13F-HR 1 ChicagoFundamental1q13.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Chicago Fundamental Investment Partners, LLC Address: 71 South Wacker Drive Suite 3495 Chicago, IL 60606 13F File Number: 028-13316 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Steven J. Novatney Title: General Counsel & Chief Compliance Officer Phone: (312) 416-4300 Signature, Place, and Date of Signing: /s/ Steven J. Novatney Chicago, IL/USA May 13, 2013 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 13 Form 13F Information Table Value Total: $116,541 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- ADVANCED MICRO DEVICES INC COM 007903107 64 24900 SH PUT SOLE 24900 0 0 CHESAPEAKE ENERGY CORP COM 165167107 34596 1695000 SH PUT SOLE 1695000 0 0 CHESAPEAKE ENERGY CORP COM 165167107 17225 844000 SH CALL SOLE 844000 0 0 D R HORTON INC NOTE 2.000% 5/1 23331ABB4 12258 6500000 PRN SOLE 6500000 0 0 KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 559 14450 SH SOLE 14450 0 0 KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 113 22550 SH SOLE 22550 0 0 OCEAN RIG UDW INC SHS Y64354205 1623 100744 SH SOLE 100744 0 0 RENTECH INC COM 760112102 90 38161 SH SOLE 38161 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 16202 443200 SH PUT SOLE 443200 0 0 SEAGATE TECHNOLOGY PLC SHS G7945M107 7321 200300 SH CALL SOLE 200300 0 0 SPANSION INC COM CL A NEW 84649R200 446 34649 SH SOLE 34649 0 0 US AIRWAYS GROUP INC NOTE 7.250% 5/1 911905AC1 25997 7000000 PRN SOLE 7000000 0 0 VANTAGE DRILLING COMPANY ORD SHS G93205113 47 26620 SH SOLE 26620 0 0