0001209191-21-018815.txt : 20210309
0001209191-21-018815.hdr.sgml : 20210309
20210309060016
ACCESSION NUMBER: 0001209191-21-018815
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210308
FILED AS OF DATE: 20210309
DATE AS OF CHANGE: 20210309
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Brown Scott B.
CENTRAL INDEX KEY: 0001789822
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36818
FILM NUMBER: 21723995
MAIL ADDRESS:
STREET 1: C/O TRACON PHARMACEUTICALS, INC.
STREET 2: 4350 LA JOLLA VILLAGE DRIVE, SUITE 800
CITY: SAN DIEGO
STATE: CA
ZIP: 92122
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Tracon Pharmaceuticals, Inc.
CENTRAL INDEX KEY: 0001394319
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 800
CITY: San Diego
STATE: CA
ZIP: 92122
BUSINESS PHONE: 858-550-0780
MAIL ADDRESS:
STREET 1: 4350 LA JOLLA VILLAGE DRIVE
STREET 2: SUITE 800
CITY: San Diego
STATE: CA
ZIP: 92122
FORMER COMPANY:
FORMER CONFORMED NAME: Tracon Pharmaceuticals Inc
DATE OF NAME CHANGE: 20070324
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2021-03-08
0
0001394319
Tracon Pharmaceuticals, Inc.
TCON
0001789822
Brown Scott B.
C/O TRACON PHARMACEUTICALS, INC.
4350 LA JOLLA VILLAGE DRIVE, SUITE 800
SAN DIEGO
CA
92122
0
1
0
0
Chief Financial Officer
Common Stock
2021-03-08
4
P
0
1000
8.2956
A
3128
D
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $8.28 to $8.30, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range set forth above.
Includes 350 shares acquired by the Reporting Person under the Issuer's 2015 Employee Stock Purchase Plan on each of April 20, 2020 and October 20, 2020.
/s/ Scott B. Brown
2021-03-09