0001209191-23-031987.txt : 20230524
0001209191-23-031987.hdr.sgml : 20230524
20230524184533
ACCESSION NUMBER: 0001209191-23-031987
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230522
FILED AS OF DATE: 20230524
DATE AS OF CHANGE: 20230524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morrison John W Jr.
CENTRAL INDEX KEY: 0001729697
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38371
FILM NUMBER: 23955469
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE STREET STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ONE STOP SYSTEMS, INC.
CENTRAL INDEX KEY: 0001394056
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPUTERS [3571]
IRS NUMBER: 330885351
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
BUSINESS PHONE: 760-745-9883
MAIL ADDRESS:
STREET 1: 2235 ENTERPRISE ST STE 110
CITY: ESCONDIDO
STATE: CA
ZIP: 92029
FORMER COMPANY:
FORMER CONFORMED NAME: ONE STOP SYSTEMS INC
DATE OF NAME CHANGE: 20070322
4
1
doc4.xml
FORM 4 SUBMISSION
X0407
4
2023-05-22
0
0001394056
ONE STOP SYSTEMS, INC.
OSS
0001729697
Morrison John W Jr.
2235 ENTERPRISE STREET #110
ESCONDIDO
CA
92029
0
1
0
0
Chief Financial Officer
0
Common Stock
2023-05-22
4
F
0
1232
2.48
D
272585
D
Common Stock
2023-05-22
4
F
0
2463
2.44
D
270122
D
The Reporting Person forfeited 1,232 shares of common stock upon conversion of 3,333 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.
Includes 156,668 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
The Reporting Person forfeited 2,463 shares of common stock upon conversion of 6,667 vested and outstanding Restricted Stock Units into shares of common stock to cover tax withholdings, using the market price of the issuer's common stock at the time of forfeiture. These Restricted Stock Units were part of the grant reported in Table I of the Form 4 filed by the Reporting Person with the Securities and Exchange Commission on May 21, 2021.
Includes 150,001 unvested restricted stock units held by the Reporting Person, all of which remain subject to certain vesting conditions.
/s/ John Morrison
2023-05-24