0001445866-15-000848.txt : 20150730 0001445866-15-000848.hdr.sgml : 20150730 20150730165621 ACCESSION NUMBER: 0001445866-15-000848 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150729 FILED AS OF DATE: 20150730 DATE AS OF CHANGE: 20150730 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SUMMER ENERGY HOLDINGS INC CENTRAL INDEX KEY: 0001396633 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 202722022 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 BUSINESS PHONE: (713) 375-2790 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STREET 2: SUITE 260 CITY: HOUSTON STATE: TX ZIP: 77057 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast Corp DATE OF NAME CHANGE: 20100816 FORMER COMPANY: FORMER CONFORMED NAME: Castwell Precast CORP DATE OF NAME CHANGE: 20070417 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OLEARY TOM DAVIS CENTRAL INDEX KEY: 0001259658 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35496 FILM NUMBER: 151016874 MAIL ADDRESS: STREET 1: 800 BERING DRIVE STE 100 CITY: HOUSTON STATE: TX ZIP: 77057 4 1 form4.xml OWNERSHIP DOCUMENT X0306 4 2015-07-29 0 0001396633 SUMMER ENERGY HOLDINGS INC SUME 0001259658 OLEARY TOM DAVIS 800 BERING DRIVE SUITE 260 HOUSTON TX 77057 1 0 1 0 Common Stock 2015-07-29 4 J 0 3058 0 A 2492737 D Common Stock 2015-07-29 4 J 0 20520 0 A 2513257 D The reporting person received these shares of common stock in connection with a personal guaranty given by the reporting person for the benefit of the Issuer in connection with an Advance-to-Loan Amount Note, whereby the Issuer borrowed funds from a lending institution. In consideration of such personal guaranty, the Issuer agreed to grant up to 30,000 shares of common stock per month, reduced accordingly as the principal amount of the Note is reduced. The reporting person received these shares of common stock as a payment-in-kind dividend on 300,000 shares of Series B Preferred Stock owned by the reporting person on the dividend record date. The dividends are payable in cash or common stock and the reporting person elected to receive such dividends in the form of common stock. By Alexander N. Pearson, pursuant to a Power of Attorney dated December 12, 2012 previously filed with the Securities and Exchange Commission as Exhibit 24.1 to Schedule 13G on December 12, 2012 on behalf of Tom O'Leary, which Power of Attorney is incorporated by reference. /s/ TOM D. O'LEARY 2015-07-30