0001393944-21-000004.txt : 20211021 0001393944-21-000004.hdr.sgml : 20211021 20211021142709 ACCESSION NUMBER: 0001393944-21-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211021 DATE AS OF CHANGE: 20211021 EFFECTIVENESS DATE: 20211021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hanson & Doremus Investment Management CENTRAL INDEX KEY: 0001393944 IRS NUMBER: 030348256 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12547 FILM NUMBER: 211336659 BUSINESS ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 BUSINESS PHONE: 802-658-2668 MAIL ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 FORMER COMPANY: FORMER CONFORMED NAME: Hanson Investment Management DATE OF NAME CHANGE: 20070321 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001393944 XXXXXXXX 09-30-2021 09-30-2021 Hanson & Doremus Investment Management

431 PINE STREET, SUITE 302 PO BOX 819 BURLINGTON VT 05402-0819

13F HOLDINGS REPORT 028-12547 N Jordan Lafayette 802-658-2668 Jordan Lafayette Burlington VT 10-21-2021 0 487 437 false INFORMATION TABLE 2 13F.xml Sanofi Aventis ADR ADR 80105N105 21 426 SH SOLE 426 0 0 3M Company COMMON 88579Y101 76 431 SH SOLE 431 0 0 A F L A C Inc. COMMON 001055102 98 1881 SH SOLE 1881 0 0 Abbott Laboratories COMMON 002824100 1242 10517 SH SOLE 10517 0 0 AbbVie Inc. COMMON 00287Y109 835 7744 SH SOLE 7744 0 0 Aberdeen Asia Pac Income Fd COMMON 003009107 166 40073 SH SOLE 40073 0 0 Aberdeen Physical Swiss Gold ETF ETF 00326A104 7 400 SH SOLE 400 0 0 Accenture Ltd Cl A F COMMON G1151C101 5 16 SH SOLE 16 0 0 ACNB Corporation COMMON 000868109 26 938 SH SOLE 938 0 0 Activision Inc. COMMON 00507V109 624 8069 SH SOLE 7939 0 130 Adobe Systems Inc. COMMON 00724F101 6 10 SH SOLE 10 0 0 ADT Corp COMMON 00090Q103 1 104 SH SOLE 104 0 0 Advanced Micro Devices COMMON 007903107 19 188 SH SOLE 188 0 0 Air Products & Chemicals Inc. COMMON 009158106 183 715 SH SOLE 715 0 0 Airbnb Inc COMMON 009066101 38 225 SH SOLE 225 0 0 Alaska Air Group Inc. COMMON 011659109 3 44 SH SOLE 44 0 0 Alibaba Group Hldg COMMON 01609W102 2 14 SH SOLE 14 0 0 Align Technology Inc COMMON 016255101 3 5 SH SOLE 5 0 0 Alimentation Couche-Tard Inc COMMON 01626P403 42 1089 SH SOLE 1089 0 0 Allegion Public Ltd Co COMMON G0176J109 26 200 SH SOLE 200 0 0 Alliant Energy Corp COMMON 018802108 697 12457 SH SOLE 12457 0 0 Allstate COMMON 020002101 166 1303 SH SOLE 1303 0 0 Alphabet, Inc Cl C COMMON 02079K107 3790 1422 SH SOLE 1380 0 42 Alphabet, Inc. Cl A COMMON 02079K305 2861 1070 SH SOLE 1025 0 45 Altria Group Inc. COMMON 02209S103 38 839 SH SOLE 839 0 0 Amarin Corp Plc New ADR ADR 023111206 12 2325 SH SOLE 2325 0 0 Amazon.Com COMMON 023135106 1866 568 SH SOLE 557 0 11 Amc Networks Inc Cl A COMMON 00164V103 156 3351 SH SOLE 3351 0 0 Amer Electric Pwr Co Inc COMMON 025537101 1 8 SH SOLE 8 0 0 America Movil L ADR ADR 02364W105 64 3600 SH SOLE 3600 0 0 American Express Company COMMON 025816109 318 1897 SH SOLE 1897 0 0 Ameriprise Financial Inc. COMMON 03076C106 14 53 SH SOLE 53 0 0 Amgen Incorporated COMMON 031162100 181 849 SH SOLE 849 0 0 Amkor Technology Inc COMMON 031652100 1167 46788 SH SOLE 46788 0 0 Analog Devices Inc. COMMON 032654105 16 97 SH SOLE 97 0 0 Annaly Capital Mgmt COMMON 035710409 30 3520 SH SOLE 3520 0 0 Antero Midstream Partners LP COMMON 03676B102 2 202 SH SOLE 202 0 0 Anthem Inc COMMON 036752103 62 165 SH SOLE 165 0 0 Apple Inc. COMMON 037833100 4771 33714 SH SOLE 32883 0 831 Applied Materials COMMON 038222105 2 13 SH SOLE 13 0 0 Aptiv PLC COMMON G6095L109 14 91 SH SOLE 91 0 0 Archer-Daniels-Midland Inc. COMMON 039483102 196 3265 SH SOLE 2357 0 908 ARK Next Generation Internet ETF ETF 00214Q401 83 599 SH SOLE 599 0 0 Arrowhead Pharma Inc COMMON 04280A100 20 320 SH SOLE 320 0 0 Asml Hldgs Nv COMMON N07059210 7 10 SH SOLE 10 0 0 Astec Industries COMMON 046224101 288 5353 SH SOLE 5353 0 0 AstraZeneca plc ADR ADR 046353108 1337 22261 SH SOLE 22261 0 0 AT&T Inc. COMMON 00206R102 1753 64887 SH SOLE 64127 0 760 Atlas Air Worldwide Hldg COMMON 049164205 172 2104 SH SOLE 2104 0 0 Auto Data Processing COMMON 053015103 258 1289 SH SOLE 1289 0 0 Autodesk Inc COMMON 052769106 3 11 SH SOLE 11 0 0 Avalon Bay Communities COMMON 053484101 5 21 SH SOLE 21 0 0 Avery Dennison COMMON 053611109 7 35 SH SOLE 35 0 0 AYRO Inc. COMMON 054748108 8 2269 SH SOLE 2269 0 0 Baidu Inc ADR ADR 056752108 527 3426 SH SOLE 3426 0 0 Ball Corp COMMON 058498106 49 549 SH SOLE 549 0 0 Bank of America Corp COMMON 060505104 71 1661 SH SOLE 1661 0 0 Bank of New York Mellon COMMON 064058100 97 1877 SH SOLE 1877 0 0 Bar Harbor Bankshare COMMON 066849100 10 358 SH SOLE 358 0 0 Baxter International COMMON 071813109 865 10758 SH SOLE 10758 0 0 BCE Inc. COMMON 05534B760 310 6202 SH SOLE 5499 0 703 Becton Dickinson & Co COMMON 075887109 136 554 SH SOLE 554 0 0 Berkshire Hathaway Cl B COMMON 084670702 3548 12998 SH SOLE 12361 0 637 Beyond Meat Inc COMMON 08862E109 39 374 SH SOLE 374 0 0 Biogen Idec Inc COMMON 09062X103 170 601 SH SOLE 601 0 0 Black Rock Resources Tr COMMON 09257A108 10 1163 SH SOLE 1163 0 0 Blackrock Inc COMMON 09247X101 57 68 SH SOLE 68 0 0 Blackstone Group Lp COMMON 09260D107 19 164 SH SOLE 164 0 0 Blkrck Muniyield Qlty Fd COMMON 09254F100 21 1300 SH SOLE 1300 0 0 Boeing Co. COMMON 097023105 2709 12319 SH SOLE 12108 0 211 Booking Holdings Inc COMMON 09857L108 138 58 SH SOLE 58 0 0 Borg Warner Inc COMMON 099724106 1258 29121 SH SOLE 29121 0 0 Boston Scientific COMMON 101137107 3 69 SH SOLE 69 0 0 BP plc ADR ADR 055622104 29 1061 SH SOLE 1061 0 0 Bristol Myers COMMON 110122108 2028 34266 SH SOLE 33792 0 474 Broadridge Finl Solution COMMON 11133T103 117 700 SH SOLE 700 0 0 Cambria Cannabis ETF ETF 132061821 1 100 SH SOLE 100 0 0 Canadian Natl Ry Co COMMON 136375102 6 51 SH SOLE 51 0 0 Capital One Financial COMMON 14040H105 69 424 SH SOLE 424 0 0 Cardinal Health Inc COMMON 14149Y108 3 58 SH SOLE 58 0 0 CarMax Inc COMMON 143130102 75 584 SH SOLE 584 0 0 Carrier Global Corp-Wi COMMON 14448C104 132 2555 SH SOLE 2555 0 0 Caterpillar COMMON 149123101 1864 9712 SH SOLE 9712 0 0 CBRE Group Inc COMMON 12504L109 301 3092 SH SOLE 3092 0 0 CDK Global Inc COMMON 12508E101 17 400 SH SOLE 400 0 0 Cerner Corp COMMON 156782104 11 156 SH SOLE 156 0 0 CF Industries Holdings Inc COMMON 125269100 14 250 SH SOLE 250 0 0 Chemed Corp. COMMON 16359R103 1822 3918 SH SOLE 3918 0 0 Chevron Corp. COMMON 166764100 530 5220 SH SOLE 5133 0 87 China Automotive Systems Inc COMMON 16936R105 80 24527 SH SOLE 24527 0 0 Chubb Limited COMMON H1467J104 168 966 SH SOLE 966 0 0 Cigna Corp COMMON 125523100 168 838 SH SOLE 838 0 0 Cincinnati Financial Corp COMMON 172062101 45 390 SH SOLE 390 0 0 Cisco Systems, Inc. COMMON 17275R102 3546 65139 SH SOLE 63176 0 1963 Citigroup COMMON 172967424 337 4807 SH SOLE 4807 0 0 Clorox Company COMMON 189054109 15 90 SH SOLE 90 0 0 CME Group Inc. COMMON 12572Q105 465 2404 SH SOLE 2404 0 0 CMS Energy COMMON 125896100 2 40 SH SOLE 40 0 0 Coca-Cola Co COMMON 191216100 2986 56909 SH SOLE 55322 0 1587 Colgate-Palmolive COMMON 194162103 97 1286 SH SOLE 1286 0 0 Comcast Corp. COMMON 20030N101 122 2184 SH SOLE 2184 0 0 Comerica Incorporated COMMON 200340107 161 2000 SH SOLE 2000 0 0 Community Bank System COMMON 203607106 638 9325 SH SOLE 8425 0 900 Conagra Foods Inc. COMMON 205887102 1 15 SH SOLE 15 0 0 Conoco Phillips COMMON 20825C104 595 8774 SH SOLE 8774 0 0 Consolidated Edison Inc. COMMON 209115104 136 1878 SH SOLE 1878 0 0 Constellation Brand Cl Aclass A COMMON 21036P108 26 123 SH SOLE 123 0 0 Constellation Software Inc COMMON 21037X100 51 31 SH SOLE 31 0 0 Core Laboratories N V COMMON N22717107 32 1148 SH SOLE 1148 0 0 CoreSite Realty Corp COMMON 21870Q105 17 125 SH SOLE 125 0 0 Corning COMMON 219350105 4808 131775 SH SOLE 131106 0 669 Corp Office Pptys REIT REIT 22002T108 9 343 SH SOLE 343 0 0 Corteva Inc com COMMON 22052L104 32 755 SH SOLE 755 0 0 CoStar Group Inc COMMON 22160N109 6 70 SH SOLE 70 0 0 Costco COMMON 22160K105 4263 9488 SH SOLE 9238 0 250 Crown Castle International Corp COMMON 22822V101 5 30 SH SOLE 30 0 0 CSX Corp COMMON 126408103 136 4584 SH SOLE 4584 0 0 Cummins Inc COMMON 231021106 15 69 SH SOLE 69 0 0 CVS Corp COMMON 126650100 1542 18167 SH SOLE 17925 0 242 D R Horton Co. COMMON 23331A109 5 58 SH SOLE 58 0 0 D T E Energy Co. COMMON 233331107 7 62 SH SOLE 62 0 0 Danaher Corp COMMON 235851102 46 150 SH SOLE 150 0 0 Deere & Company COMMON 244199105 853 2545 SH SOLE 2545 0 0 Devon Energy Corp COMMON 25179M103 90 2522 SH SOLE 2522 0 0 Diageo PLC ADR ADR 25243Q205 16 83 SH SOLE 83 0 0 Diamondback Energy Inc COMMON 25278X109 2 26 SH SOLE 26 0 0 Dick's Sporting Goods Inc COMMON 253393102 6 48 SH SOLE 48 0 0 Digital Realty Trust REIT REIT 253868103 447 3095 SH SOLE 3095 0 0 Discover Financial Svcs COMMON 254709108 11 93 SH SOLE 93 0 0 Dollar General COMMON 256677105 6 27 SH SOLE 27 0 0 Dominion Energy COMMON 25746U109 984 13470 SH SOLE 11288 0 2182 Dover Corporation COMMON 260003108 78 500 SH SOLE 500 0 0 Dow In COMMON 260557103 133 2316 SH SOLE 2316 0 0 Dr Reddys Labs ADR ADR 256135203 427 6551 SH SOLE 6551 0 0 DT Midstream, Inc COMMON 23345M107 1 31 SH SOLE 31 0 0 Duke Energy Corp. COMMON 26441C204 2368 24261 SH SOLE 23952 0 309 E Bay Inc. COMMON 278642103 27 391 SH SOLE 391 0 0 E I DuPont COMMON 26614N102 472 6940 SH SOLE 6708 0 232 East West Bancorp COMMON 27579R104 1149 14820 SH SOLE 14820 0 0 Eastman Chemical Co. COMMON 277432100 22 222 SH SOLE 222 0 0 Eaton Corp. COMMON G29183103 219 1464 SH SOLE 1464 0 0 Ecofin Global Water ESG COMMON 56167N753 68 1486 SH SOLE 1486 0 0 Ecolab Inc. COMMON 278865100 62 298 SH SOLE 298 0 0 Edison International COMMON 281020107 311 5599 SH SOLE 5253 0 346 Electronic Arts Inc COMMON 285512109 3 18 SH SOLE 18 0 0 Eli Lilly & Co. COMMON 532457108 1147 4963 SH SOLE 4963 0 0 Emerson Electric Co. COMMON 291011104 2065 21918 SH SOLE 21068 0 850 EMQQ Emerging Markets Intrnt & Ecmrc ETF ETF 301505889 364 7331 SH SOLE 7331 0 0 Enterprise Products Prtn LP COMMON 293792107 19 866 SH SOLE 866 0 0 Equinix Inc New COMMON 29444U700 6 7 SH SOLE 7 0 0 Equity Residential Prop. REIT REIT 29476L107 357 4409 SH SOLE 4409 0 0 Essential utilities ord COMMON 29670G102 130 2830 SH SOLE 2830 0 0 ETFMG Alternative Harvest ETF ETF 26924G508 54 3731 SH SOLE 3731 0 0 Etho Climate Leader US ETF ETF 26924G888 126 2127 SH SOLE 2127 0 0 Everest Re Group Ltd COMMON G3223R108 1 3 SH SOLE 3 0 0 Eversource Energy COMMON 30040W108 31 379 SH SOLE 379 0 0 Exelon Corp. COMMON 30161N101 24 489 SH SOLE 489 0 0 Expeditors Int'l of Washington COMMON 302130109 84 703 SH SOLE 703 0 0 Exxon Mobil Corporation COMMON 30231G102 1221 20756 SH SOLE 19289 0 1467 Facebook Inc Class A COMMON 30303M102 214 632 SH SOLE 632 0 0 Fedex Corporation COMMON 31428X106 1451 6616 SH SOLE 6481 0 135 Fidelity MSCI Health Care ETF ETF 316092600 50 785 SH SOLE 785 0 0 Fidelity MSCI Utilities ETF ETF 316092865 25 613 SH SOLE 613 0 0 First Bancorp Inc Me COMMON 31866P102 17 600 SH SOLE 600 0 0 First Solar Inc COMMON 336433107 1217 12754 SH SOLE 12754 0 0 Fiserv, Inc. COMMON 337738108 16 150 SH SOLE 150 0 0 Flowers Foods Inc COMMON 343498101 5 218 SH SOLE 218 0 0 Fortinet Inc COMMON 34959E109 121 415 SH SOLE 415 0 0 Gallagher Arthur J & Co COMMON 363576109 123 828 SH SOLE 828 0 0 General Electric Co. COMMON 369604301 725 7041 SH SOLE 6699 0 342 General Mills, Inc. COMMON 370334104 105 1752 SH SOLE 1752 0 0 General Motors COMMON 37045V100 3 63 SH SOLE 63 0 0 Genuine Parts Co COMMON 372460105 41 337 SH SOLE 337 0 0 Gilat Satellite Networks Ltd COMMON 001082510 80 8852 SH SOLE 8852 0 0 Gilead Sciences Inc COMMON 375558103 339 4847 SH SOLE 4847 0 0 Glaxo Smithkline ADR ADR 37733W105 17 455 SH SOLE 455 0 0 Global X S&P 500 Catholic Values ETF ETF 37954Y889 129 2384 SH SOLE 2384 0 0 Goldman Sachs Group Inc COMMON 38141G104 388 1026 SH SOLE 1026 0 0 Goodyear Tire & Rubber COMMON 382550101 54 3045 SH SOLE 3045 0 0 Halliburton Company COMMON 406216101 32 1473 SH SOLE 1473 0 0 Hanesbrands Inc. COMMON 410345102 1110 64672 SH SOLE 62032 0 2640 Hannon Armstrong Sus REIT REIT 41068X100 22 418 SH SOLE 418 0 0 Harsco COMMON 415864107 26 1510 SH SOLE 1510 0 0 Hershey Foods Corp COMMON 427866108 154 910 SH SOLE 910 0 0 Hewlett Packard Ente COMMON 42824C109 17 1200 SH SOLE 1200 0 0 Home Depot COMMON 437076102 261 795 SH SOLE 795 0 0 Honeywell International COMMON 438516106 1472 6935 SH SOLE 6726 0 209 HP Inc COMMON 40434L105 34 1255 SH SOLE 1255 0 0 HSBC Holdings PLC ADR ADR 404280406 21 809 SH SOLE 809 0 0 Humana COMMON 444859102 430 1104 SH SOLE 1104 0 0 IBM Corp. COMMON 459200101 2298 16540 SH SOLE 15904 0 636 Idexx Labs Inc. COMMON 45168D104 22 35 SH SOLE 35 0 0 Illinois Tool Works COMMON 452308109 181 876 SH SOLE 876 0 0 Imperial Oil Ltd COMMON 453038408 110 3475 SH SOLE 3475 0 0 India Fund COMMON 454089103 43 1870 SH SOLE 1870 0 0 Ingersoll Rand Inc COMMON 45687V106 23 454 SH SOLE 454 0 0 Ingredion Incorporated COMMON 457187102 220 2471 SH SOLE 2471 0 0 Integer Holdings Corp COMMON 45826H109 1038 11616 SH SOLE 11341 0 275 Intel Corp. COMMON 458140100 937 17579 SH SOLE 17579 0 0 Intercontinental Exchange, Inc. COMMON 45866F104 6 50 SH SOLE 50 0 0 International Paper COMMON 460146103 15 275 SH SOLE 275 0 0 Intuit COMMON 461202103 23 42 SH SOLE 42 0 0 Intuitive Surgical COMMON 46120E602 5 5 SH SOLE 5 0 0 Invesco Global Water ETF ETF 46138E651 12 300 SH SOLE 300 0 0 Iqvia Hldgs Inc COMMON 46266C105 9 36 SH SOLE 36 0 0 Iron Mountain Inc REIT REIT 46284V101 102 2357 SH SOLE 2357 0 0 iShares 0-5 Year Invmt Grade Corp Bd ETF ETF 46434V100 31 605 SH SOLE 605 0 0 iShares 5-10 Yr Corporate Bond ETF ETF 464288638 65 1080 SH SOLE 1080 0 0 iShares Core Dividend Growth ETF ETF 46434V621 421 8380 SH SOLE 8380 0 0 iShares Core MSCI EAFE ETF ETF 46432F842 173 2326 SH SOLE 2326 0 0 iShares Core MSCI ETF ETF 46434G103 80 1302 SH SOLE 1302 0 0 iShares DJ US Financial ETF ETF 464287788 91 1108 SH SOLE 1108 0 0 iShares Dow J Real Estate ETF ETF 464287739 7 67 SH SOLE 67 0 0 iShares Dow J. Healthcare ETF ETF 464287762 180 654 SH SOLE 654 0 0 iShares Global Clean Energy ETF 464288224 176 8134 SH SOLE 8134 0 0 Ishares Gold ETF ETF 464285204 657 19654 SH SOLE 19654 0 0 iShares Lehman Agg Bond Fd ETF ETF 464287226 171 1486 SH SOLE 1486 0 0 iShares MSCI EAFE ETF ETF 464287465 468 5994 SH SOLE 5994 0 0 iShares MSCI Emerg Esg ETF ETF 46434G863 442 10677 SH SOLE 10677 0 0 iShares MSCI Emerging Market ETF ETF 464287234 40 802 SH SOLE 802 0 0 iShares MSCI Taiwan Index ETF ETF 46434G772 183 2958 SH SOLE 2558 0 400 iShares NASDAQ Biotech ETF ETF 464287556 1076 6657 SH SOLE 6391 0 266 iShares Russell 1000 Growth ETF ETF 464287614 61 223 SH SOLE 223 0 0 iShares Russell 1000 Val ETF ETF 464287598 4296 27446 SH SOLE 27446 0 0 iShares Russell 2000 Growth ETF ETF 464287648 49 167 SH SOLE 167 0 0 Ishares Russell 2000 Value ETF ETF 464287630 24 151 SH SOLE 151 0 0 iShares Russell Midcap Grth ETF ETF 464287481 81 726 SH SOLE 726 0 0 iShares S&P 500 Index ETF ETF 464287200 488 1132 SH SOLE 1132 0 0 iShares S&P Midcap 400 Index ETF ETF 464287507 159 605 SH SOLE 605 0 0 iShares S&P Mid-Cap Grow ETF ETF 464287606 31 396 SH SOLE 396 0 0 iShares S&P Sm Cap Idx 600 ETF ETF 464287804 304 2780 SH SOLE 2054 0 726 iShares S&P U S Pfd Stk ETF ETF 464288687 6 153 SH SOLE 153 0 0 iShares Select Dividend Idx ETF ETF 464287168 107 932 SH SOLE 932 0 0 iShares Short-Term Nat. Muni Bond ETF ETF 464288158 228 2122 SH SOLE 2122 0 0 iShares TIPS Bond ETF ETF 464287176 1340 10495 SH SOLE 9958 0 537 iShares Tr China 25 Index ETF ETF 464287184 9 228 SH SOLE 228 0 0 iShares Tr DJ U S Tech Sector ETF ETF 464287721 208 2052 SH SOLE 2052 0 0 iShares Tr S&P Europe 350 ETF ETF 464287861 16 300 SH SOLE 300 0 0 Ishares Tr Sh Tr Corporate ETF ETF 464288646 29 524 SH SOLE 524 0 0 Jacobs Engineering Group Inc COMMON 469814107 40 303 SH SOLE 303 0 0 Jazz Pharmaceuticals PLC COMMON G50871105 0 3 SH SOLE 3 0 0 Johnson & Johnson COMMON 478160104 2285 14147 SH SOLE 13393 0 754 JP Morgan Chase & Co COMMON 46625H100 3111 19007 SH SOLE 18125 0 882 JPMorgan Equity Premium Income ETF ETF 46641Q332 103 1728 SH SOLE 1728 0 0 Kansas City Southern COMMON 485170302 55 202 SH SOLE 202 0 0 Kimberly-Clark Corp. COMMON 494368103 230 1735 SH SOLE 1735 0 0 Kinder Morgan Inc. COMMON 49456B101 2 148 SH SOLE 148 0 0 KLA-Tencor Corporation COMMON 482480100 71 211 SH SOLE 211 0 0 Kon Philips Electric NV COMMON 500472303 139 3134 SH SOLE 3134 0 0 Kraft Heinz Company COMMON 500754106 1227 33315 SH SOLE 32135 0 1180 KraneShares CSI China Internet ETF ETF 500767306 262 5530 SH SOLE 5530 0 0 Laboratory Corp of America Hlds COMMON 50540R409 249 883 SH SOLE 788 0 95 Lam Research COMMON 512807108 10 18 SH SOLE 18 0 0 Lauder Estee Co COMMON 518439104 7 25 SH SOLE 25 0 0 Lear Corp COMMON 521865204 2 15 SH SOLE 15 0 0 LHC Group Inc COMMON 50187A107 1098 7000 SH SOLE 7000 0 0 Liberty Broadband Corp COMMON 530307305 32 183 SH SOLE 183 0 0 Lincoln National Corp. COMMON 534187109 4 59 SH SOLE 59 0 0 LIVERAMP HOLDINGS INC COMMON 53815P108 3 56 SH SOLE 56 0 0 Lockheed Martin COMMON 539830109 47 135 SH SOLE 135 0 0 Lowes Companies Inc. COMMON 548661107 195 963 SH SOLE 808 0 155 Lumen Technologies Inc COMMON 550241103 74 5951 SH SOLE 5951 0 0 M K S Instruments Inc. COMMON 55306N104 1007 6676 SH SOLE 6676 0 0 Main Street Capital Corp COMMON 56035L104 10 250 SH SOLE 250 0 0 Marathon Petroleum Corp COMMON 56585A102 105 1706 SH SOLE 1706 0 0 Marsh & McLennan Co's COMMON 571748102 25 163 SH SOLE 163 0 0 Mastercard Inc COMMON 57636Q104 83 239 SH SOLE 239 0 0 Match Group Ord COMMON 57667L107 2 12 SH SOLE 12 0 0 McDonald's Corp COMMON 580135101 511 2118 SH SOLE 2118 0 0 McKesson Corp. COMMON 58155Q103 1398 7012 SH SOLE 6608 0 404 Medallia Inc COMMON 584021109 22 657 SH SOLE 657 0 0 Medtronic Inc. COMMON G5960L103 2206 17599 SH SOLE 17093 0 506 MercadoLibre Inc COMMON 58733R102 7 4 SH SOLE 4 0 0 Merck COMMON 58933Y105 3190 42475 SH SOLE 40888 0 1587 Metlife Inc. COMMON 59156R108 23 376 SH SOLE 376 0 0 Microchip Technology Inc. COMMON 595017104 7 45 SH SOLE 45 0 0 Micron Technology COMMON 595112103 22 306 SH SOLE 306 0 0 Microsoft COMMON 594918104 11044 39173 SH SOLE 38180 0 993 Moderna Inc COMMON 60770K107 5 13 SH SOLE 13 0 0 Mondelez Int'l Inc. COMMON 609207105 763 13115 SH SOLE 12660 0 455 Morgan Stanley Dean Witter COMMON 617446448 31 319 SH SOLE 319 0 0 Murphy USA Inc COMMON 626755102 9 55 SH SOLE 55 0 0 National Grid Plc ADR ADR 636274409 304 5102 SH SOLE 5102 0 0 National Storage Aff REIT REIT 637870106 13 250 SH SOLE 250 0 0 NCR Corporation COMMON 62886E108 1546 39892 SH SOLE 38756 0 1136 Netflix Inc. COMMON 64110L106 7 12 SH SOLE 12 0 0 Nextera Energy COMMON 65339F101 521 6638 SH SOLE 6638 0 0 Nike, Inc. COMMON 654106103 168 1157 SH SOLE 1157 0 0 Norfolk Southern COMMON 655844108 328 1370 SH SOLE 1370 0 0 Northrop Grumman Corp COMMON 666807102 39 107 SH SOLE 107 0 0 Novartis Ag ADR ADR 66987V109 70 857 SH SOLE 857 0 0 Nucor Corp COMMON 670346105 18 183 SH SOLE 183 0 0 Nutrien Ltd COMMON 67077M108 106 1629 SH SOLE 1629 0 0 Nuveen AMT-Free Municipal Income Fund ETF 670657105 8 500 SH SOLE 500 0 0 Nuveen Muni Value Fd Inc. ETF 670928100 75 6640 SH SOLE 6640 0 0 Nvent Electric Plc Shs COMMON G6700G107 19 575 SH SOLE 575 0 0 Nvidia Corp COMMON 67066G104 2 8 SH SOLE 8 0 0 Occidental Petroleum Corp. COMMON 674599105 5 175 SH SOLE 175 0 0 Omnicom Group Inc COMMON 681919106 8 107 SH SOLE 107 0 0 Oneok Inc New COMMON 682680103 652 11237 SH SOLE 11237 0 0 Oracle COMMON 68389X105 115 1325 SH SOLE 1325 0 0 Organon & Co COMMON 68622V106 8 244 SH SOLE 244 0 0 OTIS Worldwide Corp-Wi COMMON 68902V107 105 1276 SH SOLE 1276 0 0 P P G Industries Inc. COMMON 693506107 233 1629 SH SOLE 1629 0 0 Parker Hannifin Corp COMMON 701094104 159 570 SH SOLE 570 0 0 Paychex Inc. COMMON 704326107 2 20 SH SOLE 20 0 0 Paypal Holdings COMMON 70450Y103 25 95 SH SOLE 95 0 0 Pentair PLC COMMON G7S00T104 1 16 SH SOLE 16 0 0 Peoples United Finl Inc COMMON 712704105 2241 128273 SH SOLE 126621 0 1652 Pepsico, Inc. COMMON 713448108 649 4318 SH SOLE 4318 0 0 Pfizer Inc. COMMON 717081103 4419 102736 SH SOLE 100580 0 2156 Philip Morris Intl Inc COMMON 718172109 127 1345 SH SOLE 1345 0 0 Phillips 66 SHS COMMON 718546104 372 5316 SH SOLE 5316 0 0 PIMCO Enhanced Short Maturity Active ETF ETF 72201R833 300 2947 SH SOLE 2947 0 0 PIMCO Intermediate Muni Bond ETF ETF 72201R866 1704 30236 SH SOLE 25299 0 4937 Plantronics Inc COMMON 727493108 155 6048 SH SOLE 6048 0 0 PNC Financial Services Group Inc. COMMON 693475105 313 1602 SH SOLE 1602 0 0 Powershares FTSE RAFI ETF ETF 46137V613 100 635 SH SOLE 635 0 0 Powershares Global Water Fund ETF ETF 46137V142 47 867 SH SOLE 867 0 0 Powershares S&P Etf ETF 46138E354 10 162 SH SOLE 162 0 0 PPL Corporation COMMON 69351T106 16 566 SH SOLE 566 0 0 Principal Financial Grp COMMON 74251V102 2 35 SH SOLE 35 0 0 Procter & Gamble COMMON 742718109 1884 13474 SH SOLE 13016 0 458 Prudential Financial Inc. COMMON 744320102 2 22 SH SOLE 22 0 0 Public Storage, Inc. COMMON 74460D109 101 339 SH SOLE 339 0 0 Public Sv Enterprise COMMON 744573106 209 3427 SH SOLE 3427 0 0 Qorvo Inc COMMON 74736K101 2213 13236 SH SOLE 13236 0 0 Qualcomm Inc. COMMON 747525103 22 174 SH SOLE 174 0 0 Raytheon Technologies Ord COMMON 75513E901 311 3621 SH SOLE 3621 0 0 Regeneron Pharmaceuticals Inc COMMON 75886F107 1 1 SH SOLE 1 0 0 Republic Services Inc COMMON 760759100 64 537 SH SOLE 537 0 0 Rockwell Automation COMMON 773903109 234 795 SH SOLE 795 0 0 Roper Industries Inc COMMON 776696106 749 1679 SH SOLE 1640 0 39 Roundhill Acquirers Deep Value ETF ETF 26922A701 34 975 SH SOLE 975 0 0 Royal Dutch Shell ADR ADR 780259206 446 10007 SH SOLE 10007 0 0 Royce Micro-Cap Trust COMMON 780915104 36 3152 SH SOLE 3152 0 0 Rydex S&P 500 Eq Wgt ETF ETF 46137V357 22 145 SH SOLE 145 0 0 S & P Global Inc COMMON 78409V104 6 13 SH SOLE 13 0 0 Sabre Corporation COMMON 78573M104 241 20326 SH SOLE 20326 0 0 Salesforce Com COMMON 79466L302 126 465 SH SOLE 465 0 0 Schlumberger Limited COMMON 806857108 1288 43440 SH SOLE 43440 0 0 Schwab Emerging Mkt ETF ETF 808524706 94 3072 SH SOLE 3072 0 0 Schwab Intermediate US Treasury ETF ETF 808524854 236 4163 SH SOLE 4160 0 3 Schwab Int'l Equity ETF ETF 808524805 13041 336974 SH SOLE 336854 0 120 Schwab Large Cap Value Indx ETF ETF 808524409 94 1390 SH SOLE 1390 0 0 Schwab Short-Term US Treasury ETF ETF 808524862 97 1889 SH SOLE 1889 0 0 Schwab U.S. Bond ETF ETF 808524839 429 7899 SH SOLE 7899 0 0 Schwab U.S. Broad Market ETF ETF 808524102 78942 760080 SH SOLE 756006 0 4074 Schwab U.S. Tips ETF ETF 808524870 255 4077 SH SOLE 4077 0 0 Seagate Technology PLC COMMON G7997R103 5355 64891 SH SOLE 62336 0 2555 Sector SPDR Tech Select Shares COMMON 81369Y803 348 2331 SH SOLE 2331 0 0 Sempra Energy COMMON 816851109 19 151 SH SOLE 151 0 0 ServiceNow Inc COMMON 81762P102 205 329 SH SOLE 329 0 0 Sherwin Williams COMMON 824348106 3 12 SH SOLE 12 0 0 Shopify Inc COMMON 82509L107 3 2 SH SOLE 2 0 0 Skywest Inc COMMON 830879102 217 4400 SH SOLE 4400 0 0 Skyworks Solutions Inc. COMMON 83088M102 69 421 SH SOLE 421 0 0 Snap Inc COMMON 83304A106 8 102 SH SOLE 102 0 0 Sonoco Products COMMON 835495102 249 4182 SH SOLE 3415 0 767 Sony Group Corp COMMON 835699307 2038 18427 SH SOLE 17893 0 534 Southern Company COMMON 842587107 360 5814 SH SOLE 5814 0 0 SPDR Consumer Disc Select ETF ETF 81369Y407 54 302 SH SOLE 302 0 0 SPDR Dow Jones Ind Avg ETF ETF 78467X109 101 300 SH SOLE 300 0 0 SPDR Gold Trust ETF ETF 78463V107 1667 10153 SH SOLE 10153 0 0 SPDR S&P 500 ETF ETF 78462F103 1413 3294 SH SOLE 2380 0 914 SPDR S&P 500 Fossil Fl Fr ETF ETF 78468R796 1493 14056 SH SOLE 14056 0 0 SPDR S&P 600 Small Cap ETF ETF 78464A300 58 706 SH SOLE 706 0 0 SPDR S&P Biotech ETF ETF 78464A870 1338 10647 SH SOLE 10647 0 0 SPDR S&P Dividend ETF ETF 78464A763 141 1203 SH SOLE 1203 0 0 SPDR S&P Mid Cap 400 ETF ETF 78467Y107 240 500 SH SOLE 300 0 200 SPDR Utility Select Sec ETF ETF 81369Y886 47 742 SH SOLE 742 0 0 SPDR S&P Regional Banking ETF ETF 78464A698 19 275 SH SOLE 275 0 0 Splunk Inc COMMON 848637104 1381 9542 SH SOLE 9542 0 0 Spotify Technology SA COMMON L8681T102 9 40 SH SOLE 40 0 0 Standex Int'l Corp. COMMON 854231107 51 520 SH SOLE 520 0 0 Starbucks COMMON 855244109 1754 15898 SH SOLE 15578 0 320 State Street Corp. COMMON 857477103 100 1184 SH SOLE 1184 0 0 Stericycle Inc COMMON 858912108 1133 16671 SH SOLE 16671 0 0 Steris Corp. COMMON G8473T100 306 1500 SH SOLE 1500 0 0 Stitch Fix Inc COMMON 860897107 14 345 SH SOLE 345 0 0 Stryker Corp. COMMON 863667101 40 150 SH SOLE 150 0 0 Suncor Energy Inc. COMMON 867224107 7 324 SH SOLE 324 0 0 Synchrony Financial COMMON 87165B103 503 10284 SH SOLE 10284 0 0 Sysco Corp. COMMON 871829107 130 1658 SH SOLE 1658 0 0 Taiwan Semiconductor ADR ADR 874039100 6699 59999 SH SOLE 58382 0 1617 Take Two Interactv Sftwr COMMON 874054109 4 28 SH SOLE 28 0 0 Target Corp. COMMON 87612E106 129 563 SH SOLE 563 0 0 Tata Motors Ltd ADR ADR 876568502 554 24735 SH SOLE 24735 0 0 Teradata Corp COMMON 88076W103 109 1893 SH SOLE 1893 0 0 Tesla Motors COMMON 88160R101 2 3 SH SOLE 3 0 0 Teva Pharma Ind ADR ADR 881624209 45 4606 SH SOLE 4606 0 0 Texas Instruments Inc. COMMON 882508104 111 576 SH SOLE 576 0 0 The Charles Schwab Corp. COMMON 808513105 7974 109473 SH SOLE 106140 0 3333 The Travelers Companies Inc. COMMON 89417E109 745 4904 SH SOLE 4904 0 0 Thermo Fisher Scientific COMMON 883556102 533 933 SH SOLE 933 0 0 Thomson Reuters Corp COMMON 884903709 176 1595 SH SOLE 1595 0 0 Thor Industries Inc COMMON 885160101 1068 8696 SH SOLE 8696 0 0 T-Mobile US Inc COMMON 872590104 7 51 SH SOLE 51 0 0 Toronto-Dominion Bank COMMON 891160509 797 12047 SH SOLE 12047 0 0 TPI Composites Inc COMMON 87266J104 578 17135 SH SOLE 16551 0 584 Trane Technologies PLC COMMON G8994E103 267 1545 SH SOLE 1545 0 0 TransCanada Corp. COMMON 87807B107 11 220 SH SOLE 220 0 0 Travel Leisure Ord COMMON 894164102 27 487 SH SOLE 487 0 0 Truist Finl Corp Com COMMON 89832Q109 5 78 SH SOLE 78 0 0 Tyson Foods Inc Class A COMMON 902494103 3 33 SH SOLE 33 0 0 U S Bancorp COMMON 902973304 74 1250 SH SOLE 1250 0 0 Uber Technologies Inc COMMON 90353T100 65 1456 SH SOLE 1456 0 0 UDR Inc COMMON 902653104 81 1534 SH SOLE 1534 0 0 Unilever PLC ADR ADR 904767704 161 2968 SH SOLE 2968 0 0 Union Pacific COMMON 907818108 232 1185 SH SOLE 961 0 224 United Continental Holdings Inc COMMON 910047109 9 183 SH SOLE 183 0 0 United Parcel Service COMMON 911312106 83 454 SH SOLE 454 0 0 Unitedhealth Group Inc. COMMON 91324P102 65 167 SH SOLE 167 0 0 Unum Provident Corp. COMMON 91529Y106 141 5615 SH SOLE 5615 0 0 Valero Energy COMMON 91913Y100 1302 18444 SH SOLE 17635 0 809 Valvoline Inc COMMON 92047W101 1 33 SH SOLE 33 0 0 Vaneck Vectors Gold Miners ETF ETF 92189F106 1372 46564 SH SOLE 46564 0 0 Vangard Russell 2000 ETF ETF 92206C664 34 386 SH SOLE 386 0 0 Vanguard 500 ETF ETF 922908363 1047 2655 SH SOLE 2655 0 0 Vanguard Corp Bond ETF ETF 92206C409 4 54 SH SOLE 54 0 0 Vanguard Developed Market ETF ETF 921943858 24997 495081 SH SOLE 490409 0 4672 Vanguard Div Appreciation ETF ETF 921908844 640 4169 SH SOLE 4169 0 0 Vanguard Emerging Market ETF ETF 922042858 14340 286737 SH SOLE 284310 0 2427 Vanguard ESG International Stock ETF ETF 921910725 5287 85634 SH SOLE 85634 0 0 Vanguard ESG US Corporate Bond ETF ETF 921910691 3716 50366 SH SOLE 50366 0 0 Vanguard ESG US Stock ETF ETF 921910733 7167 89520 SH SOLE 89520 0 0 Vanguard FTSE All World ex US ETF ETF 922042775 315 5168 SH SOLE 5168 0 0 Vanguard FTSE Pacific ETF ETF 922042866 7 91 SH SOLE 91 0 0 Vanguard Growth ETF ETF 922908736 1367 4711 SH SOLE 4711 0 0 Vanguard High Dividend Yd ETF ETF 921946406 90 872 SH SOLE 872 0 0 Vanguard Info Technology ETF ETF 92204A702 78 194 SH SOLE 194 0 0 Vanguard Interm-Temp Corp Bd ETF ETF 92206C870 4 45 SH SOLE 45 0 0 Vanguard Large-Cap ETF ETF 922908637 9 43 SH SOLE 43 0 0 Vanguard Mid Cap Etf ETF 922908629 6 27 SH SOLE 27 0 0 Vanguard Mid Cap Value ETF ETF 922908512 61 440 SH SOLE 440 0 0 Vanguard Mid-Cap Growth ETF ETF 922908538 39 167 SH SOLE 167 0 0 Vanguard Muni Bond ETF ETF 922907746 3764 68724 SH SOLE 60895 0 7829 Vanguard REIT ETF ETF 922908553 154 1517 SH SOLE 1517 0 0 Vanguard Short-Term Bond ETF ETF 921937827 3007 36702 SH SOLE 36083 0 619 Vanguard Short-Term Treasury ETF ETF 92206C102 1310 21331 SH SOLE 21331 0 0 Vanguard Sh-Tm Inflat- Prot ETF ETF 922020805 186 3533 SH SOLE 3533 0 0 Vanguard Small Cap Etf ETF 922908751 32 145 SH SOLE 145 0 0 Vanguard Small Cap Growth ETF ETF 922908595 37 133 SH SOLE 133 0 0 Vanguard Small Cap Value ETF ETF 922908611 57 335 SH SOLE 335 0 0 Vanguard Total Int'l Bond Market ETF ETF 92203J407 16847 295763 SH SOLE 292539 0 3224 Vanguard Total Stk Mkt ETF ETF 922908769 2902 13068 SH SOLE 13068 0 0 Vanguard Total U.S. Bond Market ETF ETF 921937835 31777 371876 SH SOLE 368717 0 3159 Vanguard Total World Stock ETF ETF 922042742 10 102 SH SOLE 102 0 0 Vanguard Value Index ETF ETF 922908744 182 1348 SH SOLE 1348 0 0 Vector Group Ltd COMMON 92240M108 8 609 SH SOLE 609 0 0 Ventas REIT Inc REIT 92276F100 1484 26884 SH SOLE 26419 0 465 Verizon Communications Inc. COMMON 92343V104 3943 73000 SH SOLE 70927 0 2073 Vgrd Ftse All Wrld Ex US ETF ETF 922042718 11 79 SH SOLE 79 0 0 VIACOMCBS CL COMMON 92556H206 17 432 SH SOLE 432 0 0 VictoryShares Nasdaq Next 50 ETF ETF 92647X806 80 2455 SH SOLE 2455 0 0 Visa Inc COMMON 92826C839 2175 9763 SH SOLE 9585 0 178 Vistra Energy Corp COMMON 92840M102 80 4695 SH SOLE 4695 0 0 Vodafone Group ADR ADR 92857W308 974 63033 SH SOLE 62088 0 945 Vornado Realty Trust Reit REIT 929042109 12 290 SH SOLE 290 0 0 W. P. Carey & Co. LLC COMMON 92936U109 176 2415 SH SOLE 2415 0 0 Walgreens Boots Alli COMMON 931427108 38 800 SH SOLE 800 0 0 Wal-Mart Stores COMMON 931142103 422 3025 SH SOLE 3025 0 0 Walt Disney Hldg COMMON 254687106 2214 13089 SH SOLE 12966 0 123 Wash Real Est Inv Tr MD REIT REIT 939653101 174 7035 SH SOLE 7035 0 0 Watsco Inc COMMON 942622200 2 8 SH SOLE 8 0 0 Watts Water Technologies COMMON 942749102 156 931 SH SOLE 573 0 358 WEC Energy Group COMMON 92939U106 348 3947 SH SOLE 3947 0 0 Wells Fargo & Co COMMON 949746101 33 702 SH SOLE 702 0 0 Welltower Inc REIT REIT 95040Q104 124 1500 SH SOLE 1500 0 0 Western Digital Corp. COMMON 958102105 190 3364 SH SOLE 3364 0 0 Western Union Co COMMON 959802109 761 37654 SH SOLE 36219 0 1435 Westpac Banking ADR ADR 961214301 90 4875 SH SOLE 4875 0 0 Weyerhaeuser Company COMMON 962166104 1115 31357 SH SOLE 30645 0 712 Whirlpool COMMON 963320106 1865 9147 SH SOLE 9147 0 0 WisdomTree Emerg Mk SmCap ETF ETF 97717W281 395 7394 SH SOLE 6310 0 1084 WisdomTree EmMkts ex-Stt-Ownd EntrprsETF ETF 97717X578 18 475 SH SOLE 475 0 0 Wisdomtree Japan SmCap Div ETF ETF 97717W836 48 620 SH SOLE 620 0 0 Wolverine World Wide Inc. COMMON 978097103 983 32949 SH SOLE 32549 0 400 WPP COMMON 92937A102 2947 43964 SH SOLE 43421 0 543 Wyndham Hotels & Resorts Inc COMMON 98311A105 38 487 SH SOLE 487 0 0 Xcel Energy Inc. COMMON 98389B100 114 1818 SH SOLE 1818 0 0 Xylem Inc COMMON 98419M100 186 1501 SH SOLE 1501 0 0 Yum China Hldgs Inc Com COMMON 98850P109 1409 24244 SH SOLE 24018 0 226 Zimmer Biomet Holdings Inc. COMMON 98956P102 22 153 SH SOLE 153 0 0 Zoetis Inc COMMON 98978V103 4 22 SH SOLE 22 0 0 Zoom video communications-A COMMON 98980L101 60 230 SH SOLE 230 0 0