0001172661-12-001104.txt : 20121113
0001172661-12-001104.hdr.sgml : 20121112
20121113161208
ACCESSION NUMBER: 0001172661-12-001104
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121113
DATE AS OF CHANGE: 20121113
EFFECTIVENESS DATE: 20121113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CHICAGO FUNDAMENTAL INVESTMENT PARTNERS, LLC
CENTRAL INDEX KEY: 0001397422
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13316
FILM NUMBER: 121198869
BUSINESS ADDRESS:
STREET 1: 71 SOUTH WACKER DRIVE
STREET 2: SUITE 3495
CITY: CHICAGO
STATE: IL
ZIP: 60606
BUSINESS PHONE: 312-416-4300
MAIL ADDRESS:
STREET 1: 71 SOUTH WACKER DRIVE
STREET 2: SUITE 3495
CITY: CHICAGO
STATE: IL
ZIP: 60606
13F-HR
1
chicagofundamental3q12.txt
FORM 13F HOLDINGS REPORT
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended: September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one.): [ ] is a restatement.
[ ] adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Chicago Fundamental Investment Partners, LLC
Address: 71 South Wacker Drive
Suite 3495
Chicago, IL 60606
13F File Number: 028-13316
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: John R. Gordon
Title: Chief Financial Officer
Phone: (312) 416-4300
Signature, Place, and Date of Signing:
/s/ John R. Gordon Chicago, IL/USA November 13, 2012
Report Type (Check only one.):
[ X] 13F HOLDINGS REPORT.
[ ] 13F NOTICE.
[ ] 13F COMBINATION REPORT.
FORM 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 16
Form 13F Information Table Value Total: $247,448 (thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional managers with respect to which this report is filed, other
than the manager filing this report.
NONE
FORM 13F INFORMATION TABLE
VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE
------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- --------
CAPITALSOURCE INC COM 14055X102 9931 1310150 SH SOLE 1310150 0 0
CHESAPEAKE ENERGY CORP COM 165167107 32820 1739300 SH CALL SOLE 1739300 0 0
CHESAPEAKE ENERGY CORP COM 165167107 18201 964600 SH PUT SOLE 964600 0 0
DEVELOPERS DIVERSIFIED RLTY NOTE 1.750%11/1 251591AX1 6387 5730000 PRN SOLE 5730000 0 0
DRYSHIPS INC. NOTE 5.000%12/0 262498AB4 26342 32150000 PRN SOLE 32150000 0 0
EQUINIX INC NOTE 4.750% 6/1 29444UAH9 21627 8500000 PRN SOLE 8500000 0 0
GENWORTH FINL INC COM CL A 37247D106 5237 1001330 SH SOLE 1001330 0 0
GRAY TELEVISION INC COM 389375106 627 275045 SH SOLE 275045 0 0
KB HOME COM 48666K109 21067 1468100 SH CALL SOLE 1468100 0 0
LENNAR CORP CL A 526057104 8664 249200 SH CALL SOLE 249200 0 0
LINEAR TECHNOLOGY CORP NOTE 3.000% 5/0 535678AC0 17956 17275000 PRN SOLE 17275000 0 0
MICROCHIP TECHNOLOGY INC SDCV 2.125%12/1 595017AB0 12593 10000000 PRN SOLE 10000000 0 0
PROLOGIS NOTE 3.250% 3/1 74340XAT8 7298 6500000 PRN SOLE 6500000 0 0
RYLAND GROUP INC COM 783764103 9843 328100 SH PUT SOLE 328100 0 0
TEXTRON INC NOTE 4.500% 5/0 883203BN0 25060 12500000 PRN SOLE 12500000 0 0
US AIRWAYS GROUP INC NOTE 7.250% 5/1 911905AC1 23795 10000000 PRN SOLE 10000000 0 0