0001396446-18-000072.txt : 20180801
0001396446-18-000072.hdr.sgml : 20180801
20180801092106
ACCESSION NUMBER: 0001396446-18-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180731
FILED AS OF DATE: 20180801
DATE AS OF CHANGE: 20180801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cleary Richard E
CENTRAL INDEX KEY: 0001414575
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33740
FILM NUMBER: 18983237
MAIL ADDRESS:
STREET 1: 500 TOTTEN POND ROAD
STREET 2: 6TH FLOOR
CITY: WALTHAM
STATE: MA
ZIP: 02451
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CYS Investments, Inc.
CENTRAL INDEX KEY: 0001396446
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 204072657
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 500 TOTTEN POND ROAD
STREET 2: 6TH FLOOR
CITY: WALTHAM
STATE: MA
ZIP: 02451
BUSINESS PHONE: 617-639-0414
MAIL ADDRESS:
STREET 1: 500 TOTTEN POND ROAD
STREET 2: 6TH FLOOR
CITY: WALTHAM
STATE: MA
ZIP: 02451
FORMER COMPANY:
FORMER CONFORMED NAME: Cypress Sharpridge Investments, Inc.
DATE OF NAME CHANGE: 20070413
4
1
wf-form4_153312965112401.xml
FORM 4
X0306
4
2018-07-31
1
0001396446
CYS Investments, Inc.
CYS
0001414575
Cleary Richard E
500 TOTTEN POND ROAD
6TH FLOOR
WALTHAM
MA
02451
0
1
0
0
COO and Assistant Secretary
Common Stock, $.01 par value per share
2018-07-31
4
D
0
192390
D
0
D
The Reporting Person disposed of 38,593 shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on the effective date of the merger with Two Harbors Investment Corp. ("Two Harbors") as a result of the change of control of the Issuer, pursuant to the terms and conditions of Stock Award Agreements by and between the Issuer and the Reporting Person.
Disposed of pursuant to merger agreement between Issuer and Two Harbors in exchange for 90,038 shares of Two Harbors' common stock having a market value of $15.50 per share on the effective date of the merger.
/s/ Richard E. Cleary
2018-08-01