0001500557-24-000001.txt : 20240110 0001500557-24-000001.hdr.sgml : 20240110 20240110163026 ACCESSION NUMBER: 0001500557-24-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231229 FILED AS OF DATE: 20240110 DATE AS OF CHANGE: 20240110 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWKINS KAREN LEA CENTRAL INDEX KEY: 0001500557 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41644 FILM NUMBER: 24526921 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Optex Systems Holdings Inc CENTRAL INDEX KEY: 0001397016 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] ORGANIZATION NAME: 08 Industrial Applications and Services IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1001 BUSINESS ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 972-764-5700 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: Sustut Exploration Inc DATE OF NAME CHANGE: 20070419 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-12-29 0 0001397016 Optex Systems Holdings Inc OPXS 0001500557 HAWKINS KAREN LEA 1420 PRESIDENTIAL DRIVE RICHARDSON TX 75081 0 1 0 0 CFO 0 COMMON STOCK 2023-12-29 4 M 0 14000 A 37102 D COMMON STOCK 2024-01-05 4 F 0 4151 6.32 D 32951 D PERFORMANCE SHARES 2023-12-29 4 M 0 14000 0 A 2028-10-01 COMMON STOCK 14000 14000 D Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. /s/ Karen Lea Hawkins 2024-01-10