0001394620-11-000001.txt : 20110317 0001394620-11-000001.hdr.sgml : 20110317 20110317142641 ACCESSION NUMBER: 0001394620-11-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110317 DATE AS OF CHANGE: 20110317 EFFECTIVENESS DATE: 20110317 FILER: COMPANY DATA: COMPANY CONFORMED NAME: D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C. CENTRAL INDEX KEY: 0001394620 IRS NUMBER: 208581682 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-101536 FILM NUMBER: 11694768 BUSINESS ADDRESS: STREET 1: 120 WEST FORTY-FIFTH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2124780000 MAIL ADDRESS: STREET 1: 120 WEST FORTY-FIFTH STREET STREET 2: 39TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FORMER COMPANY: FORMER CONFORMED NAME: D E SHAW US BROAD MARKET CORE ALPHA EXTENSION FUND LLC DATE OF NAME CHANGE: 20070327 D/A 1 primary_doc.xml X0704 D/A LIVE 0001394620 D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C. 1166 Avenue of the Americas 9TH FLOOR NEW YORK NY NEW YORK 10036 2124780000 DELAWARE D E SHAW US BROAD MARKET CORE ALPHA EXTENSION FUND LLC Limited Liability Company true 2007 n/a D. E. Shaw Investment Management, L.L.C. 1166 Avenue of the Americas 9th Floor New York NY NEW YORK 10036 Director D. E. Shaw Investment Management, L.L.C. is the managing member of the issuer. Pooled Investment Fund Other Investment Fund false Decline to Disclose 06 3C 3C.7 true 0001394620-10-000001 2007-05-01 true true false 1000000 D. E. Shaw Securities, L.L.C. 24332 None None 1166 Avenue of the Americas 9th Floor New York NY NEW YORK 10036 All States true Indefinite 69924735 Indefinite false 5 0 0 D. E. Shaw Securities, L.L.C. received an upfront placement agent fee of $2,500.00 in connection with this offering. This fee was paid by the issuer's investment adviser and did not reduce Total Amount Sold. 0 false D. E. Shaw U.S. Broad Market Core Alpha Extension Fund, L.L.C. /s/Rochelle Elias Rochelle Elias Authorized Signatory 2011-03-17