The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Aeglea | Common | 00773J103 | 1,703 | 240,500 | SH | DFND | 240,500 | 0 | 0 | ||
Crispr | NAMEN AKT | H17182108 | 21,684 | 259,599 | SH | DFND | 259,599 | 0 | 0 | ||
Cymabay | Common | 23257D103 | 947 | 131,036 | SH | DFND | 131,036 | 0 | 0 | ||
Exicure | Common | 30205M101 | 12,070 | 6,977,000 | SH | DFND | 6,977,000 | 0 | 0 | ||
Molecular Templates | Common | 608550109 | 2,180 | 200,000 | SH | DFND | 200,000 | 0 | 0 | ||
Nucana | ADS | 67022C106 | 17,233 | 3,333,333 | SH | DFND | 3,333,333 | 0 | 0 | ||
Obseva | Common | H5861P103 | 218 | 87,999 | SH | DFND | 87,999 | 0 | 0 | ||
Ocugen | Common | 43358V109 | 2 | 7,111 | SH | DFND | 7,111 | 0 | 0 | ||
Paratek | Common | 699374302 | 5,622 | 1,041,131 | SH | DFND | 1,041,131 | 0 | 0 | ||
Personalis | Common | 71535D106 | 96,701 | 4,462,452 | SH | DFND | 4,462,452 | 0 | 0 | ||
Phathom | Common | 71722W107 | 44,516 | 1,203,135 | SH | DFND | 1,203,135 | 0 | 0 | ||
Protara | Common | 74371L109 | 344 | 20,610 | SH | DFND | 20,610 | 0 | 0 | ||
Sientra | Common | 82621J105 | 8,129 | 2,390,843 | SH | DFND | 2,390,843 | 0 | 0 | ||
Sierra Oncology | Common | 82640U107 | 9,212 | 876,541 | SH | DFND | 876,541 | 0 | 0 | ||
Soleno | Common | 834203200 | 25,757 | 10,302,602 | SH | DFND | 10,302,602 | 0 | 0 | ||
Vaxcyte | Common | 92243G108 | 205,851 | 4,168,718 | SH | DFND | 4,168,718 | 0 | 0 | ||
Verona | SPONDS ADR | 925050106 | 15,335 | 2,457,499 | SH | DFND | 2,457,499 | 0 | 0 |