0001104659-20-072978.txt : 20200612
0001104659-20-072978.hdr.sgml : 20200612
20200612170322
ACCESSION NUMBER: 0001104659-20-072978
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200611
FILED AS OF DATE: 20200612
DATE AS OF CHANGE: 20200612
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holdings B.V.
CENTRAL INDEX KEY: 0001579134
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 20960967
BUSINESS ADDRESS:
STREET 1: OOSTERDOKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: NL 1011 DK
BUSINESS PHONE: 31-23-2302883
MAIL ADDRESS:
STREET 1: OOSTERDOKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: NL 1011 DK
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Forest B.V.
CENTRAL INDEX KEY: 0001576735
STATE OF INCORPORATION: P7
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 20960968
BUSINESS ADDRESS:
STREET 1: OUDE WEG 147
STREET 2: NL - 2031 CC HAARLEM
CITY: HAARLEM, THE NETHERLANDS
STATE: P7
ZIP: 2031
BUSINESS PHONE: 352 22 9999 5178
MAIL ADDRESS:
STREET 1: OUDE WEG 147
STREET 2: NL - 2031 CC HAARLEM
CITY: HAARLEM, THE NETHERLANDS
STATE: P7
ZIP: 2031
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Investments S.a r.l.
CENTRAL INDEX KEY: 0001747036
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 20960969
BUSINESS ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
BUSINESS PHONE: 31 235 62 65 20
MAIL ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: JAB Holding Co s.a r.l.
CENTRAL INDEX KEY: 0001621428
STATE OF INCORPORATION: N4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 20960970
BUSINESS ADDRESS:
STREET 1: 5 RUE GOETHE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1637
BUSINESS PHONE: 352 27 177 539
MAIL ADDRESS:
STREET 1: 5 RUE GOETHE
CITY: LUXEMBOURG
STATE: N4
ZIP: L-1637
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Joh. A. Benckiser B.V.
CENTRAL INDEX KEY: 0001746867
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 20960971
BUSINESS ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
BUSINESS PHONE: 31 235 62 65 20
MAIL ADDRESS:
STREET 1: OOSTERDOCKSSTRAAT 80
CITY: AMSTERDAM
STATE: P7
ZIP: 1011DK
FORMER NAME:
FORMER CONFORMED NAME: Donata Holdings B.V.
DATE OF NAME CHANGE: 20180717
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Agnaten SE
CENTRAL INDEX KEY: 0001579044
STATE OF INCORPORATION: C4
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 20960972
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43-1-98650-100
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
FORMER NAME:
FORMER CONFORMED NAME: Parentes Holding SE
DATE OF NAME CHANGE: 20130611
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Lucresca SE
CENTRAL INDEX KEY: 0001394212
STATE OF INCORPORATION: C4
FISCAL YEAR END: 0630
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33829
FILM NUMBER: 20960973
BUSINESS ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
BUSINESS PHONE: 43 1 98650 105
MAIL ADDRESS:
STREET 1: ROOSEVELTPLATZ 4-5
STREET 2: TOP 10
CITY: VIENNA
STATE: C4
ZIP: A-1090
FORMER NAME:
FORMER CONFORMED NAME: Donata Holding SE
DATE OF NAME CHANGE: 20070323
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Keurig Dr Pepper Inc.
CENTRAL INDEX KEY: 0001418135
STANDARD INDUSTRIAL CLASSIFICATION: BEVERAGES [2080]
IRS NUMBER: 753258232
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 53 SOUTH AVENUE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
BUSINESS PHONE: 781-418-7000
MAIL ADDRESS:
STREET 1: 53 SOUTH AVENUE
CITY: BURLINGTON
STATE: MA
ZIP: 01803
FORMER COMPANY:
FORMER CONFORMED NAME: Dr Pepper Snapple Group, Inc.
DATE OF NAME CHANGE: 20080108
FORMER COMPANY:
FORMER CONFORMED NAME: CSAB Inc.
DATE OF NAME CHANGE: 20071109
4
1
tm2022038d3_4.xml
FORM 4
X0306
4
2020-06-11
0
0001418135
Keurig Dr Pepper Inc.
KDP
0001579134
JAB Holdings B.V.
PIET HEINKADE 55
AMSTERDAM
P7
1019 GM
NETHERLANDS
0
0
1
0
0001576735
JAB Forest B.V.
PIET HEINKADE 55
AMSTERDAM
P7
1019 GM
NETHERLANDS
0
0
1
0
0001747036
JAB Investments S.a r.l.
4, RUE JEAN MONNET
LUXEMBOURG
N4
L-2180
LUXEMBOURG
0
0
1
0
0001621428
JAB Holding Co s.a r.l.
4, RUE JEAN MONNET
LUXEMBOURG
N4
L-2180
LUXEMBOURG
0
0
1
0
0001746867
Joh. A. Benckiser B.V.
OOSTERDOKSSTRAAT 80
AMSTERDAM
P7
1011 DK
NETHERLANDS
0
0
1
0
0001579044
Agnaten SE
ROOSEVELTPLATZ 4-5
TOP 10
VIENNA
C4
A-1090
AUSTRIA
0
0
1
0
0001394212
Lucresca SE
ROOSEVELTPLATZ 4-5
TOP 10
VIENNA
C4
A-1090
AUSTRIA
0
0
1
0
Common Stock, par value $0.01 per share
2020-06-11
4
J
0
0
0
D
726084122
I
See Footnote
Common Stock, par value $0.01 per share
14780000
D
Ordinary Shares K
2020-06-11
4
J
0
24757964
28.5441
D
Common Stock
24757964
458629049
I
See Footnote
JAB Forest B.V. ("JAB Forest") holds and beneficially owns ordinary shares K (the "Ordinary Shares K") and ordinary shares J (the "Ordinary Shares J") of Acorn Holdings B.V. ("Acorn"). On June 11, 2020, Acorn transferred (the "Letter Business Transfer") equity interests of Maple Holdings B.V. ("Maple Holdings") allocated to the Ordinary Shares K to the Ordinary Shares J. Maple Holdings holds and beneficially owns shares (the "Shares") of common stock, par value $0.01 per share, of Keurig Dr Pepper Inc. ("KDP").
On the basis of JAB Forest's beneficial ownership of Ordinary Shares K and Ordinary Shares J of Acorn, the Letter Business Transfer may be deemed a sale of Shares by each Reporting Person herein to the extent of such Reporting Person's pecuniary interest therein.
These Shares are held and beneficially owned by Maple Holdings, an indirect subsidiary of each Reporting Person herein. As such, each Reporting Person herein may be deemed a beneficial owner of the Shares held by Maple Holdings. Each of the Reporting Persons disclaims any beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
These Shares are held and beneficially owned by JAB Holdings B.V. ("JAB Holdings"), a direct or indirect subsidiary of each other Reporting Person herein, other than JAB Forest. As such, each other Reporting Person herein, other than JAB Forest, may be deemed a beneficial owner of Shares held by JAB Holdings. Each such Reporting Person disclaims beneficial ownership of such Shares, except to the extent of its pecuniary interests therein.
Ordinary Shares K, which do not expire, exclusively represent an interest in Shares beneficially owned by Acorn from time to time (or the cash value thereof). On June 11, 2020, JAB Forest agreed to sell Ordinary Shares K then representing an interest in 24,757,964 Shares.
These Ordinary Shares K are held and beneficially owned by JAB Forest, a direct or indirect subsidiary of each other Reporting Person herein. As such, each other Reporting Person herein may be deemed a beneficial owner of Ordinary Shares K held by JAB Forest. Each of the Reporting Persons disclaims any beneficial ownership of such Ordinary Shares K, except to the extent of its pecuniary interests therein.
To satisfy obligations that may arise under Section 16(b) of the Securities Exchange Act of 1934 in connection with, on the one hand, the transactions reported herein and, on the other hand, the March 9, 2020 purchase of 7,400,000 Shares and the May 22, 2020 purchase of 7,380,000 Shares reported by the Reporting Persons on March 11, 2020 and May 22, 2020, respectively, in each case in a Form 4 filed with the Securities and Exchange Commission (the "Commission"), on June 11, 2020 JAB Holdings paid $21,343,798 to KDP by wire transfer of immediately available funds. As disclosed by the Reporting Persons in the Form 4 filed with the Commission on May 22, 2020, JAB Holdings previously paid $740,000 to KDP in respect of any such obligations arising in connection with the transactions reported in Forms 4 filed with the Commission on March 11, 2020 and May 22, 2020.
/s/ Joachim Creus, Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Forest B.V.; /s/ Fabien Simon, Director of JAB Holdings B.V. in its capacity as Managing Director of JAB Forest B.V.
2020-06-12
/s/ Joachim Creus, Director of JAB Holdings B.V.; /s/ Fabien Simon, Director of JAB Holdings B.V.
2020-06-12
/s/ Joachim Creus, Manager of JAB Investments s.a r.l.; /s/ Philippe Chenu, Manager of JAB Investments s.a r.l.
2020-06-12
/s/ Constantin Thun, Manager of JAB Holding Company s.a r.l.; /s/ Joachim Creus, Manager of JAB Holding Company s.a r.l.
2020-06-12
/s/ Joachim Creus, Director of Joh. A. Benckiser B.V.; /s/ Fabien Simon, Director of Joh. A. Benckiser B.V.
2020-06-12
/s/ Joachim Creus, Authorized Representative of Lucresca SE
2020-06-12
/s/ Joachim Creus, Authorized Representative of Agnaten SE
2020-06-12