The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 13F

FORM 13F INFORMATION TABLE

OMB APPROVAL
OMB Number: 3235-0006
Estimated average burden
hours per response: 23.8

COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 COLUMN 8
VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY
NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DISCRETION MANAGER SOLE SHARED NONE
Adaptimmune SPONDS ADR 00653A107 2,045 250,000 SH   DFND   250,000 0 0
Aurinia Pharma Common 05156V102 1,581 252,129 SH   DFND   252,129 0 0
Cascadian Common 14740B606 3,783 925,000 SH   DFND   925,000 0 0
Cellectis SPONDS ADR 15117K103 2,842 100,000 SH   DFND   100,000 0 0
Chiasma Common 16706W102 5,306 2,080,595 SH   DFND   2,080,595 0 0
Crispr NAMEN AKT H17182108 35,139 1,971,907 SH   DFND   1,971,907 0 0
Cymabay Common 23257D103 12,419 1,542,722 SH   DFND   1,542,722 0 0
Dermira Common 24983L104 1,890 70,000 SH   DFND   70,000 0 0
GTX Common 40052B207 2,781 339,174 SH   DFND   339,174 0 0
Histogenix Common 43358V109 1,760 888,889 SH   DFND   888,889 0 0
Innocoll CVR CVR G4783X105 322 537,235 SH   DFND   537,235 0 0
Immune Design Common 45252L103 3,646 352,300 SH   DFND   352,300 0 0
Lombard Medical Common G55598109 1,528 3,473,452 SH   DFND   3,473,452 0 0
Obseva Common H5861P103 3,480 440,000 SH   DFND   440,000 0 0
Paratek Common 699374302 26,132 1,041,131 SH   DFND   1,041,131 0 0
Proteon Common 74371L109 3,935 2,017,872 SH   DFND   2,017,872 0 0
Sientra Common 82621J105 33,821 2,199,012 SH   DFND   2,199,012 0 0
Ultragenyx Common 90400D108 2,029 38,100 SH   DFND   38,100 0 0