0001500557-23-000002.txt : 20231017 0001500557-23-000002.hdr.sgml : 20231017 20231017183812 ACCESSION NUMBER: 0001500557-23-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231002 FILED AS OF DATE: 20231017 DATE AS OF CHANGE: 20231017 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HAWKINS KAREN LEA CENTRAL INDEX KEY: 0001500557 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41644 FILM NUMBER: 231330580 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Optex Systems Holdings Inc CENTRAL INDEX KEY: 0001397016 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1001 BUSINESS ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 972-764-5700 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: Sustut Exploration Inc DATE OF NAME CHANGE: 20070419 4 1 primary_doc.xml PRIMARY DOCUMENT X0508 4 2023-10-02 0 0001397016 Optex Systems Holdings Inc OPXS 0001500557 HAWKINS KAREN LEA 1420 PRESIDENTIAL DRIVE RICHARDSON TX 75081 0 1 0 0 CFO 0 COMMON STOCK 2023-10-02 4 M 0 7000 A 24642 D COMMON STOCK 2023-10-02 4 F 0 1540 3.98 D 23102 D PERFORMANCE SHARES 2023-10-02 4 M 0 7000 0 A 2028-10-01 COMMON STOCK 7000 28000 D Each performance share represents a contingent right to receive one share of OPXS common stock. The performance shares vest in five equal increments if, in each case and during a performance period beginning on October 2, 2023, the average VWAP per share of OPXS common stock over a 30 consecutive trading day period equals or exceeds a specified price. /s/ Karen Lea Hawkins 2023-10-17