The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Amarin | Spons ADR | 023111206 | 8,815 | 8,087,486 | SH | DFND | 8,087,486 | 0 | 0 | ||
Anthera | Common | 03674U201 | 832 | 437,994 | SH | DFND | 437,994 | 0 | 0 | ||
Cempra | Common | 15130J109 | 7,829 | 714,285 | SH | DFND | 714,285 | 0 | 0 | ||
Dicerna | Common | 253031108 | 15,038 | 1,182,196 | SH | DFND | 1,182,196 | 0 | 0 | ||
Hyperion | Common | 44915N101 | 1,576 | 62,500 | SH | DFND | 62,500 | 0 | 0 | ||
Lombard Medical | Common | G55598109 | 25,647 | 3,352,544 | SH | DFND | 3,352,544 | 0 | 0 | ||
Oncogenex Pharma | Common | 68230A106 | 1,600 | 603,740 | SH | DFND | 603,740 | 0 | 0 | ||
Portola | Common | 737010108 | 23,528 | 930,682 | SH | DFND | 1 | 930,682 | 0 | 0 | |
Prosensa | Common | N71546100 | 49,748 | 5,901,267 | SH | DFND | 1 | 5,901,267 | 0 | 0 | |
Regulus | Common | 75915K101 | 2,242 | 327,350 | SH | DFND | 327,350 | 0 | 0 | ||
Supernus | Common | 868459108 | 24,469 | 2,815,777 | SH | DFND | 1 | 2,815,777 | 0 | 0 | |
Epirus Biopharma | Common | 29428P107 | 56 | 7,896 | SH | DFND | 7,896 | 0 | 0 | ||
Zogenix | Common | 98978L105 | 2,686 | 2,335,218 | SH | DFND | 1 | 2,335,218 | 0 | 0 |