0001213900-18-009354.txt : 20180718 0001213900-18-009354.hdr.sgml : 20180718 20180718150453 ACCESSION NUMBER: 0001213900-18-009354 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180718 DATE AS OF CHANGE: 20180718 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: Optex Systems Holdings Inc CENTRAL INDEX KEY: 0001397016 STANDARD INDUSTRIAL CLASSIFICATION: OPTICAL INSTRUMENTS & LENSES [3827] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-84853 FILM NUMBER: 18958353 BUSINESS ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 BUSINESS PHONE: 972-764-5700 MAIL ADDRESS: STREET 1: 1420 PRESIDENTIAL DRIVE CITY: RICHARDSON STATE: TX ZIP: 75081 FORMER COMPANY: FORMER CONFORMED NAME: Sustut Exploration Inc DATE OF NAME CHANGE: 20070419 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: LONGVIEW FUND LP CENTRAL INDEX KEY: 0001134340 IRS NUMBER: 000000000 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: VIKING ASSET MANAGEMENT LLC STREET 2: 66 BOVET ROAD, SUITE 320 CITY: SAN MATEO, STATE: CA ZIP: 94402 BUSINESS PHONE: 650-638-0550 MAIL ADDRESS: STREET 1: VIKING ASSET MANAGEMENT LLC STREET 2: 66 BOVET ROAD, SUITE 320 CITY: SAN MATEO, STATE: CA ZIP: 94402 SC 13G/A 1 sc13g0718a1longview_optexsys.htm AMENDMENT NO. 1 TO SCHEDULE 13G

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

 

SCHEDULE 13G

 

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. 1)

 

OPTEX SYSTEM HOLDINGS, INC.

 

(Name of Issuer)

 

COMMON STOCK, $.001 PAR VALUE PER SHARE

 

(Title of Class of Securities)

 

68384X209

 

(CUSIP Number)

 

July 17, 2018

 

(Date of Event Which Requires Filing of This Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

 

 (Continued on following page(s))

 

Page 1 of 4 Pages

 

 

 

 

CUSIP No. 68384X209   13G   Page 2 of 4 Pages

 

1. NAMES OF REPORTING PERSON

S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON

 

Longview Fund L.P.

 

 

2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP:

(a) ☐

(b) ☐

 

3. SEC USE ONLY

 

 

4. CITIZENSHIP OR PLACE OF ORGANIZATION

 

California

 

 

5. SOLE VOTING POWER, NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON – 232,556 Shares

 

 

6. SHARED VOTING POWER - None

 

 

7. SOLE DISPOSITIVE POWER – 232,556 Shares

 

 

8. SHARED DISPOSITIVE POWER – None

 

 

9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON -

 

232,556 Shares

 

 

10. CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES

CERTAIN SHARES ☐

 

 

11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9

 

2.69% (1)

 

 

12. TYPE OF REPORTING PERSON

 

OO

 

 

 

 

 

 

 

 

(1)Based on 8,646,003 shares outstanding as of May 15, 2018

 

 

 

 

CUSIP No. 68384X209   13G   Page 3 of 4 Pages

 

ITEM 1 (a) NAME OF ISSUER: Optex System Holdings, Inc.

 

ITEM 1 (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

 

1420 Presidential Drive, Richardson, TX 75081

 

ITEM 2 (a) NAME OF PERSON FILING: Longview Fund L.P.

 

ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

 

1325 Howard Avenue, #217, Burlingame, CA 94010

 

ITEM 2 (c) CITIZENSHIP: California

 

ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, $.001 par value

 

ITEM 2 (e) CUSIP NUMBER: 68384X209

 

ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable

 

ITEM 4 OWNERSHIP

 

(a) AMOUNT BENEFICIALLY OWNED: 232,556 Shares of Common Stock

 

(b) PERCENT OF CLASS: 2.69% (1)

 

(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:

 

(i) SOLE POWER TO VOTE OR DIRECT THE VOTE

 

232,556 Shares

 

(ii) SHARED POWER TO VOTE OR DIRECT THE VOTE

 

0 Shares

 

(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

 

232,556 Shares

 

(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

 

0 Shares

 

 

 

 

(1)Based on 8,646,003 shares outstanding as of May 15, 2018

 

 

 

 

CUSIP No. 68384X209   13G   Page 4 of 4 Pages

 

ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

 

Reporting Person’s ownership has now dropped below 5%

 

ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

 

Not applicable

 

ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

 

Not applicable

 

ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP

 

Not applicable

 

ITEM 9 NOTICE OF DISSOLUTION OF GROUP

 

Not applicable

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

  July 18, 2018
  (Date)
   
  /s/ Merrick Okamoto
  (Signature)
   
  Merrick Okamoto, President of Viking Asset
  Management LLC, as investment manager
  (Name/Title)