BBR YLD 1000
00400R700
60165
2451496
SH
SOLE
2451496
0
0
ABSOLUTE SHS TR
WBI BBR QTY 1000
00400R809
11725
446077
SH
SOLE
446077
0
0
ABSOLUTE SHS TR
WBI PWR FCTR ETF
00400R858
50970
2070275
SH
SOLE
2070275
0
0
ABSOLUTE SHS TR
WBI BBR GBL ROTN
00400R866
9410
399475
SH
SOLE
399475
0
0
ABSOLUTE SHS TR
WBI BBR GBL INME
00400R874
70689
2871211
SH
SOLE
2871211
0
0
ABSOLUTE SHS TR
WBI BBR GBL HIGH
00400R882
26257
1168548
SH
SOLE
1168548
0
0
ALAMO GROUP INC
COM
011311107
618
6188
SH
DFND
1
0
6188
0
ALTRIA GROUP INC
COM
02209s103
11365
197896
SH
DFND
1
0
197896
0
AMERICAN EXPRESS CO
COM
025816109
1815
16610
SH
DFND
1
0
16610
0
AMGEN INC
COM
031162100
6230
32791
SH
DFND
1
0
32791
0
AMGEN INC
COM
031162100
6
34
SH
SOLE
34
0
0
ANTERO MIDSTREAM CORP
COM ADDED
03676b102
1479
107307
SH
DFND
1
0
107307
0
ANTERO MIDSTREAM CORP
COM ADDED
03676b102
432
31384
SH
SOLE
31384
0
0
APPLE INC
COM
037833100
1893
9967
SH
DFND
1
0
9967
0
APPLE INC
COM
037833100
2115
11136
SH
SOLE
11136
0
0
APPLIED MATLS INC
COM
038222105
2049
51675
SH
DFND
1
0
51675
0
APPLIED MATLS INC
COM
038222105
3
68
SH
SOLE
68
0
0
ARCH COAL INC
CL A
039380407
1147
12568
SH
DFND
1
0
12568
0
ARCH COAL INC
CL A
039380407
3
28
SH
SOLE
28
0
0
ARTISAN PARTNERS ASSET MGMT
CL A
04316a108
775
30784
SH
DFND
1
0
30784
0
AVNET INC
COM
053807103
1044
24069
SH
DFND
1
0
24069
0
B & G FOODS INC NEW
COM
05508R106
931
38135
SH
DFND
1
0
38135
0
BWX TECHNOLOGIES INC
COM
05605h100
696
14044
SH
DFND
1
0
14044
0
BWX TECHNOLOGIES INC
COM
05605h100
1410
28442
SH
SOLE
28442
0
0
BANK NEW YORK MELLON CORP
COM
064058100
1869
37061
SH
DFND
1
0
37061
0
BEST BUY INC
COM
086516101
1645
23145
SH
DFND
1
0
23145
0
BEST BUY INC
COM
086516101
3
41
SH
SOLE
41
0
0
BLOCK H & R INC
COM
093671105
1387
57930
SH
DFND
1
0
57930
0
BOOZ ALLEN HAMILTON HLDG COR
CL A
099502106
1116
19199
SH
DFND
1
0
19199
0
BOYD GAMING CORP
COM
103304101
1247
45593
SH
DFND
1
0
45593
0
BRADY CORP
CL A
104674106
568
12243
SH
DFND
1
0
12243
0
BROADCOM INC
COM
11135f101
5056
16812
SH
SOLE
16812
0
0
BUCKLE INC
COM
118440106
785
41932
SH
DFND
1
0
41932
0
CDW CORP
COM
12514G108
2373
24620
SH
DFND
1
0
24620
0
CDW CORP
COM
12514G108
3834
39786
SH
SOLE
39786
0
0
CSG SYS INTL INC
COM
126349109
574
13577
SH
DFND
1
0
13577
0
CVR ENERGY INC
COM
12662P108
1345
32636
SH
DFND
1
0
32636
0
CVR ENERGY INC
COM
12662P108
855
20744
SH
SOLE
20744
0
0
CAMPING WORLD HLDGS INC
CL A
13462k109
2955
212440
SH
DFND
1
0
212440
0
CARDINAL HEALTH INC
COM
14149Y108
5578
115840
SH
DFND
1
0
115840
0
CARTERS INC
COM
146229109
1725
17117
SH
DFND
1
0
17117
0
CARTERS INC
COM
146229109
1
11
SH
SOLE
11
0
0
CATO CORP NEW
CL A
149205106
557
37215
SH
DFND
1
0
37215
0
CELANESE CORP DEL
COM
150870103
1872
18980
SH
DFND
1
0
18980
0
CELANESE CORP DEL
COM
150870103
4
44
SH
SOLE
44
0
0
CENTERPOINT ENERGY INC
COM
15189t107
2389
77830
SH
DFND
1
0
77830
0
CHEESECAKE FACTORY INC
COM
163072101
3867
79039
SH
DFND
1
0
79039
0
CHEESECAKE FACTORY INC
COM
163072101
2083
42575
SH
SOLE
42575
0
0
CHEVRON CORP NEW
COM
166764100
4711
38242
SH
DFND
1
0
38242
0
CHEVRON CORP NEW
COM
166764100
8356
67834
SH
SOLE
67834
0
0
CHICOS FAS INC
COM
168615102
926
216850
SH
DFND
1
0
216850
0
CHURCH & DWIGHT INC
COM
171340102
1102
15468
SH
DFND
1
0
15468
0
CHURCH & DWIGHT INC
COM
171340102
691
9699
SH
SOLE
9699
0
0
CINCINNATI FINL CORP
COM
172062101
5394
62798
SH
DFND
1
0
62798
0
CINCINNATI FINL CORP
COM
172062101
2
23
SH
SOLE
23
0
0
CISCO SYS INC
COM
17275r102
3709
68701
SH
DFND
1
0
68701
0
CISCO SYS INC
COM
17275r102
4028
74615
SH
SOLE
74615
0
0
COGNIZANT TECHNOLOGY SOLUTIO
CL A
192446102
1743
24062
SH
DFND
1
0
24062
0
COMCAST CORP NEW
CL A
20030n101
3925
98175
SH
DFND
1
0
98175
0
CONSOLIDATED COMM HLDGS INC
COM
209034107
687
62987
SH
DFND
1
0
62987
0
COVANTA HLDG CORP
COM
22282E102
851
49181
SH
DFND
1
0
49181
0
CUMMINS INC
COM
231021106
1792
11348
SH
DFND
1
0
11348
0
CUMMINS INC
COM
231021106
4665
29547
SH
SOLE
29547
0
0
DBX ETF TR
XTRACK USD HIGH
233051432
48094
967493
SH
DFND
1
0
967493
0
DBX ETF TR
XTRACK USD HIGH
233051432
19739
397075
SH
SOLE
397075
0
0
DARDEN RESTAURANTS INC
COM
237194105
5650
46517
SH
DFND
1
0
46517
0
DELEK US HLDGS INC NEW
COM
24665A103
2684
73688
SH
DFND
1
0
73688
0
DELEK US HLDGS INC NEW
COM
24665A103
1
32
SH
SOLE
32
0
0
DILLARDS INC
CL A
254067101
1318
18305
SH
DFND
1
0
18305
0
DILLARDS INC
CL A
254067101
1
15
SH
SOLE
15
0
0
DOMTAR CORP
COM NEW
257559203
5891
118646
SH
DFND
1
0
118646
0
DOMTAR CORP
COM NEW
257559203
3
65
SH
SOLE
65
0
0
ENLINK MIDSTREAM LLC
COM UNIT REP LTD
29336t100
1020
79791
SH
DFND
1
0
79791
0
ENPRO INDS INC
COM
29355X107
1002
15543
SH
DFND
1
0
15543
0
ENPRO INDS INC
COM
29355X107
1
16
SH
SOLE
16
0
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
454
86541
SH
DFND
1
0
86541
0
ENTERCOM COMMUNICATIONS CORP
CL A
293639100
1
120
SH
SOLE
120
0
0
EVERCORE INC
CLASS A
29977A105
1836
20173
SH
DFND
1
0
20173
0
EVERCORE INC
CLASS A
29977A105
3150
34616
SH
SOLE
34616
0
0
EVERTEC INC
COM
30040P103
670
24082
SH
DFND
1
0
24082
0
EVERTEC INC
COM
30040P103
119
4275
SH
SOLE
4275
0
0
EXELON CORP
COM
30161N101
4022
80224
SH
DFND
1
0
80224
0
EXELON CORP
COM
30161N101
2
39
SH
SOLE
39
0
0
EXXON MOBIL CORP
COM
30231G102
8027
99343
SH
DFND
1
0
99343
0
EXXON MOBIL CORP
COM
30231G102
9136
113072
SH
SOLE
113072
0
0
F M C CORP
COM NEW
302491303
1099
14307
SH
DFND
1
0
14307
0
FNB CORP PA
COM
302520101
1376
129794
SH
DFND
1
0
129794
0
FNB CORP PA
COM
302520101
6
589
SH
SOLE
589
0
0
FEDERATED INVS INC PA
CL B
314211103
1348
46000
SH
DFND
1
0
46000
0
FEDERATED INVS INC PA
CL B
314211103
2
81
SH
SOLE
81
0
0
FIDELITY
MSCI CONSM DIS
316092204
239
5449
SH
SOLE
5449
0
0
FIRST AMERN FINL CORP
COM
31847R102
1354
26300
SH
DFND
1
0
26300
0
FIRST AMERN FINL CORP
COM
31847R102
3401
66034
SH
SOLE
66034
0
0
FIRSTCASH INC
COM
33767D105
685
7918
SH
DFND
1
0
7918
0
FORD MTR CO DEL
COM
345370860
5802
660817
SH
DFND
1
0
660817
0
FORWARD AIR CORP
COM
349853101
293
4525
SH
DFND
1
0
4525
0
FULLER H B CO
COM
359694106
1283
26385
SH
DFND
1
0
26385
0
GALLAGHER ARTHUR J & CO
COM
363576109
389
4985
SH
SOLE
4985
0
0
GANNETT CO INC
COM
36473h104
734
69612
SH
DFND
1
0
69612
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GANNETT CO INC
COM
36473h104
2
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SH
SOLE
191
0
0
GENERAL MLS INC
COM
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SH
DFND
1
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90906
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GENERAL MLS INC
COM
370334104
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101403
SH
SOLE
101403
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GENUINE PARTS CO
COM
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1641
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SH
DFND
1
0
14649
0
GENUINE PARTS CO
COM
372460105
2
18
SH
SOLE
18
0
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
1399
21629
SH
DFND
1
0
21629
0
GROUP 1 AUTOMOTIVE INC
COM
398905109
1
13
SH
SOLE
13
0
0
HNI CORP
COM
404251100
2453
67594
SH
DFND
1
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67594
0
HNI CORP
COM
404251100
4
109
SH
SOLE
109
0
0
HANMI FINL CORP
COM NEW
410495204
574
27003
SH
DFND
1
0
27003
0
HARLEY DAVIDSON INC
COM
412822108
3843
107767
SH
DFND
1
0
107767
0
HARLEY DAVIDSON INC
COM
412822108
3
71
SH
SOLE
71
0
0
HARTFORD FINL SVCS GROUP INC
COM
416515104
4216
84791
SH
DFND
1
0
84791
0
HERSHEY CO
COM
427866108
2266
19734
SH
DFND
1
0
19734
0
HERSHEY CO
COM
427866108
5685
49507
SH
SOLE
49507
0
0
HOME DEPOT INC
COM
437076102
3661
19081
SH
DFND
1
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19081
0
HOME DEPOT INC
COM
437076102
440
2295
SH
SOLE
2295
0
0
HONEYWELL INTL INC
COM
438516106
3207
20183
SH
DFND
1
0
20183
0
HUBBELL INC
COM
443510607
1048
8880
SH
DFND
1
0
8880
0
ITT INC
COM
45073V108
693
11940
SH
DFND
1
0
11940
0
ILLINOIS TOOL WKS INC
COM
452308109
2117
14751
SH
DFND
1
0
14751
0
INTEL CORP
COM
458140100
8134
151467
SH
DFND
1
0
151467
0
INTEL CORP
COM
458140100
2
36
SH
SOLE
36
0
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
10036
71128
SH
DFND
1
0
71128
0
INTERNATIONAL BUSINESS MACHS
COM
459200101
6
39
SH
SOLE
39
0
0
INTL PAPER CO
COM
460146103
13107
283270
SH
DFND
1
0
283270
0
INTL PAPER CO
COM
460146103
9240
199705
SH
SOLE
199705
0
0
INTERPUBLIC GROUP COS INC
COM
460690100
1358
64627
SH
DFND
1
0
64627
0
INTERPUBLIC GROUP COS INC
COM
460690100
3
164
SH
SOLE
164
0
0
ISHARES TR
1 3 YR TREAS BD
464287457
371
4413
SH
SOLE
4413
0
0
ISHARES TR
NA TEC MULTM ETF
464287531
949
16804
SH
DFND
1
0
16804
0
ISHARES TR
NA TEC MULTM ETF
464287531
314
5567
SH
SOLE
5567
0
0
ISHARES TR
INTL TREA BD ETF
464288117
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SH
DFND
1
0
186525
0
ISHARES TR
JPMORGAN USD EMG
464288281
5602
50897
SH
DFND
1
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50897
0
ISHARES TR
JPMORGAN USD EMG
464288281
324
2940
SH
SOLE
2940
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
51466
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SH
DFND
1
0
595190
0
ISHARES TR
IBOXX HI YD ETF
464288513
69875
808082
SH
SOLE
808082
0
0
ISHARES TR
INTRM TR CRP ETF
464288638
8813
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SH
DFND
1
0
159826
0
ISHARES TR
SHORT TREAS BD
464288679
1767
15980
SH
SOLE
15980
0
0
ISHARES TR
LNG TR CRPRT BD
464289511
8874
147050
SH
DFND
1
0
147050
0
JOHNSON & JOHNSON
COM
478160104
1040
7440
SH
DFND
1
0
7440
0
JOHNSON & JOHNSON
COM
478160104
2
14
SH
SOLE
14
0
0
KLA-TENCOR CORP
COM
482480100
4781
40035
SH
DFND
1
0
40035
0
KLA-TENCOR CORP
COM
482480100
3410
28561
SH
SOLE
28561
0
0
KAMAN CORP
COM
483548103
614
10507
SH
DFND
1
0
10507
0
KAMAN CORP
COM
483548103
3
56
SH
SOLE
56
0
0
KB HOME
COM
48666K109
1504
62216
SH
DFND
1
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62216
0
KB HOME
COM
48666K109
437
18091
SH
SOLE
18091
0
0
KEYCORP NEW
COM
493267108
1344
85327
SH
DFND
1
0
85327
0
KIMBERLY CLARK CORP
COM
494368103
3507
28308
SH
DFND
1
0
28308
0
KIMBERLY CLARK CORP
COM
494368103
2
17
SH
SOLE
17
0
0
KOHLS CORP
COM
500255104
5446
79189
SH
DFND
1
0
79189
0
KOHLS CORP
COM
500255104
8515
123822
SH
SOLE
123822
0
0
KRONOS WORLDWIDE INC
COM
50105F105
624
44474
SH
DFND
1
0
44474
0
LA Z BOY INC
COM
505336107
1019
30900
SH
DFND
1
0
30900
0
LANDSTAR SYS INC
COM
515098101
637
5823
SH
DFND
1
0
5823
0
LANDSTAR SYS INC
COM
515098101
1
9
SH
SOLE
9
0
0
LAS VEGAS SANDS CORP
COM
517834107
4299
70519
SH
DFND
1
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70519
0
LAUDER ESTEE COS INC
CL A
518439104
1234
7452
SH
DFND
1
0
7452
0
LAUDER ESTEE COS INC
CL A
518439104
2447
14782
SH
SOLE
14782
0
0
LEGG MASON INC
COM
524901105
1173
42874
SH
DFND
1
0
42874
0
LEGG MASON INC
COM
524901105
3
94
SH
SOLE
94
0
0
LEIDOS HLDGS INC
COM
525327102
1354
21131
SH
DFND
1
0
21131
0
LITHIA MTRS INC
CL A
536797103
1582
17060
SH
DFND
1
0
17060
0
LITHIA MTRS INC
CL A
536797103
2029
21872
SH
SOLE
21872
0
0
LOCKHEED MARTIN CORP
COM
539830109
2033
6773
SH
DFND
1
0
6773
0
LOWES COS INC
COM
548661107
2746
25081
SH
DFND
1
0
25081
0
MSCI INC
COM
55354G100
322
1617
SH
DFND
1
0
1617
0
MSCI INC
COM
55354G100
3
13
SH
SOLE
13
0
0
MACYS INC
COM
55616P104
5262
218959
SH
DFND
1
0
218959
0
MACYS INC
COM
55616P104
2
101
SH
SOLE
101
0
0
MASTERCARD INC
CL A
57636Q104
1299
5519
SH
DFND
1
0
5519
0
MAXIMUS INC
COM
577933104
1227
17287
SH
DFND
1
0
17287
0
MAXIMUS INC
COM
577933104
3495
49234
SH
SOLE
49234
0
0
MERCURY GENL CORP NEW
COM
589400100
917
18307
SH
DFND
1
0
18307
0
MEREDITH CORP
COM
589433101
3611
65337
SH
DFND
1
0
65337
0
MEREDITH CORP
COM
589433101
6965
126048
SH
SOLE
126048
0
0
METLIFE INC
COM
59156R108
1238
29070
SH
DFND
1
0
29070
0
METLIFE INC
COM
59156R108
3
59
SH
SOLE
59
0
0
MICROSOFT CORP
COM
594918104
1241
10522
SH
DFND
1
0
10522
0
MICROSOFT CORP
COM
594918104
451
3828
SH
SOLE
3828
0
0
MILLER HERMAN INC
COM
600544100
459
13045
SH
DFND
1
0
13045
0
MORNINGSTAR INC
COM
617700109
732
5808
SH
DFND
1
0
5808
0
MORNINGSTAR INC
COM
617700109
4035
32029
SH
SOLE
32029
0
0
MOTOROLA SOLUTIONS INC
COM NEW
620076307
2012
14327
SH
DFND
1
0
14327
0
MUELLER INDS INC
COM
624756102
1023
32642
SH
DFND
1
0
32642
0
MUELLER WTR PRODS INC
COM SER A
624758108
540
53798
SH
DFND
1
0
53798
0
MUELLER WTR PRODS INC
COM SER A
624758108
1
108
SH
SOLE
108
0
0
NASDAQ INC
COM
631103108
2257
25800
SH
DFND
1
0
25800
0
NASDAQ INC
COM
631103108
3
32
SH
SOLE
32
0
0
NAVIENT CORPORATION
COM
63938c108
1351
116806
SH
DFND
1
0
116806
0
NAVIENT CORPORATION
COM
63938c108
3
232
SH
SOLE
232
0
0
NELNET INC
CL A
64031N108
1257
22827
SH
DFND
1
0
22827
0
NELNET INC
CL A
64031N108
589
10704
SH
SOLE
10704
0
0
NETAPP INC
COM
64110D104
1213
17500
SH
DFND
1
0
17500
0
NETAPP INC
COM
64110D104
5
73
SH
SOLE
73
0
0
NEW MEDIA INVT GROUP INC
COM
64704v106
463
44101
SH
DFND
1
0
44101
0
NEW YORK CMNTY BANCORP INC
COM
649445103
3221
278352
SH
DFND
1
0
278352
0
NEW YORK CMNTY BANCORP INC
COM
649445103
4835
417879
SH
SOLE
417879
0
0
OLD REP INTL CORP
COM
680223104
1920
91757
SH
DFND
1
0
91757
0
ONEMAIN HLDGS INC
COM
68268w103
2069
65158
SH
DFND
1
0
65158
0
ORACLE CORP
COM
68389X105
838
15609
SH
SOLE
15609
0
0
OWENS ILL INC
COM NEW
690768403
1251
65900
SH
DFND
1
0
65900
0
OWENS ILL INC
COM NEW
690768403
1
56
SH
SOLE
56
0
0
PACKAGING CORP AMER
COM
695156109
7074
71180
SH
DFND
1
0
71180
0
PACKAGING CORP AMER
COM
695156109
4418
44454
SH
SOLE
44454
0
0
PACWEST BANCORP DEL
COM
695263103
1979
52610
SH
DFND
1
0
52610
0
PACWEST BANCORP DEL
COM
695263103
1537
40868
SH
SOLE
40868
0
0
PARK NATL CORP
COM
700658107
201
2119
SH
DFND
1
0
2119
0
PARK NATL CORP
COM
700658107
1
10
SH
SOLE
10
0
0
PATTERSON COMPANIES INC
COM
703395103
1662
76056
SH
DFND
1
0
76056
0
PEOPLES UTD FINL INC
COM
712704105
1538
93551
SH
DFND
1
0
93551
0
PEOPLES UTD FINL INC
COM
712704105
5
334
SH
SOLE
334
0
0
PEPSICO INC
COM
713448108
781
6376
SH
DFND
1
0
6376
0
PEPSICO INC
COM
713448108
2
17
SH
SOLE
17
0
0
PHILIP MORRIS INTL INC
COM
718172109
6484
73354
SH
DFND
1
0
73354
0
POLARIS INDS INC
COM
731068102
2795
33103
SH
DFND
1
0
33103
0
POOL CORPORATION
COM
73278L105
1097
6648
SH
DFND
1
0
6648
0
POOL CORPORATION
COM
73278L105
1068
6476
SH
SOLE
6476
0
0
PRINCIPAL FINL GROUP INC
COM
74251V102
1557
31015
SH
DFND
1
0
31015
0
PROCTER AND GAMBLE CO
COM
742718109
1089
10466
SH
DFND
1
0
10466
0
PROGRESSIVE CORP OHIO
COM
743315103
9377
130077
SH
DFND
1
0
130077
0
PROGRESSIVE CORP OHIO
COM
743315103
15271
211829
SH
SOLE
211829
0
0
PRUDENTIAL FINL INC
COM
744320102
1396
15189
SH
DFND
1
0
15189
0
PRUDENTIAL FINL INC
COM
744320102
3
30
SH
SOLE
30
0
0
PULTE GROUP INC
COM
745867101
939
33601
SH
SOLE
33601
0
0
QUAD / GRAPHICS INC
COM CL A
747301109
551
46290
SH
DFND
1
0
46290
0
RADIAN GROUP INC
COM
750236101
1377
66376
SH
DFND
1
0
66376
0
RADIAN GROUP INC
COM
750236101
487
23467
SH
SOLE
23467
0
0
RALPH LAUREN CORP
CL A
751212101
1078
8310
SH
DFND
1
0
8310
0
RALPH LAUREN CORP
CL A
751212101
1
9
SH
SOLE
9
0
0
RAYTHEON CO
COM NEW
755111507
1618
8885
SH
DFND
1
0
8885
0
RAYTHEON CO
COM NEW
755111507
1197
6573
SH
SOLE
6573
0
0
REGAL BELOIT CORP
COM
758750103
1316
16076
SH
DFND
1
0
16076
0
REGAL BELOIT CORP
COM
758750103
1
13
SH
SOLE
13
0
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
1315
9259
SH
DFND
1
0
9259
0
REINSURANCE GRP OF AMERICA I
COM NEW
759351604
341
2405
SH
SOLE
2405
0
0
RELIANCE STEEL & ALUMINUM CO
COM
759509102
2053
22750
SH
DFND
1
0
22750
0
ROBERT HALF INTL INC
COM
770323103
1544
23689
SH
DFND
1
0
23689
0
ROBERT HALF INTL INC
COM
770323103
2
33
SH
SOLE
33
0
0
ROCKWELL AUTOMATION INC
COM
773903109
1162
6624
SH
DFND
1
0
6624
0
ROCKWELL AUTOMATION INC
COM
773903109
2
14
SH
SOLE
14
0
0
ROSS STORES INC
COM
778296103
3229
34683
SH
DFND
1
0
34683
0
ROSS STORES INC
COM
778296103
5023
53949
SH
SOLE
53949
0
0
RYDER SYS INC
COM
783549108
3160
50980
SH
DFND
1
0
50980
0
RYDER SYS INC
COM
783549108
5
84
SH
SOLE
84
0
0
S&P GLOBAL INC
COM
78409v104
3410
16197
SH
DFND
1
0
16197
0
SPDR SER TR
BLOMBERG BRC INV
78468r200
1354
44100
SH
DFND
1
0
44100
0
SPDR SER TR
BLOMBERG BRC INV
78468r200
431
14053
SH
SOLE
14053
0
0
SANTANDER CONSUMER USA HDG I
COM
80283m101
3173
150168
SH
DFND
1
0
150168
0
SANTANDER CONSUMER USA HDG I
COM
80283m101
8756
414399
SH
SOLE
414399
0
0
SCHWEITZER-MAUDUIT INTL INC
COM
808541106
734
18946
SH
DFND
1
0
18946
0
SCHWEITZER-MAUDUIT INTL INC
COM
808541106
2
53
SH
SOLE
53
0
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369y209
1449
15793
SH
DFND
1
0
15793
0
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369y209
456
4969
SH
SOLE
4969
0
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369y605
1980
77020
SH
DFND
1
0
77020
0
SELECT SECTOR SPDR TR
SBI INT-FINL
81369y605
644
25052
SH
SOLE
25052
0
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369y860
1622
44790
SH
DFND
1
0
44790
0
SELECT SECTOR SPDR TR
RL EST SEL SEC
81369y860
531
14660
SH
SOLE
14660
0
0
SILGAN HOLDINGS INC
COM
827048109
1365
46061
SH
DFND
1
0
46061
0
SILGAN HOLDINGS INC
COM
827048109
2
79
SH
SOLE
79
0
0
SMITH A O CORP
COM
831865209
1105
20725
SH
DFND
1
0
20725
0
SMITH A O CORP
COM
831865209
2251
42209
SH
SOLE
42209
0
0
SMUCKER J M CO
COM NEW
832696405
6261
53739
SH
DFND
1
0
53739
0
SMUCKER J M CO
COM NEW
832696405
641
5506
SH
SOLE
5506
0
0
SONOCO PRODS CO
COM
835495102
5028
81713
SH
DFND
1
0
81713
0
SONOCO PRODS CO
COM
835495102
1
19
SH
SOLE
19
0
0
STANDARD MTR PRODS INC
COM
853666105
1413
28772
SH
DFND
1
0
28772
0
SYNCHRONY FINL
COM
87165b103
1908
59827
SH
DFND
1
0
59827
0
SYNCHRONY FINL
COM
87165b103
1618
50708
SH
SOLE
50708
0
0
TJX COS INC NEW
COM
872540109
3193
60014
SH
DFND
1
0
60014
0
TJX COS INC NEW
COM
872540109
3
48
SH
SOLE
48
0
0
TARGET CORP
COM
87612E106
2640
32894
SH
DFND
1
0
32894
0
TARGET CORP
COM
87612E106
3780
47102
SH
SOLE
47102
0
0
TEGNA INC
COM
87901j105
1394
98840
SH
DFND
1
0
98840
0
TEGNA INC
COM
87901j105
2
167
SH
SOLE
167
0
0
TERADYNE INC
COM
880770102
277
6949
SH
SOLE
6949
0
0
TETRA TECH INC NEW
COM
88162G103
636
10666
SH
DFND
1
0
10666
0
TETRA TECH INC NEW
COM
88162G103
1
17
SH
SOLE
17
0
0
TEXAS INSTRS INC
COM
882508104
3193
30102
SH
DFND
1
0
30102
0
TEXAS INSTRS INC
COM
882508104
5
43
SH
SOLE
43
0
0
TIMKEN CO
COM
887389104
2845
65213
SH
DFND
1
0
65213
0
TIMKEN CO
COM
887389104
1
25
SH
SOLE
25
0
0
TOLL BROTHERS INC
COM
889478103
1263
34884
SH
DFND
1
0
34884
0
TORO CO
COM
891092108
1184
17200
SH
DFND
1
0
17200
0
TRACTOR SUPPLY CO
COM
892356106
2191
22407
SH
DFND
1
0
22407
0
TYSON FOODS INC
CL A
902494103
4489
64662
SH
DFND
1
0
64662
0
TYSON FOODS INC
CL A
902494103
2230
32116
SH
SOLE
32116
0
0
U S PHYSICAL THERAPY INC
COM
90337L108
571
5435
SH
DFND
1
0
5435
0
U S PHYSICAL THERAPY INC
COM
90337L108
1
10
SH
SOLE
10
0
0
UMPQUA HLDGS CORP
COM
904214103
1403
85000
SH
DFND
1
0
85000
0
UMPQUA HLDGS CORP
COM
904214103
3
152
SH
SOLE
152
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
9397
84095
SH
DFND
1
0
84095
0
UNITED PARCEL SERVICE INC
CL B
911312106
11109
99421
SH
SOLE
99421
0
0
UNIVERSAL CORP VA
COM
913456109
711
12331
SH
DFND
1
0
12331
0
UNIVERSAL HLTH SVCS INC
CL B
913903100
516
3859
SH
DFND
1
0
3859
0
VANECK VECTORS ETF TR
EMERGING MKTS HI
92189F353
4566
195397
SH
DFND
1
0
195397
0
VANECK VECTORS ETF TR
RETAIL ETF
92189F684
757
7228
SH
DFND
1
0
7228
0
VANGUARD WORLD FDS
INF TECH ETF
92204a702
799
3980
SH
DFND
1
0
3980
0
VANGUARD WORLD FDS
INF TECH ETF
92204a702
251
1251
SH
SOLE
1251
0
0
VERIZON COMMUNICATIONS INC
COM
92343v104
12543
212119
SH
DFND
1
0
212119
0
VERIZON COMMUNICATIONS INC
COM
92343v104
11543
195210
SH
SOLE
195210
0
0
VISA INC
COM CL A
92826C839
1061
6793
SH
DFND
1
0
6793
0
VOYA FINL INC
COM
929089100
1569
31399
SH
DFND
1
0
31399
0
VOYA FINL INC
COM
929089100
3507
70189
SH
SOLE
70189
0
0
WADDELL & REED FINL INC
CL A
930059100
1076
62214
SH
DFND
1
0
62214
0
WADDELL & REED FINL INC
CL A
930059100
8
447
SH
SOLE
447
0
0
WALMART INC
COM
931142103
1038
10642
SH
DFND
1
0
10642
0
WALMART INC
COM
931142103
2
19
SH
SOLE
19
0
0
WENDYS CO
COM
95058W100
1051
58769
SH
DFND
1
0
58769
0
WENDYS CO
COM
95058W100
1
67
SH
SOLE
67
0
0
WERNER ENTERPRISES INC
COM
950755108
1087
31827
SH
DFND
1
0
31827
0
WERNER ENTERPRISES INC
COM
950755108
2231
65323
SH
SOLE
65323
0
0
WESTERN DIGITAL CORP
COM
958102105
4548
94625
SH
DFND
1
0
94625
0
WHIRLPOOL CORP
COM
963320106
1387
10440
SH
DFND
1
0
10440
0
WHIRLPOOL CORP
COM
963320106
1
9
SH
SOLE
9
0
0
WILLIAMS SONOMA INC
COM
969904101
4235
75256
SH
DFND
1
0
75256
0
WILLIAMS SONOMA INC
COM
969904101
3264
58007
SH
SOLE
58007
0
0
COCA COLA EUROPEAN PARTNERS
SHS
g25839104
5418
104723
SH
DFND
1
0
104723
0
COCA COLA EUROPEAN PARTNERS
SHS
g25839104
4691
90663
SH
SOLE
90663
0
0
EATON CORP PLC
SHS
G29183103
7709
95687
SH
DFND
1
0
95687
0
EATON CORP PLC
SHS
G29183103
10551
130966
SH
SOLE
130966
0
0
EVEREST RE GROUP LTD
COM
G3223R108
2776
12855
SH
DFND
1
0
12855
0
INVESCO LTD
SHS
G491BT108
2217
114795
SH
DFND
1
0
114795
0
JAMES RIV GROUP LTD
COM
g5005r107
680
16972
SH
DFND
1
0
16972
0
JAMES RIV GROUP LTD
COM
g5005r107
99
2473
SH
SOLE
2473
0
0
JOHNSON CTLS INTL PLC
SHS
g51502105
4470
121002
SH
DFND
1
0
121002
0
SEAGATE TECHNOLOGY PLC
SHS
g7945m107
6903
144149
SH
DFND
1
0
144149
0
PENTAIR PLC
SHS
g7s00t104
629
14133
SH
DFND
1
0
14133
0
ARDAGH GROUP S A
CL A
l0223l101
426
32736
SH
DFND
1
0
32736
0
ARDAGH GROUP S A
CL A
l0223l101
385
29646
SH
SOLE
29646
0
0
LYONDELLBASELL INDUSTRIES N
SHS - A -
n53745100
5345
63565
SH
DFND
1
0
63565
0
ROYAL CARIBBEAN CRUISES LTD
COM
v7780t103
1939
16919
SH
DFND
1
0
16919
0
ROYAL CARIBBEAN CRUISES LTD
COM
v7780t103
2
17
SH
SOLE
17
0
0