0001500558-23-000003.txt : 20231017 0001500558-23-000003.hdr.sgml : 20231017 20231017183114 ACCESSION NUMBER: 0001500558-23-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHOENING DANNY ROBERT CENTRAL INDEX KEY: 0001500558 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41644 FILM NUMBER: 231330562 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Optex Systems Holdings Inc CENTRAL INDEX KEY: 0001397016 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1001 BUSINESS ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 972-764-5700 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: Sustut Exploration Inc DATE OF NAME CHANGE: 20070419 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-10-02 0 0001397016 Optex Systems Holdings Inc OPXS 0001500558 SCHOENING DANNY ROBERT 1420 PRESIDENTIAL DRIVE RICHARDSON TX 75081 1 1 1 0 PRESIDENT & CEO 0 COMMON STOCK 2023-10-02 4 M 0 20000 A 888854 D COMMON STOCK 2023-10-02 4 F 0 4400 3.98 D 884454 D PERFORMANCE SHARES 2023-10-02 4 M 0 20000 0 A 2028-10-01 COMMON STOCK 20000 80000 D Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. /s/ Danny Robert Schoening 2023-10-17