0001445866-20-001449.txt : 20201001 0001445866-20-001449.hdr.sgml : 20201001 20201001172021 ACCESSION NUMBER: 0001445866-20-001449 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200929 FILED AS OF DATE: 20201001 DATE AS OF CHANGE: 20201001 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bursten Andrew CENTRAL INDEX KEY: 0001579208 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 201217138 MAIL ADDRESS: STREET 1: 800 BERING DRIVE, SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-09-29 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001579208 Bursten Andrew 5847 SAN FELIPE STREET, SUITE 3700 HOUSTON TX 77057 1 0 0 0 Common Stock 2020-09-29 4 J 0 25556.0000 0.0000 A 212612.0000 D Stock Option 1.7500 2020-09-29 4 A 0 8750.0000 0.0000 A 2020-09-29 2030-09-29 Common Stock 8750.0000 8750.0000 D The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with a loan, whereby the Issuer borrowed funds from a lending institution. Does not include shares held of record by The Riva Bursten 2000 Trust (the Trust). Mr. Bursten is a trustee of the Trust and shares voting and dispositive control over securities held by the Trust. Mr. Bursten disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that such reporting person is the beneficial owner of the securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose. (By Alexander N. Pearson, pursuant to a Power of Attorney dated June 11, 2013 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Form 3 on June 13, 2013 on behalf of Andrew Bursten, which Power of Attorney is incorporated by reference) /s/ Andrew Bursten 2020-10-01