0001395067-23-000002.txt : 20230112 0001395067-23-000002.hdr.sgml : 20230112 20230112114221 ACCESSION NUMBER: 0001395067-23-000002 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230112 DATE AS OF CHANGE: 20230112 EFFECTIVENESS DATE: 20230112 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Marquette Asset Management, LLC CENTRAL INDEX KEY: 0001395067 IRS NUMBER: 410883341 FISCAL YEAR END: 1206 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12461 FILM NUMBER: 23525358 BUSINESS ADDRESS: STREET 1: 150 SOUTH 5TH STREET STREET 2: SUITE 2800 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 BUSINESS PHONE: 6126613770 MAIL ADDRESS: STREET 1: 150 SOUTH 5TH STREET STREET 2: SUITE 2800 CITY: MINNEAPOLIS STATE: MN ZIP: 55402 FORMER COMPANY: FORMER CONFORMED NAME: Marquette Asset Management Inc. DATE OF NAME CHANGE: 20070402 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001395067 XXXXXXXX 12-31-2022 12-31-2022 Marquette Asset Management, LLC

150 SOUTH 5TH STREET SUITE 2800 MINNEAPOLIS MN 55402

13F HOLDINGS REPORT 028-12461 N Mary Olson 6126613722 Mary Olson Minneapolis MN 01-12-2023 0 217 338255012 false INFORMATION TABLE 2 Q4202213F.xml MWMQ4202213F 3M CO COM 88579Y101 754537 6292 SH SOLE 6292 0 0 ABBOTT LABS COM 002824100 573543 5224 SH SOLE 5224 0 0 ACACIA RESH CORP ACACIA TCH COM 003881307 155724 36989 SH SOLE 0 36989 0 ADVERUM BIOTECHNOLOGIES INC COM 00773U108 70347 121393 SH SOLE 0 121393 0 AFLAC INC COM 001055102 71940 1000 SH SOLE 1000 0 0 ALCON AG ORD SHS H01301128 206 3 SH SOLE 3 0 0 ALICO INC COM 016230104 140236 5875 SH SOLE 0 5875 0 ALPHABET INC CAP STK CL A 02079K305 524086 5940 SH SOLE 5940 0 0 ALPHABET INC CAP STK CL C 02079K107 321203 3620 SH SOLE 3620 0 0 AMAZON COM INC COM 023135106 77280 920 SH SOLE 920 0 0 AMCOR PLC ORD G0250X107 3014171 253079 SH SOLE 253079 0 0 AMERICAN CENTY ETF TR AVANTIS EMGMKT 025072604 78803 1562 SH SOLE 1562 0 0 AMERICAN CENTY ETF TR INTL EQT ETF 025072703 442434 8318 SH SOLE 8318 0 0 AMERICAN CENTY ETF TR INTL SMCP VLU 025072802 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CORP COM 35471R106 140890 51608 SH SOLE 0 51608 0 FS KKR CAP CORP COM 302635206 18078 1033 SH SOLE 1033 0 0 FUEL TECH INC COM 359523107 160120 126079 SH SOLE 0 126079 0 GAIA INC NEW CL A 36269P104 199515 83830 SH SOLE 0 83830 0 GENCOR INDS INC COM 368678108 150268 14878 SH SOLE 0 14878 0 GENERAL MLS INC COM 370334104 21298 254 SH SOLE 254 0 0 GENUINE PARTS CO COM 372460105 17351 100 SH SOLE 100 0 0 GEOSPACE TECHNOLOGIES CORP COM 37364X109 198353 47003 SH SOLE 0 47003 0 GLOBAL X FDS DATA CTR REITS 37954Y236 3178 255 SH SOLE 255 0 0 GOLDEN FALCON ACQUISITION CO CL A 38102H109 233083 23320 SH SOLE 0 23320 0 GULF IS FABRICATION INC COM 402307102 323965 63151 SH SOLE 0 63151 0 HANESBRANDS INC COM 410345102 2544 400 SH SOLE 400 0 0 HEARTLAND FINL USA INC COM 42234Q102 68951 1479 SH SOLE 1479 0 0 HERSHEY CO COM 427866108 926280 4000 SH SOLE 4000 0 0 HONEYWELL INTL INC COM 438516106 122151 570 SH SOLE 570 0 0 HURCO CO COM 447324104 264462 10121 SH SOLE 0 10121 0 ICOSAVAX INC COM 45114M109 236795 29823 SH SOLE 0 29823 0 IMARA INC COM 45249V107 154377 37745 SH SOLE 0 37745 0 INFLARX NV COM N44821101 90539 29206 SH SOLE 0 29206 0 INTERNATIONAL BUSINESS MACHS COM 459200101 206545 1466 SH SOLE 1466 0 0 INVENTRUST PPTYS CORP COM NEW 46124J201 81306 3435 SH SOLE 3435 0 0 INVESCO EXCH TRADED FD TR II S&P GBL WATER 46138E263 139 3 SH SOLE 3 0 0 INVESCO EXCHANGE TRADED FD T FTSE RAFI 1500 46137V597 1759777 11109 SH SOLE 11109 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 29239 207 SH SOLE 207 0 0 INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 46137V266 25572968 168676 SH SOLE 168676 0 0 ISHARES INC MSCI MEXICO ETF 464286822 2279 46 SH SOLE 46 0 0 ISHARES TR ASIA 50 ETF 464288430 9318 164 SH SOLE 164 0 0 ISHARES TR CORE S&P MCP ETF 464287507 489343 2023 SH SOLE 2023 0 0 ISHARES TR CORE S&P500 ETF 464287200 69542 181 SH SOLE 181 0 0 ISHARES TR IBOXX INV CP ETF 464287242 20243 192 SH SOLE 192 0 0 ISHARES TR JPMORGAN USD EMG 464288281 47286 559 SH SOLE 559 0 0 ISHARES TR MICRO-CAP ETF 464288869 45289 420 SH SOLE 420 0 0 ISHARES TR MSCI ACWI EX US 464288240 3185 70 SH SOLE 70 0 0 ISHARES TR MSCI EAFE ETF 464287465 2809720 42805 SH SOLE 42805 0 0 ISHARES TR MSCI EMG MKT ETF 464287234 1531653 40413 SH SOLE 40413 0 0 ISHARES TR MSCI INDIA ETF 46429B598 4458 107 SH SOLE 107 0 0 ISHARES TR MSCI INDIA SM CP 46429B614 3935 76 SH SOLE 76 0 0 ISHARES TR NATIONAL MUN ETF 464288414 89059 844 SH SOLE 844 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 28559792 133307 SH SOLE 133307 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 7784649 51333 SH SOLE 51333 0 0 ISHARES TR RUS 2000 VAL ETF 464287630 44929 324 SH SOLE 324 0 0 ISHARES TR RUS MID CAP ETF 464287499 3068773 45497 SH SOLE 45497 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 4719053 27065 SH SOLE 27065 0 0 ISHARES TR RUSSELL 3000 ETF 464287689 17434 79 SH SOLE 79 0 0 ISHARES TR SELECT DIVID ETF 464287168 1153057 9561 SH SOLE 9561 0 0 ISHARES TR SHORT TREAS BD 464288679 7255 66 SH SOLE 66 0 0 JOHNSON & JOHNSON COM 478160104 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SOLE 2914 0 0 MILLER INDS INC TENN COM NEW 600551204 190832 7158 SH SOLE 0 7158 0 MONDELEZ INTL INC CL A 609207105 33325 500 SH SOLE 500 0 0 MOTOROLA SOLUTIONS INC COM NEW 620076307 105661 410 SH SOLE 410 0 0 NEW YORK CMNTY BANCORP INC COM 649445103 86000 10000 SH SOLE 10000 0 0 NEXTERA ENERGY INC COM 65339F101 3481 42 SH SOLE 42 0 0 NIKE INC CL B 654106103 9343 80 SH SOLE 80 0 0 NOVARTIS AG SPONSORED ADR 66987V109 28758 317 SH SOLE 317 0 0 NUCOR CORP COM 670346105 36643 278 SH SOLE 278 0 0 NUVEEN QUALITY MUNCP INCOME COM 67066V101 108359 9183 SH SOLE 9183 0 0 ORACLE CORP COM 68389X105 3597 44 SH SOLE 44 0 0 OSIRIS ACQUISITION CORP CL A 68829A103 117700 11913 SH SOLE 0 11913 0 OTIS WORLDWIDE CORP COM 68902V107 1410 18 SH SOLE 18 0 0 OVERSEAS SHIPHOLDING GROUP I CL A NEW 69036R863 296370 102550 SH SOLE 0 102550 0 PASSAGE BIO INC COM 702712100 92599 67101 SH SOLE 0 67101 0 PEPSICO INC COM 713448108 108396 600 SH SOLE 600 0 0 PRINCIPAL FINANCIAL GROUP IN COM 74251V102 30883 368 SH SOLE 368 0 0 PROCTER AND GAMBLE CO COM 742718109 15156 100 SH SOLE 100 0 0 PYXIS ONCOLOGY INC COMMON STOCK 747324101 78875 58862 SH SOLE 0 58862 0 RAFAEL HLDGS INC COM CL B 75062E106 92109 49256 SH SOLE 0 49256 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 13826 137 SH SOLE 137 0 0 READING INTL INC CL A 755408101 111764 40348 SH SOLE 0 40348 0 RESMED INC COM 761152107 130706 628 SH SOLE 628 0 0 ROSS STORES INC COM 778296103 153793 1325 SH SOLE 1325 0 0 SAGA COMMUNICATIONS INC CL A NEW 786598300 512804 21729 SH SOLE 0 21729 0 SATSUMA PHARMACEUTICALS INC COM 80405P107 70696 78551 SH SOLE 0 78551 0 SAVARA INC COM 805111101 71686 46249 SH SOLE 0 46249 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 2212246 93462 SH SOLE 93462 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 2176075 67559 SH SOLE 67559 0 0 SCHWAB STRATEGIC TR SHT TM US TRES 808524862 530640 11000 SH SOLE 11000 0 0 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 44484 993 SH SOLE 993 0 0 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 27616533 365588 SH SOLE 364152 0 1436 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 65237836 1174187 SH SOLE 1172545 0 1642 SCHWAB STRATEGIC TR US LCAP VA ETF 808524409 1125971 17055 SH SOLE 17055 0 0 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 4016519 61218 SH SOLE 61218 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 6723402 165969 SH SOLE 165969 0 0 SERA PROGNOSTICS INC CLASS A COM 81749D107 63490 50389 SH SOLE 0 50389 0 SHAPEWAYS HOLDINGS INC COMMON STOCK 81947T102 94583 173929 SH SOLE 0 173929 0 SINGULAR GENOMICS SYSTEMS IN COM 82933R100 73363 36499 SH SOLE 0 36499 0 SPDR INDEX SHS FDS PORTFOLIO EMG MK 78463X509 6402744 194258 SH SOLE 193154 0 1104 SPDR S&P 500 ETF TR TR UNIT 78462F103 2078889 5436 SH SOLE 5436 0 0 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 442790 1000 SH SOLE 1000 0 0 SPDR SER TR NUVEEN BLMBRG MU 78468R721 185491 4066 SH SOLE 4066 0 0 SPDR SER TR PRTFLO S&P500 GW 78464A409 83099 1640 SH SOLE 1640 0 0 SPDR SER TR S&P 600 SMCP VAL 78464A300 587674 7918 SH SOLE 7918 0 0 SPDR SER TR S&P KENSHO NEW 78468R648 8269843 209788 SH SOLE 208570 0 1218 SPRUCE BIOSCIENCES INC COM 85209E109 75015 68357 SH SOLE 0 68357 0 SPS COMM INC COM 78463M107 381180 2968 SH SOLE 2968 0 0 STAR GROUP L P UNIT LTD PARTNR 85512C105 180750 15000 SH SOLE 15000 0 0 STARBUCKS CORP COM 855244109 200186 2018 SH SOLE 2018 0 0 TALARIS THERAPEUTICS INC COM 87410C104 80969 79381 SH SOLE 0 79381 0 TARGET CORP COM 87612E106 208060 1396 SH SOLE 1396 0 0 TAYLOR DEVICES INC COM 877163105 46884 3304 SH SOLE 0 3304 0 TESLA INC COM 88160R101 739 6 SH SOLE 6 0 0 TESSCO TECHNOLOGIES INC COM 872386107 196054 40675 SH SOLE 0 40675 0 THERMO FISHER SCIENTIFIC INC COM 883556102 110138 200 SH SOLE 200 0 0 TOPBUILD CORP COM 89055F103 3130 20 SH SOLE 20 0 0 TRUECAR INC COM 89785L107 189756 75600 SH SOLE 0 75600 0 TYLER TECHNOLOGIES INC COM 902252105 169265 525 SH SOLE 525 0 0 UNIFI INC COM NEW 904677200 214974 24968 SH SOLE 0 24968 0 UNION PAC CORP COM 907818108 269191 1300 SH SOLE 1300 0 0 UNITED PARCEL SERVICE INC CL B 911312106 4868 28 SH SOLE 28 0 0 UNITEDHEALTH GROUP INC COM 91324P102 677570 1278 SH SOLE 1278 0 0 UNITY SOFTWARE INC CALL 91332U101 2865 100 PRN Call SOLE 100 0 0 UNIVERSAL HLTH SVCS INC CL B 913903100 68754 488 SH SOLE 488 0 0 UNIVERSAL STAINLESS & ALLOY COM 913837100 236474 32981 SH SOLE 0 32981 0 US BANCORP DEL COM NEW 902973304 123416 2830 SH SOLE 2830 0 0 VANGUARD BD INDEX FDS INTERMED TERM 921937819 19323 260 SH SOLE 260 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 1001902 13309 SH SOLE 13309 0 0 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 92821 1957 SH SOLE 1957 0 0 VANGUARD INDEX FDS GROWTH ETF 922908736 1078976 5063 SH SOLE 5063 0 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 226112 1298 SH SOLE 1298 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 29618 219 SH SOLE 219 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 17160191 84197 SH SOLE 83998 0 199 VANGUARD INDEX FDS SM CP VAL ETF 922908611 19691 124 SH SOLE 124 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2224688 12121 SH SOLE 12121 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 133259 697 SH SOLE 697 0 0 VANGUARD INDEX FDS VALUE ETF 922908744 74958 534 SH SOLE 534 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 638683 12738 SH SOLE 12738 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 276212 7086 SH SOLE 7086 0 0 VANGUARD MALVERN FDS STRM INFPROIDX 922020805 52128 1116 SH SOLE 1116 0 0 VANGUARD SCOTTSDALE FDS VNG RUS1000VAL 92206C714 148340 2228 SH SOLE 2228 0 0 VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 921943858 69313 1651 SH SOLE 1651 0 0 VERA BRADLEY INC COM 92335C106 494363 109131 SH SOLE 0 109131 0 VERIZON COMMUNICATIONS INC COM 92343V104 2246 57 SH SOLE 57 0 0 VICTORY PORTFOLIOS II VCTRYSHS USAA CR 92647N535 27449595 564342 SH SOLE 562635 0 1707 VISA INC COM CL A 92826C839 331793 1597 SH SOLE 1597 0 0 VONTIER CORPORATION COM 928881101 445 23 SH SOLE 23 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 7472 200 SH SOLE 200 0 0 WESTWOOD HLDGS GROUP INC COM 961765104 287828 25852 SH SOLE 0 25852 0 WINMARK CORP COM 974250102 147158 624 SH SOLE 624 0 0 XCEL ENERGY INC COM 98389B100 102501 1462 SH SOLE 1462 0 0 YUM BRANDS INC COM 988498101 30739 240 SH SOLE 240 0 0 YUM CHINA HLDGS INC COM 98850P109 13116 240 SH SOLE 240 0 0