0001553350-18-001142.txt : 20181024
0001553350-18-001142.hdr.sgml : 20181024
20181024134902
ACCESSION NUMBER: 0001553350-18-001142
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181023
FILED AS OF DATE: 20181024
DATE AS OF CHANGE: 20181024
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Dvorkin Howard
CENTRAL INDEX KEY: 0001569288
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37945
FILM NUMBER: 181136129
MAIL ADDRESS:
STREET 1: 6360 NW 5 WAY
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33309
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: FlexShopper, Inc.
CENTRAL INDEX KEY: 0001397047
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-EQUIPMENT RENTAL & LEASING, NEC [7359]
IRS NUMBER: 205456087
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2700 N. MILITARY TRAIL SUITE 200
CITY: BOCA RATON
STATE: FL
ZIP: 33431
BUSINESS PHONE: (561) 367-1504
MAIL ADDRESS:
STREET 1: 2700 N. MILITARY TRAIL SUITE 200
CITY: BOCA RATON
STATE: FL
ZIP: 33431
FORMER COMPANY:
FORMER CONFORMED NAME: Anchor Funding Services, Inc.
DATE OF NAME CHANGE: 20070419
4
1
dvorkin.xml
X0306
4
2018-10-23
0
0001397047
FlexShopper, Inc.
FPAY
0001569288
Dvorkin Howard
6360 NW 5 WAY
FORT LAUDERDALE
FL
33309
0
0
1
0
Common Stock
2018-10-23
4
P
0
20000
0.78
A
2312972
I
See footnotes
The price range in Column 4 is actual price paid for Shares.. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares of common stock purchased at each separate price within the ranges set forth in this footnote (1) to this Form 4.
The number of shares of common stock beneficially owned by the Reporting Person includes (i) 805,577 shares held of record by PITA Holdings LLC, a Florida LLC ("PITA"), and (ii) 1,507,395 shares of common stock held of record by NRNS Capital Holdings, LLC ("NRNS"). Beta Investment Group, Inc., a Florida corporation ("Beta"), is the manager of PITA Holdings LLC. Mr. Dvorkin is President of Beta and in such position has the right to direct the vote and disposition of securities owned by PITA. Mr. Dvorkin is the manager of NRNS and in such position has the right to direct the vote and disposition of securities owned by NRNS. Mr. Dvorkin disclaims beneficial ownership of the securities of the Issuer held of record by PITA or NRNS except to the extent of his pecuniary interest therein.
Excludes 753,697 shares of the Issuer's common stock which are issuable upon the exercise of a common stock warrant held of record by NRNS. Under the terms of the warrant, the holder may not exercise the warrant to the extent such exercise would cause the holder, together with its affiliates, to beneficially own a number of shares of common stock which would exceed 4.99% of the Issuer's then outstanding shares of common stock following such exercise. This limitation may be increased to 9.99% at the holder's option upon 61 days notice to the Issuer.
/s/ Howard S. Dvorkin
2018-10-24