0001396446-18-000070.txt : 20180801 0001396446-18-000070.hdr.sgml : 20180801 20180801092019 ACCESSION NUMBER: 0001396446-18-000070 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180731 FILED AS OF DATE: 20180801 DATE AS OF CHANGE: 20180801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rosenbloom Thomas A CENTRAL INDEX KEY: 0001404047 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33740 FILM NUMBER: 18983232 MAIL ADDRESS: STREET 1: 500 TOTTEN POND ROAD STREET 2: 6TH FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CYS Investments, Inc. CENTRAL INDEX KEY: 0001396446 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 204072657 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 500 TOTTEN POND ROAD STREET 2: 6TH FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 BUSINESS PHONE: 617-639-0414 MAIL ADDRESS: STREET 1: 500 TOTTEN POND ROAD STREET 2: 6TH FLOOR CITY: WALTHAM STATE: MA ZIP: 02451 FORMER COMPANY: FORMER CONFORMED NAME: Cypress Sharpridge Investments, Inc. DATE OF NAME CHANGE: 20070413 4 1 wf-form4_153312960352327.xml FORM 4 X0306 4 2018-07-31 1 0001396446 CYS Investments, Inc. CYS 0001404047 Rosenbloom Thomas A 500 TOTTEN POND ROAD 6TH FLOOR WALTHAM MA 02451 0 1 0 0 EVP, GC, and Secretary Common Stock, $.01 par value per share 2018-07-31 4 D 0 150841 D 0 D The Reporting Person disposed of 43,083 shares to the Issuer to satisfy the Reporting Person's tax withholding obligations in connection with the shares of restricted stock that vested on the effective date of the merger with Two Harbors Investment Corp. ("Two Harbors") as a result of the change of control of the Issuer, pursuant to the terms and conditions of Stock Award Agreements by and between the Issuer and the Reporting Person. Disposed of pursuant to merger agreement between the Issuer and Two Harbors in exchange for 70,593 shares of Two Harbors' common stock having a market value of $15.50 per share on the effective date of the merger. /s/ Thomas A. Rosenbloom 2018-08-01