0001445866-16-003013.txt : 20161221 0001445866-16-003013.hdr.sgml : 20161221 20161221133737 ACCESSION NUMBER: 0001445866-16-003013 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20161220 FILED AS OF DATE: 20161221 DATE AS OF CHANGE: 20161221 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: George Jaleea Pyle CENTRAL INDEX KEY: 0001545398 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 162063499 MAIL ADDRESS: STREET 1: 800 BERING DRIVE, SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2016-12-20 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001545398 George Jaleea Pyle 800 BERING DRIVE, SUITE 260 HOUSTON TX 77057 1 1 0 0 CFO, Secretary Common Stock 2016-12-20 4 P 0 4330 1.48 A 50872 I Footnote The shares were purchased at a price of $1.4807 per share. The reported securities were purchased by NORTHEAST OPCO, LLC, a Texas limited liability company of which the Reporting Person is an officer and control person as well as a 20% owner. The Reporting Person disclaims beneficial ownership of the shares of common stock held by NORTHEAST OPCO, LLC, except to the extent of her pecuniary interest therein. The purchases were made pursuant to a 10b5-1 trading plan adopted by NORTHEAST OPCO, LLC, on June 19, 2015. By Alexander N. Pearson, pursuant to a power of attorney dated April 2, 2012, included as Exhibit 24.1 to Form 3 filed on April 6, 2012. /s/ Jaleea P. George 2016-12-21