0001209191-13-005790.txt : 20130204
0001209191-13-005790.hdr.sgml : 20130204
20130204085820
ACCESSION NUMBER: 0001209191-13-005790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130131
FILED AS OF DATE: 20130204
DATE AS OF CHANGE: 20130204
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Duncomb Vicki
CENTRAL INDEX KEY: 0001405676
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33603
FILM NUMBER: 13568301
MAIL ADDRESS:
STREET 1: C/O DOLAN MEDIA COMPANY
STREET 2: 706 SECOND AVENUE, SUITE 1200
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Dolan Co.
CENTRAL INDEX KEY: 0001396838
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 522065604
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 222 SOUTH NINTH STREET, SUITE 2300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
BUSINESS PHONE: (612) 317-9420
MAIL ADDRESS:
STREET 1: 222 SOUTH NINTH STREET, SUITE 2300
CITY: MINNEAPOLIS
STATE: MN
ZIP: 55402
FORMER COMPANY:
FORMER CONFORMED NAME: Dolan Co
DATE OF NAME CHANGE: 20100527
FORMER COMPANY:
FORMER CONFORMED NAME: Dolan Media CO
DATE OF NAME CHANGE: 20070418
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2013-01-31
0
0001396838
Dolan Co.
NYSE: DM
0001405676
Duncomb Vicki
C/O THE DOLAN COMPANY
222 SOUTH NINTH STREET, SUITE 2300
MINNEAPOLIS
MN
55402
0
1
0
0
VP and CFO
8.5% Series B Cumulative Preferred Stock
2013-01-31
4
P
0
850
23.00
A
850
D
The 8.5% Series B Cumulative Preferred Stock is convertible into shares of the Company's common stock under the following circumstances: (i) a person, syndicate or group acquires beneficial ownership of more than 50% of the total voting power of the Company's capital stock entitled to vote generally in elections of directors, and (ii) following the closing of such transaction, neither the Company nor the acquiring or surviving entity has a class of common securities (or American Depositary Receipts representing such securities) listed on the NYSE, the NYSE MKT, Nasdaq, or any exchange or quotation system that is a successor to any of the foregoing. In these circumstances, the 8.5% Series B Cumulative Preferred Stock is convertible into a number of common shares of the Company equal to the lesser of (a) the quotient obtained by dividing (1) the $25.00 liquidation preference plus the amount of any accrued and unpaid distributions by (2) the price of the common stock, and (b) 14.285.
Kelly Jacobus, as Attorney-in-Fact for Vicki J. Duncomb
2013-02-04