0001394620-15-000001.txt : 20150313 0001394620-15-000001.hdr.sgml : 20150313 20150313142555 ACCESSION NUMBER: 0001394620-15-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20150313 DATE AS OF CHANGE: 20150313 EFFECTIVENESS DATE: 20150313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C. CENTRAL INDEX KEY: 0001394620 IRS NUMBER: 208581682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-101536 FILM NUMBER: 15698827 BUSINESS ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124780000 MAIL ADDRESS: STREET 1: 1166 AVENUE OF THE AMERICAS STREET 2: NINTH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: D E SHAW US BROAD MARKET CORE ALPHA EXTENSION FUND LLC DATE OF NAME CHANGE: 20070327 D/A 1 primary_doc.xml X0707 D/A LIVE 0001394620 D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C. 1166 AVENUE OF THE AMERICAS NINTH FLOOR NEW YORK NY NEW YORK 10036 2124780000 DELAWARE D E SHAW US BROAD MARKET CORE ALPHA EXTENSION FUND LLC Limited Liability Company true n/a D. E. Shaw Investment Management, L.L.C. 1166 Avenue of the Americas Ninth Floor New York NY NEW YORK 10036 Director D. E. Shaw Investment Management, L.L.C. is the managing member of the issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06b 3C 3C.7 true 0001394620-14-000001 2007-05-01 true true false 1000000 D. E. Shaw Securities, L.L.C. 24332 None None 1166 Avenue of the Americas 9th Floor New York NY NEW YORK 10036 All States true Indefinite 1464535406 Indefinite false 26 0 0 D. E. Shaw Securities, L.L.C. received an upfront placement agent fee of $2,500.00 in connection with this offering. This fee was paid by the issuer's investment adviser and did not reduce Total Amount Sold. 0 false D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C. /s/ Nathan Thomas Nathan Thomas Authorized Signatory 2015-03-13