0001553350-18-001142.txt : 20181024 0001553350-18-001142.hdr.sgml : 20181024 20181024134902 ACCESSION NUMBER: 0001553350-18-001142 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181023 FILED AS OF DATE: 20181024 DATE AS OF CHANGE: 20181024 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Dvorkin Howard CENTRAL INDEX KEY: 0001569288 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37945 FILM NUMBER: 181136129 MAIL ADDRESS: STREET 1: 6360 NW 5 WAY CITY: FORT LAUDERDALE STATE: FL ZIP: 33309 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: FlexShopper, Inc. CENTRAL INDEX KEY: 0001397047 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359] IRS NUMBER: 205456087 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2700 N. MILITARY TRAIL SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33431 BUSINESS PHONE: (561) 367-1504 MAIL ADDRESS: STREET 1: 2700 N. MILITARY TRAIL SUITE 200 CITY: BOCA RATON STATE: FL ZIP: 33431 FORMER COMPANY: FORMER CONFORMED NAME: Anchor Funding Services, Inc. DATE OF NAME CHANGE: 20070419 4 1 dvorkin.xml X0306 4 2018-10-23 0 0001397047 FlexShopper, Inc. FPAY 0001569288 Dvorkin Howard 6360 NW 5 WAY FORT LAUDERDALE FL 33309 0 0 1 0 Common Stock 2018-10-23 4 P 0 20000 0.78 A 2312972 I See footnotes The price range in Column 4 is actual price paid for Shares.. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4. The number of shares of common stock beneficially owned by the Reporting Person includes (i) 805,577 shares held of record by PITA Holdings LLC, a Florida LLC ("PITA"), and (ii) 1,507,395 shares of common stock held of record by NRNS Capital Holdings, LLC ("NRNS"). Beta Investment Group, Inc., a Florida corporation ("Beta"), is the manager of PITA Holdings LLC. Mr. Dvorkin is President of Beta and in such position has the right to direct the vote and disposition of securities owned by PITA. Mr. Dvorkin is the manager of NRNS and in such position has the right to direct the vote and disposition of securities owned by NRNS. Mr. Dvorkin disclaims beneficial ownership of the securities of the Issuer held of record by PITA or NRNS except to the extent of his pecuniary interest therein. Excludes 753,697 shares of the Issuer's common stock which are issuable upon the exercise of a common stock warrant held of record by NRNS. Under the terms of the warrant, the holder may not exercise the warrant to the extent such exercise would cause the holder, together with its affiliates, to beneficially own a number of shares of common stock which would exceed 4.99% of the Issuer's then outstanding shares of common stock following such exercise. This limitation may be increased to 9.99% at the holder's option upon 61 days notice to the Issuer. /s/ Howard S. Dvorkin 2018-10-24