0001415889-24-007849.txt : 20240313 0001415889-24-007849.hdr.sgml : 20240313 20240313175938 ACCESSION NUMBER: 0001415889-24-007849 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20240312 FILED AS OF DATE: 20240313 DATE AS OF CHANGE: 20240313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Brown Scott B. CENTRAL INDEX KEY: 0001789822 ORGANIZATION NAME: FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36818 FILM NUMBER: 24747246 MAIL ADDRESS: STREET 1: C/O TRACON PHARMACEUTICALS, INC. STREET 2: 4350 LA JOLLA VILLAGE DRIVE, SUITE 800 CITY: SAN DIEGO STATE: CA ZIP: 92122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Tracon Pharmaceuticals, Inc. CENTRAL INDEX KEY: 0001394319 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] ORGANIZATION NAME: 03 Life Sciences IRS NUMBER: 342037594 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 800 CITY: San Diego STATE: CA ZIP: 92122 BUSINESS PHONE: 858-550-0780 MAIL ADDRESS: STREET 1: 4350 LA JOLLA VILLAGE DRIVE STREET 2: SUITE 800 CITY: San Diego STATE: CA ZIP: 92122 FORMER COMPANY: FORMER CONFORMED NAME: Tracon Pharmaceuticals Inc DATE OF NAME CHANGE: 20070324 4 1 form4-03132024_090329.xml X0508 4 2024-03-12 0001394319 Tracon Pharmaceuticals, Inc. TCON 0001789822 Brown Scott B. C/O TRACON PHARMACEUTICALS, INC. 4350 LA JOLLA VILLAGE DRIVE, SUITE 800 SAN DIEGO CA 92122 false true false false CHIEF FINANCIAL OFFICER 0 Common Stock 2023-04-20 5 A 0 3500 .1377 A 25128 D Employee Stock Option (Right to Buy) .39 2024-03-12 4 A 0 224800 0 A 2034-03-11 Common Stock 224800 224800 D Shares acquired by the Reporting Person under the Issuer's 2015 Employee Stock Purchase Plan on April 20, 2023. 1/4th of the shares subject to this option shall vest on the first anniversary of the Grant Date shown in column 3 above. The remaining shares vest and become exercisable in 36 equal monthly installments thereafter, on the last day of each month. /s/ Scott B. Brown 2024-03-13