The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.
The reader should not assume that the information is accurate and complete.

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM D

Notice of Exempt Offering of Securities
OMB APPROVAL
OMB Number: 3235-0076
Estimated average burden
hours per response: 4.00

1. Issuer's Identity

CIK (Filer ID Number) Previous Names
   None
Entity Type
0001394345
AEI 2007 VENTURE INVESTMENTS II LLC
   Corporation
   Limited Partnership
X Limited Liability Company
   General Partnership
   Business Trust
   Other (Specify)

Name of Issuer
AEI 2007 VENTURE INVESTMENTS II, LLC
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization
   Over Five Years Ago
X Within Last Five Years (Specify Year) 2006
   Yet to Be Formed

2. Principal Place of Business and Contact Information

Name of Issuer
AEI 2007 VENTURE INVESTMENTS II, LLC
Street Address 1 Street Address 2
311 SOUTH WACKER DR SUITE 1650  
City State/Province/Country ZIP/PostalCode Phone Number of Issuer
CHICAGO IL 60606 804-378-1110

3. Related Persons

Last Name First Name Middle Name
Advanced Equities Venture Management Corp. N/A  
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/PostalCode
Chicago IL 60606
Relationship:    Executive Officer X Director    Promoter

Clarification of Response (if Necessary):

Managing Member

4. Industry Group

   Agriculture
Banking & Financial Services
   Commercial Banking
   Insurance
   Investing
   Investment Banking
X Pooled Investment Fund
   Hedge Fund
   Private Equity Fund
X Venture Capital Fund
   Other Investment Fund
Is the issuer registered as
an investment company under
the Investment Company
Act of 1940?
   Yes X No
   Other Banking & Financial Services
   Business Services
Energy
   Coal Mining
   Electric Utilities
   Energy Conservation
   Environmental Services
   Oil & Gas
   Other Energy
Health Care
   Biotechnology
   Health Insurance
   Hospitals & Physicians
   Pharmaceuticals
   Other Health Care
   Manufacturing
Real Estate
   Commercial
   Construction
   REITS & Finance
   Residential
   Other Real Estate
  
 Retailing
  
 Restaurants
Technology
   Computers
   Telecommunications
   Other Technology
Travel
   Airlines & Airports
   Lodging & Conventions
   Tourism & Travel Services
   Other Travel
  
 Other

5. Issuer Size

Revenue Range OR Aggregate Net Asset Value Range
   No Revenues    No Aggregate Net Asset Value
   $1 - $1,000,000    $1 - $5,000,000
   $1,000,001 - $5,000,000    $5,000,001 - $25,000,000
   $5,000,001 - $25,000,000    $25,000,001 - $50,000,000
   $25,000,001 - $100,000,000    $50,000,001 - $100,000,000
   Over $100,000,000    Over $100,000,000
X Decline to Disclose    Decline to Disclose
   Not Applicable    Not Applicable

6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)

   Rule 504(b)(1) (not (i), (ii) or (iii))    Rule 505
   Rule 504 (b)(1)(i) X Rule 506
   Rule 504 (b)(1)(ii)    Securities Act Section 4(5)
   Rule 504 (b)(1)(iii)    Investment Company Act Section 3(c)
   Section 3(c)(1)    Section 3(c)(9)  
   Section 3(c)(2)    Section 3(c)(10)
   Section 3(c)(3)    Section 3(c)(11)
   Section 3(c)(4)    Section 3(c)(12)
   Section 3(c)(5)    Section 3(c)(13)
   Section 3(c)(6)    Section 3(c)(14)
   Section 3(c)(7)

7. Type of Filing

   New Notice Date of First Sale 2007-03-07    First Sale Yet to Occur
X Amendment

8. Duration of Offering

Does the Issuer intend this offering to last more than one year?
   Yes X No

9. Type(s) of Securities Offered (select all that apply)

X Equity X Pooled Investment Fund Interests
   Debt    Tenant-in-Common Securities
   Option, Warrant or Other Right to Acquire Another Security    Mineral Property Securities
   Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security    Other (describe)

10. Business Combination Transaction

Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer?
   Yes X No

Clarification of Response (if Necessary):

11. Minimum Investment

Minimum investment accepted from any outside investor $106,000 USD

12. Sales Compensation

Recipient
Recipient CRD Number    None
Jeff Binkert 2491492
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
IL
Recipient
Recipient CRD Number    None
Christopher Capra 2691295
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
Recipient
Recipient CRD Number    None
Phillip Falk 2372997
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
MN
Recipient
Recipient CRD Number    None
Robert James 871525
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DC
Recipient
Recipient CRD Number    None
James Kozak 2237880
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
MI
NV
WI
Recipient
Recipient CRD Number    None
John Galinsky 1513926
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
MI
NV
WI
Recipient
Recipient CRD Number    None
James Lynch 2387056
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MA
Recipient
Recipient CRD Number    None
Owen Schnaper 5097283
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MA
Recipient
Recipient CRD Number    None
Robert Marassa 2649843
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
TX
WI
Recipient
Recipient CRD Number    None
Bijal Modi 5155401
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TX
Recipient
Recipient CRD Number    None
Peter McDonnell 1374657
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
NY
Recipient
Recipient CRD Number    None
Brandon McFarland 5010542
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MI
Recipient
Recipient CRD Number    None
William Metz 808295
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
KS
MI
Recipient
Recipient CRD Number    None
David Prange 2583106
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IA
Recipient
Recipient CRD Number    None
Stephen Tracy 1648245
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
GA
Recipient
Recipient CRD Number    None
Joe Hede 2389098
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
DC
Recipient
Recipient CRD Number    None
Timothy Herrmann 2446600
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
Advanced Equities Inc. 35545
Street Address 1 Street Address 2
311 S Wacker Dr Suite 6150
City State/Province/Country ZIP/Postal Code
Chicago IL 60606
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
FL
IA
MA
NJ
NY
Recipient
Recipient CRD Number    None
Robert Cheney 2825660
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Dennis Colley 1517102
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WA
Recipient
Recipient CRD Number    None
Gary Cousino 726486
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CO
Recipient
Recipient CRD Number    None
Cindy Couyoumjian 1456630
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
Recipient
Recipient CRD Number    None
Christine Tang 4774839
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AZ
CA
Recipient
Recipient CRD Number    None
Arvind Kulkarni 1763821
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Anthony Diaz 4131948
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
LA
PA
Recipient
Recipient CRD Number    None
Mark Frederick 2132368
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Allen Gamble 2746330
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NC
SC
Recipient
Recipient CRD Number    None
Graham Guess 2803700
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Jonathan Holljes 1106311
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
VA
Recipient
Recipient CRD Number    None
Richard Johnson 702768
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
AR
Recipient
Recipient CRD Number    None
Andrew Koerner 2207442
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IN
NJ
Recipient
Recipient CRD Number    None
Deborah Walker 833928
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IN
NJ
Recipient
Recipient CRD Number    None
Hank Korngut 1916347
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NC
Recipient
Recipient CRD Number    None
David Libarkin 2948558
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
OH
Recipient
Recipient CRD Number    None
Cal McAusland 2206464
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WA
Recipient
Recipient CRD Number    None
Mark McKinnon 728601
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
John Montgomery 1033543
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NY
Recipient
Recipient CRD Number    None
James Peters 3135650
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
TX
Recipient
Recipient CRD Number    None
Ryan Peterson 2206897
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
NC
Recipient
Recipient CRD Number    None
David Podber 4456251
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
Recipient
Recipient CRD Number    None
Victoria Powell 4805256
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MS
Recipient
Recipient CRD Number    None
Shawn Rogers 3081518
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
Recipient
Recipient CRD Number    None
Verna Schoen 1420124
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
LA
Recipient
Recipient CRD Number    None
Eric Shore 2375397
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IL
Recipient
Recipient CRD Number    None
Lynn Siewert 1057367
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WA
Recipient
Recipient CRD Number    None
Kenneth Stern 1754133
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Dennis Thurman 2342398
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
SD
Recipient
Recipient CRD Number    None
Robin Ullberg 1852017
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IN
Recipient
Recipient CRD Number    None
Erik Weir 2009973
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
GA
SC
Recipient
Recipient CRD Number    None
Terry Wade 2969193
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
HI
Recipient
Recipient CRD Number    None
Gile Williams 1062570
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
ID
Recipient
Recipient CRD Number    None
Elizabeth Wright 4905954
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
KS
Recipient
Recipient CRD Number    None
Robert Scott Wright 2174368
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
WA
Recipient
Recipient CRD Number    None
Joseph Accardi 728322
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MA
Recipient
Recipient CRD Number    None
Mark Chamberlain 1655738
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
IN
Recipient
Recipient CRD Number    None
Paul Escudero 2111381
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Thomas Harold 3278651
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MO
Recipient
Recipient CRD Number    None
Stuart Hoshide 1838860
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Arthur Hsieh 2086229
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Richard Hsieh 2934210
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
CA
Recipient
Recipient CRD Number    None
Michael Thiel 1108580
(Associated) Broker or Dealer    None
(Associated) Broker or Dealer CRD Number    None
First Allied Securities Inc. 32444
Street Address 1 Street Address 2
655 W Broadway  
City State/Province/Country ZIP/Postal Code
San Diego CA 92101
State(s) of Solicitation (select all that apply)
Check “All States” or check individual States		    All States
   Foreign/non-US
MO

13. Offering and Sales Amounts

Total Offering Amount USD
or X Indefinite
Total Amount Sold $23,522,544 USD
Total Remaining to be Sold USD
or X Indefinite

Clarification of Response (if Necessary):

14. Investors

  
 Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering.
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering:
135

15. Sales Commissions & Finder's Fees Expenses

Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.

Sales Commissions $902,008 USD
X Estimate
Finders' Fees $0 USD
   Estimate

Clarification of Response (if Necessary):

16. Use of Proceeds

Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.

$22,620,535 USD
   Estimate

Clarification of Response (if Necessary):

As of 8/4/2009, $22,650,535.98 has been used to make investments in Agami Systems Inc., eAsic Inc., Foveon Inc., Peregrine Semiconductor Inc., Turin Networks Inc., and Force10 Networks Inc.

Signature and Submission

Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.

Terms of Submission

In submitting this notice, each issuer named above is:
  • Notifying the SEC and/or each State in which this notice is filed of the offering of securities described and undertaking to furnish them, upon written request, in the accordance with applicable law, the information furnished to offerees.*
  • Irrevocably appointing each of the Secretary of the SEC and, the Securities Administrator or other legally designated officer of the State in which the issuer maintains its principal place of business and any State in which this notice is filed, as its agents for service of process, and agreeing that these persons may accept service on its behalf, of any notice, process or pleading, and further agreeing that such service may be made by registered or certified mail, in any Federal or state action, administrative proceeding, or arbitration brought against the issuer in any place subject to the jurisdiction of the United States, if the action, proceeding or arbitration (a) arises out of any activity in connection with the offering of securities that is the subject of this notice, and (b) is founded, directly or indirectly, upon the provisions of:  (i) the Securities Act of 1933, the Securities Exchange Act of 1934, the Trust Indenture Act of 1939, the Investment Company Act of 1940, or the Investment Advisers Act of 1940, or any rule or regulation under any of these statutes, or (ii) the laws of the State in which the issuer maintains its principal place of business or any State in which this notice is filed.
  • Certifying that, if the issuer is claiming a Rule 505 exemption, the issuer is not disqualified from relying on Rule 505 for one of the reasons stated in Rule 505(b)(2)(iii).

Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.

For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.

Issuer Signature Name of Signer Title Date
AEI 2007 VENTURE INVESTMENTS II, LLC Alex Winks Alex Winks Authorized Signatory 2009-08-04

Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.

* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.