The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adicet | Common | 007002108 | 30,885 | 2,115,385 | SH | DFND | 2,115,385 | 0 | 0 | ||
Aeglea | Common | 00773J103 | 121 | 240,500 | SH | DFND | 240,500 | 0 | 0 | ||
Cymabay | Common | 23257D103 | 385 | 131,036 | SH | DFND | 131,036 | 0 | 0 | ||
eFFECTOR | Common | 28202V108 | 6,462 | 4,822,114 | SH | DFND | 4,822,114 | 0 | 0 | ||
Exicure | Common | 30205M101 | 594 | 281,636 | SH | DFND | 281,636 | 0 | 0 | ||
Hillevax | Common | 43157M102 | 19,929 | 1,838,486 | SH | DFND | 1,838,486 | 0 | 0 | ||
Jasper | Common | 471871103 | 10,638 | 5,628,558 | SH | DFND | 5,628,558 | 0 | 0 | ||
Molecular Templates | Common | 608550109 | 182 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
Nucana | ADR | 67022C106 | 2,417 | 3,333,333 | SH | DFND | 3,333,333 | 0 | 0 | ||
Obseva | Common | H5861P103 | 141 | 87,999 | SH | DFND | 87,999 | 0 | 0 | ||
Ocugen | Common | 43358V109 | 16 | 7,111 | SH | DFND | 7,111 | 0 | 0 | ||
Paratek | Common | 699374302 | 1,999 | 1,041,131 | SH | DFND | 1,041,131 | 0 | 0 | ||
Phathom | Common | 71722W107 | 12,112 | 1,435,106 | SH | DFND | 1,435,106 | 0 | 0 | ||
Reneo | Common | 75974E103 | 5,413 | 2,073,957 | SH | DFND | 2,073,957 | 0 | 0 | ||
Sientra | Common | 82621J105 | 1,389 | 1,673,589 | SH | DFND | 1,673,589 | 0 | 0 | ||
Sierra Oncology | Common | 82640U107 | 72,277 | 1,314,127 | SH | DFND | 1,314,127 | 0 | 0 | ||
Soleno | Common | 834203200 | 3,165 | 18,022,602 | SH | DFND | 18,022,602 | 0 | 0 | ||
Spruce Bio | Common | E5209E109 | 3,101 | 1,792,518 | SH | DFND | 1,792,518 | 0 | 0 | ||
Vaxcyte | Common | 92243G108 | 90,711 | 4,168,718 | SH | DFND | 4,168,718 | 0 | 0 | ||
Vera | Common | 92337R101 | 40,289 | 2,960,231 | SH | DFND | 2,960,231 | 0 | 0 | ||
Verona | SPONDS ADR | 925050106 | 10,174 | 2,457,500 | SH | DFND | 2,457,500 | 0 | 0 |