The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Adaptimmune | SPONDS ADR | 00653A107 | 2,045 | 250,000 | SH | DFND | 250,000 | 0 | 0 | ||
Aurinia Pharma | Common | 05156V102 | 1,581 | 252,129 | SH | DFND | 252,129 | 0 | 0 | ||
Cascadian | Common | 14740B606 | 3,783 | 925,000 | SH | DFND | 925,000 | 0 | 0 | ||
Cellectis | SPONDS ADR | 15117K103 | 2,842 | 100,000 | SH | DFND | 100,000 | 0 | 0 | ||
Chiasma | Common | 16706W102 | 5,306 | 2,080,595 | SH | DFND | 2,080,595 | 0 | 0 | ||
Crispr | NAMEN AKT | H17182108 | 35,139 | 1,971,907 | SH | DFND | 1,971,907 | 0 | 0 | ||
Cymabay | Common | 23257D103 | 12,419 | 1,542,722 | SH | DFND | 1,542,722 | 0 | 0 | ||
Dermira | Common | 24983L104 | 1,890 | 70,000 | SH | DFND | 70,000 | 0 | 0 | ||
GTX | Common | 40052B207 | 2,781 | 339,174 | SH | DFND | 339,174 | 0 | 0 | ||
Histogenix | Common | 43358V109 | 1,760 | 888,889 | SH | DFND | 888,889 | 0 | 0 | ||
Innocoll CVR | CVR | G4783X105 | 322 | 537,235 | SH | DFND | 537,235 | 0 | 0 | ||
Immune Design | Common | 45252L103 | 3,646 | 352,300 | SH | DFND | 352,300 | 0 | 0 | ||
Lombard Medical | Common | G55598109 | 1,528 | 3,473,452 | SH | DFND | 3,473,452 | 0 | 0 | ||
Obseva | Common | H5861P103 | 3,480 | 440,000 | SH | DFND | 440,000 | 0 | 0 | ||
Paratek | Common | 699374302 | 26,132 | 1,041,131 | SH | DFND | 1,041,131 | 0 | 0 | ||
Proteon | Common | 74371L109 | 3,935 | 2,017,872 | SH | DFND | 2,017,872 | 0 | 0 | ||
Sientra | Common | 82621J105 | 33,821 | 2,199,012 | SH | DFND | 2,199,012 | 0 | 0 | ||
Ultragenyx | Common | 90400D108 | 2,029 | 38,100 | SH | DFND | 38,100 | 0 | 0 |