0001172661-13-000803.txt : 20130513
0001172661-13-000803.hdr.sgml : 20130513
20130513095918
ACCESSION NUMBER: 0001172661-13-000803
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130331
FILED AS OF DATE: 20130513
DATE AS OF CHANGE: 20130513
EFFECTIVENESS DATE: 20130513
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHICAGO FUNDAMENTAL INVESTMENT PARTNERS, LLC
CENTRAL INDEX KEY: 0001397422
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13316
FILM NUMBER: 13835609
BUSINESS ADDRESS:
STREET 1: 71 SOUTH WACKER DRIVE
STREET 2: SUITE 3495
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-416-4300
MAIL ADDRESS:
STREET 1: 71 SOUTH WACKER DRIVE
STREET 2: SUITE 3495
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
ChicagoFundamental1q13.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: March 31, 2013
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Chicago Fundamental Investment Partners, LLC
Address: 71 South Wacker Drive
Suite 3495
Chicago, IL 60606
13F File Number: 028-13316
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Steven J. Novatney
Title: General Counsel & Chief Compliance Officer
Phone: (312) 416-4300
Signature, Place, and Date of Signing:
/s/ Steven J. Novatney Chicago, IL/USA May 13, 2013
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 13
Form 13F Information Table Value Total: $116,541 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
ADVANCED MICRO DEVICES INC COM 007903107 64 24900 SH PUT SOLE 24900 0 0
CHESAPEAKE ENERGY CORP COM 165167107 34596 1695000 SH PUT SOLE 1695000 0 0
CHESAPEAKE ENERGY CORP COM 165167107 17225 844000 SH CALL SOLE 844000 0 0
D R HORTON INC NOTE 2.000% 5/1 23331ABB4 12258 6500000 PRN SOLE 6500000 0 0
KINDER MORGAN INC DEL *W EXP 05/25/201 49456B119 559 14450 SH SOLE 14450 0 0
KRATOS DEFENSE & SEC SOLUTIO COM NEW 50077B207 113 22550 SH SOLE 22550 0 0
OCEAN RIG UDW INC SHS Y64354205 1623 100744 SH SOLE 100744 0 0
RENTECH INC COM 760112102 90 38161 SH SOLE 38161 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 16202 443200 SH PUT SOLE 443200 0 0
SEAGATE TECHNOLOGY PLC SHS G7945M107 7321 200300 SH CALL SOLE 200300 0 0
SPANSION INC COM CL A NEW 84649R200 446 34649 SH SOLE 34649 0 0
US AIRWAYS GROUP INC NOTE 7.250% 5/1 911905AC1 25997 7000000 PRN SOLE 7000000 0 0
VANTAGE DRILLING COMPANY ORD SHS G93205113 47 26620 SH SOLE 26620 0 0