0001403431-23-000051.txt : 20231018 0001403431-23-000051.hdr.sgml : 20231018 20231018132257 ACCESSION NUMBER: 0001403431-23-000051 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231017 FILED AS OF DATE: 20231018 DATE AS OF CHANGE: 20231018 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Recatto Brian CENTRAL INDEX KEY: 0001394882 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33987 FILM NUMBER: 231331798 MAIL ADDRESS: STREET 1: 117 THIBODEAUX DRIVE CITY: LAFAYETTE STATE: LA ZIP: 70503 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Heritage-Crystal Clean, Inc. CENTRAL INDEX KEY: 0001403431 STANDARD INDUSTRIAL CLASSIFICATION: SANITARY SERVICES [4950] IRS NUMBER: 260351454 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2000 CENTER DRIVE STREET 2: SUITE EAST C300 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 BUSINESS PHONE: 847-836-5670 MAIL ADDRESS: STREET 1: 2000 CENTER DRIVE STREET 2: SUITE EAST C300 CITY: HOFFMAN ESTATES STATE: IL ZIP: 60192 4 1 wk-form4_1697649766.xml FORM 4 X0508 4 2023-10-17 1 0001403431 Heritage-Crystal Clean, Inc. HCCI 0001394882 Recatto Brian C/O HERITAGE-CRYSTAL CLEAN, INC. 2000 CENTER DRIVE, SUITE EAST C300 HOFFMAN ESTATES IL 60192 1 1 0 0 President & CEO 0 Common Stock 2023-10-17 4 D 0 561558 45.50 D 197065 D Common Stock 2023-10-17 4 D 0 197065 45.50 D 0 D Pursuant to the Agreement and Plan of Merger, dated as of July 19, 2023 (the "Merger Agreement"), by and among Issuer, JFL-Tiger Acquisition Co., Inc., a Delaware corporation ("Parent"), and JFL-Tiger Merger Sub, Inc., a Delaware corporation and wholly-owned subsidiary of Parent, each share of Issuer common stock, par value $0.01 per share, and each share of Issuer common stock underlying restricted stock units, was automatically cancelled and converted into the right to receive $45.50 in cash without interest, subject to applicable withholding taxes. Pursuant to the Merger Agreement, each Issuer restricted stock award became fully vested and was automatically cancelled and converted into the right to receive $45.50 in cash without interest, subject to applicable withholding taxes. Represents shares of common stock which were not sold in the merger and have been rolled over into investment in an entity affiliated with Parent that indirectly owns 100% of Issuer. /s/ Mark DeVita, Attorney-in-Fact 2023-10-18