0001567619-20-004334.txt : 20200219 0001567619-20-004334.hdr.sgml : 20200219 20200219174118 ACCESSION NUMBER: 0001567619-20-004334 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Derhacobian Narbeh CENTRAL INDEX KEY: 0001654253 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37582 FILM NUMBER: 20631508 MAIL ADDRESS: STREET 1: C/O ADESTO TECHNOLOGIES CORPORATION STREET 2: 1250 BORREGAS AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94089 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ADESTO TECHNOLOGIES Corp CENTRAL INDEX KEY: 0001395848 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 161755067 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 3600 PETERSON WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 BUSINESS PHONE: 408-400-0578 MAIL ADDRESS: STREET 1: 3600 PETERSON WAY CITY: SANTA CLARA STATE: CA ZIP: 95054 FORMER COMPANY: FORMER CONFORMED NAME: ADESTO TECHNOLOGIES CORP DATE OF NAME CHANGE: 20070406 4 1 doc1.xml FORM 4 X0306 4 2020-02-14 0 0001395848 ADESTO TECHNOLOGIES Corp IOTS 0001654253 Derhacobian Narbeh C/O ADESTO TECHNOLOGIES CORPORATION 3600 PETERSON WAY SANTA CLARA CA 95054 1 1 0 0 President and CEO Common Stock 2020-02-14 4 A 0 84138 0.00 A 572335 D Common Stock 2020-02-14 4 A 0 28695 0.00 A 601030 D Common Stock 219823 I By Trust Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's Common Stock upon settlement for no consideration. The RSUs will vest in equal quarterly installments over 4 years beginning on July 1, 2020, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's common stock upon settlement for no consideration. Subject to the achievement of certain market-based performance metrics, 25% of the PSUs will vest every six months beginning July 31, 2021 until the earned PSUs have vested, subject to the continued service of the Reporting Person through each vesting date. Shares of the Issuer's common stock will be delivered to the Reporting Person upon vesting. These shares were inadvertently reported in Form 4 filed January 3, 2020 as being directly held by the Reporting Person. The Reporting Person is the trustee of The 2016 Derhacobian Trust. The Reporting Person disclaims beneficial ownership of such securities except to the extent of his pecuniary interest therein, and the inclusion of these securities in this report shall not be deemed an admission of beneficial ownership of such securities for purposes of Section 16 or for any other purposes. /s/ Ron Shelton, as Attorney-in-Fact for Narbeh Derhacobian 2020-02-19