0001209191-23-056397.txt : 20231121
0001209191-23-056397.hdr.sgml : 20231121
20231121194155
ACCESSION NUMBER: 0001209191-23-056397
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20231121
FILED AS OF DATE: 20231121
DATE AS OF CHANGE: 20231121
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ison James
CENTRAL INDEX KEY: 0001729652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 231429694
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER NAME:
FORMER CONFORMED NAME: Ison Jim
DATE OF NAME CHANGE: 20180129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-11-21
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001729652
Ison James
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
0
1
0
0
CPO
0
Common Stock
2023-11-21
4
F
0
849
2.09
D
108151
D
Common Stock
2023-11-21
4
G
0
1651
0.00
D
106500
D
Common Stock
2023-11-21
4
G
0
1651
0.00
A
162438
I
By Trust
The Reporting Person forfeited 849 shares of common stock upon conversion of 2,500 vested and outstanding restricted stock units into shares of common stock to cover tax withholdings, using the market price of the Issuer's common stock at the time of forfeiture. These restricted stock units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.
Includes 106,500 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
On November 21, 2023, the Reporting Person transferred 1,651 shares of common stock to the James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
These shares are owned directly by the Trust, and indirectly by James Ison as trustee of the Trust.
/s/ James Ison
2023-11-21