-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Hon1I3L2Kyv3AWuy3RW0n8wAyEF5YjYGbRRl3K7LcatWXPbr1FE/qabn/AjmpjQD 8jCpnzEfa8TervssjDufhw== 0001104659-08-034072.txt : 20080516 0001104659-08-034072.hdr.sgml : 20080516 20080516164158 ACCESSION NUMBER: 0001104659-08-034072 CONFORMED SUBMISSION TYPE: 8-A12G PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 20080516 DATE AS OF CHANGE: 20080516 FILER: COMPANY DATA: COMPANY CONFORMED NAME: IRIS BIOTECHNOLOGIES INC CENTRAL INDEX KEY: 0001396238 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 770506396 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12G SEC ACT: 1934 Act SEC FILE NUMBER: 000-53245 FILM NUMBER: 08842860 BUSINESS ADDRESS: STREET 1: 5201 GREAT AMERICA PARKWAY STREET 2: SUITE 320 CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408 867 2885 MAIL ADDRESS: STREET 1: 5201 GREAT AMERICA PARKWAY STREET 2: SUITE 320 CITY: SANTA CLARA STATE: CA ZIP: 95054 8-A12G 1 a08-14703_28a12g.htm 8-A12G

 

Securities and Exchange Commission

Washington, D.C. 20549

 

FORM 8-A

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR 12(g) OF THE

SECURITIES EXCHANGE ACT OF 1934

 

IRIS BIOTECHNOLOGIES INC.

(Exact Name of Registrant as Specified in its Charter)

 

California

 

77-0506396

(State or Other Jurisdiction of

 

(IRS Employer Identification No.)

Incorporation or Organization)

 

 

 

 

 

5201 Great America Parkway, Suite 320, Santa Clara, CA

 

95054

(Address of Principal Executive Offices)

 

(Zip Code)

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box: o

 

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. x

 

Securities Act registration statement file number to which this form relates:  333-142076

(If applicable)

 

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of Each Class

 

Name of Each Exchange on Which

To Be So Registered

 

Each Class Is to Be Registered

 

 

 

 

Securities to be registered pursuant to Section 12(g) of the Act:  Common Stock, no par value

 

 



 

Item 1.  Description of Registrant’s Securities to Be Registered.

 

Reference is made to the Company’s Registration Statement on Form SB-2 (Registration No.333-142076), and all amendments thereto, filed with the Securities and Exchange Commission under the Securities Act of 1933, as amended.  A description of the Registrant’s securities to be registered, as required by Item 202 of Regulation S-K, is incorporated herein by reference to the section entitled “Description of Securities to be Registered” in the Company’s Preliminary Prospectus forming a part of the Company’s Registration Statement on Form SB-2, File No.333-142076, and all amendments thereto, filed with the Securities Exchange Commission on December 5, 2007.

 

Item 2.  Exhibits.

 

Exhibit

 

 

Number

 

Description of Document

 

 

 

1.1

 

Specimen of Certificate for Common Stock.

 

 

 

2.1

 

Articles of Incorporation, as amended (Filed as Exhibit 3.1 to the Registration Statement on Form SB-2, File No. 333-142076, and hereby incorporated herein by reference).

 

 

 

2.2

 

Certificate of Amendment of Articles of Incorporation (Filed as Exhibit 3.2 to the Registration Statement on Form SB-2, File No. 333-142076, and hereby incorporated herein by reference).

 

 

 

2.3

 

Amended and Restated By-Laws (Filed as Exhibit 3.3 to the Registration Statement on Form SB-2, File No. 333-142076, and hereby incorporated herein by reference).

 

2



 

SIGNATURE

 

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

 

 

 

IRIS BIOTECHNOLOGIES INC.

 

 

Registrant

 

 

 

 

 

 

 

By:

/s/ Simon Chin

 

 

Simon Chin, President, Chief Executive

 

 

Officer and Chief Financial Officer

 

Date:      May 16, 2008

 

3


EX-1.1 2 a08-14703_2ex1d1.htm EX-1.1

Exhibit 1.1

 

NUMBER

 

SHARES

01G68

 

 

 

Iris BioTechnologies Inc.

INCORPORATED UNDER THE LAWS OF THE STATE OF CALIFORNIA

 

 

SEE REVERSE FOR

 

CERTAIN DEFINITIONS

 

CUSIP 46269V 10 O

 

COMMON STOCK

 

THIS CERTIFIES THAT:

 

 

 

IS THE OWNER OF

 

FULLY PAID AND NON-ASSESSABLE SHARES OF COMMON STOCK OF NO PAR VALUE EACH OF

 

Iris BioTechnologies Inc.

 

transferable on the books of the Corporation in person or by duly authorized attorney upon surrender of this certificate duly endorsed or assigned.  This certificate and the shares represented hereby are subject to the laws of the State of California, and to the Articles of Incorporation and By-laws of the Corporation, as now or hereafter amended. This certificate is not valid until countersigned by the Transfer Agent.

 

WITNESS the facsimile seal of the Corporation and the facsimile signatures of its duly authorized officers.

 

DATED

 

COUNTERSIGNED:

STOCKTRANS, INC.

 

[SEAL]

 

44 WEST LANCASTER AVE, ARDMORE, PA 19303

 

IRIS BIOTECHNOLOGIES INC.

BY:

TRANSFER AGENT

 

CORPORATE

 

 

 

SEAL

 

 

 

1999

 

AUTHORIZED SIGNATURE

 

CALIFORNIA

 

 

 

 

 

/s/ Simon A. M. Chin

 

/s/ Simon A. M. Chin

 

 

SECRETARY

 

PRESIDENT

 

 



 

The following abbreviations, when used in the inscription on the face of this certificate, shall be construed as through they were written out in full according to applicable laws or regulations:

 

TEN COM - as tenants in common

 

UNIF GIFT MIN ACT

Custodian

TEN ENT - as tenants by the entireties

 

 

(Cust)

 

(Minor)

JT TEN - as joint tenants with right of survivorship  and not as tenants in common

 

 

under Uniform Gift to Minors


ACT                    
(State) 

 

Additional abbreviations may also be used though not in the above list.

 

For Value Received                     hereby sell, assign and transfer unto

 

PLEASE INSERT SOCIAL SECURITY OR OTHER

 

IDENTIFYING NUMBER OF ASSIGNEE

 

 

 

(PLEASE PRINT OR TYPEWRITE NAME AND ADDRESS, INCLUDING ZIP CODE, OF ASSIGNEE)

 

 

 

 

Shares

of the stock represented by the within Certificate, and do hereby0 irrevocably constitute and appoint

 

 

Attorney

to transfer the said stock on the books of the within named Corporation with full power of substitution in the premises.

 

Dated

 

 

 

 

 

 

 

 

NOTICE: THE SIGNATURE TO THE ASSIGNMENT MUST CORRESPOND WITH THE NAME AS WRITTEN UPON THE FACE OF THE CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER

 

 

THE SIGNATURE TO THE ASSIGNMENT MUST CORRESPOND TO THE NAME AS WRITTEN UPON THE FACE OF THIS CERTIFICATE IN EVERY PARTICULAR WITHOUT ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATSOEVER AND MUST BE GUARANTEED BY A COMMERCIAL BANK OR TRUST COMPANY OR A MEMBER FIRM OF A NATIONAL OR REGIONAL OR OTHER RECOGNIZED STOCK EXCHANGE IN CONFORMANCE WITH A SIGNATURE GUARANTEE MEDALLION PROGRAM.

 

COLUMBIA FINANCIAL PRINTING CORP. - www.stockinformation.com

 


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