0001209191-23-046938.txt : 20230822
0001209191-23-046938.hdr.sgml : 20230822
20230822174411
ACCESSION NUMBER: 0001209191-23-046938
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230818
FILED AS OF DATE: 20230822
DATE AS OF CHANGE: 20230822
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ison James
CENTRAL INDEX KEY: 0001729652
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 231194676
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER NAME:
FORMER CONFORMED NAME: Ison Jim
DATE OF NAME CHANGE: 20180129
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0508
4
2023-08-18
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001729652
Ison James
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
0
1
0
0
CPO
0
Common Stock
2023-08-18
4
M
0
14587
0.46
A
155574
I
By Trust
Common Stock
2023-08-18
4
M
0
1009
1.08
A
156583
I
By Trust
Common Stock
115667
D
Employee Stock Option (right to buy)
0.46
2023-08-18
4
M
0
14587
0.00
D
2024-07-15
Common Stock
14587
0
D
Employee Stock Option (right to buy)
1.08
2023-08-18
4
M
0
1009
0.00
D
2026-04-01
Common Stock
1009
23991
D
These shares are owned directly by James J. Ison Jr. & Sha-Marie A Ison TR UA 06 04 2020 James J. Ison Jr. & Sha-Marie A Ison Inter Vivos Revocable Trust (the "Trust"), of which the Reporting Person is trustee. The Reporting Person and members of his immediate family are the sole beneficiaries of the Trust.
Includes 115,667 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
The option is fully vested.
/s/James Ison
2023-08-22