0001393944-21-000001.txt : 20210201 0001393944-21-000001.hdr.sgml : 20210201 20210201151722 ACCESSION NUMBER: 0001393944-21-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20201231 FILED AS OF DATE: 20210201 DATE AS OF CHANGE: 20210201 EFFECTIVENESS DATE: 20210201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hanson & Doremus Investment Management CENTRAL INDEX KEY: 0001393944 IRS NUMBER: 030348256 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12547 FILM NUMBER: 21576479 BUSINESS ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 BUSINESS PHONE: 802-658-2668 MAIL ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 FORMER COMPANY: FORMER CONFORMED NAME: Hanson Investment Management DATE OF NAME CHANGE: 20070321 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001393944 XXXXXXXX 12-31-2020 12-31-2020 Hanson & Doremus Investment Management

431 PINE STREET, SUITE 302 PO BOX 819 BURLINGTON VT 05402-0819

13F HOLDINGS REPORT 028-12547 N Jordan Lafayette 8026582668 Jordan Lafayette Burlington VT 02-01-2021 0 436 402437 false INFORMATION TABLE 2 13F.xml Sanofi Aventis ADR ADR 80105N105 14 282 SH SOLE 282 0 0 3M Company COMMON 88579Y101 97 557 SH SOLE 557 0 0 A F L A C Inc. COMMON 001055102 84 1881 SH SOLE 1881 0 0 Abbott Laboratories COMMON 002824100 1801 16451 SH SOLE 16451 0 0 AbbVie Inc. COMMON 00287Y109 867 8096 SH SOLE 8096 0 0 Aberdeen Asia Pac Income Fd COMMON 003009107 178 40073 SH SOLE 40073 0 0 Aberdeen Physical Swiss Gold ETF ETF 00326A104 7 400 SH SOLE 400 0 0 ACNB Corporation COMMON 000868109 25 1010 SH SOLE 1010 0 0 Activision Inc. COMMON 00507V109 565 6086 SH SOLE 6086 0 0 Air Products & Chemicals Inc. COMMON 009158106 840 3074 SH SOLE 3074 0 0 Airbnb Inc COMMON 009066101 33 225 SH SOLE 225 0 0 Akoustis Technologies Inc COMMON 00973N102 0 25 SH SOLE 25 0 0 Allegion Public Ltd Co COMMON G0176J109 23 200 SH SOLE 200 0 0 Alliant Energy Corp COMMON 018802108 673 13070 SH SOLE 13070 0 0 Allstate COMMON 020002101 157 1426 SH SOLE 1426 0 0 Alphabet, Inc Cl C COMMON 02079K107 3330 1901 SH SOLE 1859 0 42 Alphabet, Inc. Cl A COMMON 02079K305 1812 1034 SH SOLE 989 0 45 Altria Group Inc. COMMON 02209S103 19 464 SH SOLE 464 0 0 Amarin Corp Plc New ADR ADR 023111206 11 2325 SH SOLE 2325 0 0 Amazon.Com COMMON 023135106 1146 352 SH SOLE 348 0 4 Amc Networks Inc Cl A COMMON 00164V103 120 3351 SH SOLE 3351 0 0 America Movil L ADR ADR 02364W105 76 5240 SH SOLE 5240 0 0 American Express Company COMMON 025816109 339 2801 SH SOLE 2801 0 0 American Tower REIT REIT 03027X100 11 47 SH SOLE 47 0 0 Ameriprise Financial Inc. COMMON 03076C106 9 44 SH SOLE 44 0 0 Amerisource Bergen Corp. COMMON 03073E105 34 350 SH SOLE 350 0 0 Amgen Incorporated COMMON 031162100 218 949 SH SOLE 949 0 0 Amkor Technology Inc COMMON 031652100 806 53459 SH SOLE 53459 0 0 Analog Devices Inc. COMMON 032654105 14 96 SH SOLE 96 0 0 Annaly Mortgage Mgmt REIT REIT 035710409 30 3520 SH SOLE 3520 0 0 Anthem Inc COMMON 036752103 53 165 SH SOLE 165 0 0 Apple Inc. COMMON 037833100 4670 35193 SH SOLE 34206 0 987 Aptiv PLC COMMON G6095L109 12 91 SH SOLE 91 0 0 Archer-Daniels-Midland Inc. COMMON 039483102 167 3320 SH SOLE 2428 0 892 ARK Next Generation Internet ETF ETF 00214Q401 26 175 SH SOLE 175 0 0 Arrowhead Pharma Inc COMMON 04280A100 25 320 SH SOLE 320 0 0 Astec Industries COMMON 046224101 440 7600 SH SOLE 7600 0 0 AstraZeneca plc ADR ADR 046353108 1206 24121 SH SOLE 24121 0 0 AT&T Inc. COMMON 00206R102 2597 90300 SH SOLE 89540 0 760 Atlas Air Worldwide Hldg COMMON 049164205 156 2854 SH SOLE 2854 0 0 Auto Data Processing COMMON 053015103 227 1289 SH SOLE 1289 0 0 Baidu Inc ADR ADR 056752108 906 4188 SH SOLE 4188 0 0 Ball Corp COMMON 058498106 66 712 SH SOLE 712 0 0 Bank of America Corp COMMON 060505104 44 1442 SH SOLE 1442 0 0 Bank of New York Mellon COMMON 064058100 105 2471 SH SOLE 2471 0 0 Bar Harbor Bankshare COMMON 066849100 10 426 SH SOLE 426 0 0 Baxter International COMMON 071813109 971 12103 SH SOLE 12103 0 0 BCE Inc. COMMON 05534B760 261 6109 SH SOLE 5406 0 703 Becton Dickinson & Co COMMON 075887109 139 554 SH SOLE 554 0 0 Berkshire Hathaway Cl B COMMON 084670702 3431 14796 SH SOLE 14159 0 637 Beyond Meat Inc COMMON 08862E109 4 30 SH SOLE 30 0 0 Biogen Idec Inc COMMON 09062X103 129 525 SH SOLE 525 0 0 Black Rock Resources Tr COMMON 09257A108 9 1163 SH SOLE 1163 0 0 Blackrock Inc COMMON 09247X101 47 65 SH SOLE 65 0 0 Blkrck Muniyield Qlty Fd COMMON 09254F100 21 1300 SH SOLE 1300 0 0 Boeing Co. COMMON 097023105 2907 13581 SH SOLE 13370 0 211 Booking Holdings Inc COMMON 09857L108 125 56 SH SOLE 56 0 0 Borg Warner Inc COMMON 099724106 1155 29879 SH SOLE 29879 0 0 BP plc ADR ADR 055622104 58 2808 SH SOLE 2808 0 0 Brighthouse Financial COMMON 10922N103 1 29 SH SOLE 29 0 0 Bristol Myers COMMON 110122108 2483 40024 SH SOLE 39550 0 474 Broadridge Finl Solution COMMON 11133T103 107 700 SH SOLE 700 0 0 Canadian Natl Ry Co COMMON 136375102 14 129 SH SOLE 129 0 0 Capital One Financial COMMON 14040H105 37 377 SH SOLE 377 0 0 CarMax Inc COMMON 143130102 55 584 SH SOLE 584 0 0 Carrier Global Corp-Wi COMMON 14448C104 77 2030 SH SOLE 2030 0 0 Caterpillar COMMON 149123101 1922 10559 SH SOLE 10559 0 0 CBRE Group Inc COMMON 12504L109 218 3475 SH SOLE 3475 0 0 CDK Global Inc COMMON 12508E101 21 400 SH SOLE 400 0 0 Cerner Corp COMMON 156782104 9 120 SH SOLE 120 0 0 Charter Communications Inc COMMON 16119P108 400 604 SH SOLE 604 0 0 Charter One Financial COMMON 125269100 10 250 SH SOLE 250 0 0 Chemed Corp. COMMON 16359R103 2541 4770 SH SOLE 4770 0 0 Chevron Corp. COMMON 166764100 508 6014 SH SOLE 5927 0 87 China Automotive Systems Inc COMMON 16936R105 140 22440 SH SOLE 22440 0 0 Chubb Limited COMMON H1467J104 149 966 SH SOLE 966 0 0 Cigna Corp COMMON 125523100 170 817 SH SOLE 817 0 0 Cincinnati Financial Corp COMMON 172062101 34 390 SH SOLE 390 0 0 Cisco Systems, Inc. COMMON 17275R102 3638 81303 SH SOLE 79340 0 1963 Citigroup COMMON 172967424 426 6913 SH SOLE 6913 0 0 CME Group Inc. COMMON 12572Q105 518 2846 SH SOLE 2846 0 0 Coca-Cola Co COMMON 191216100 3641 66391 SH SOLE 64883 0 1508 Colgate-Palmolive COMMON 194162103 156 1824 SH SOLE 1824 0 0 Comcast Corp. COMMON 20030N101 100 1912 SH SOLE 1912 0 0 Comerica Incorporated COMMON 200340107 112 2000 SH SOLE 2000 0 0 Community Bank System COMMON 203607106 720 11563 SH SOLE 10663 0 900 Conoco Phillips COMMON 20825C104 413 10337 SH SOLE 10337 0 0 Consolidated Edison Inc. COMMON 209115104 133 1843 SH SOLE 1843 0 0 Constellation Brand Cl Aclass A COMMON 21036P108 22 100 SH SOLE 100 0 0 Core Laboratories N V COMMON N22717107 30 1148 SH SOLE 1148 0 0 Corning COMMON 219350105 5516 153222 SH SOLE 152553 0 669 Corp Office Pptys REIT REIT 22002T108 9 343 SH SOLE 343 0 0 Corteva Inc com COMMON 22052L104 28 733 SH SOLE 733 0 0 Corvus Gold Inc COMMON 221013105 1 387 SH SOLE 387 0 0 Costco COMMON 22160K105 4371 11602 SH SOLE 11325 0 277 CSX Corp COMMON 126408103 766 8436 SH SOLE 8436 0 0 Cummins Inc COMMON 231021106 14 61 SH SOLE 61 0 0 CVS Corp COMMON 126650100 1132 16575 SH SOLE 16333 0 242 D T E Energy Co. COMMON 233331107 8 62 SH SOLE 62 0 0 Danaher Corp COMMON 235851102 33 150 SH SOLE 150 0 0 Deep Value ETF ETF 26922A701 23 816 SH SOLE 816 0 0 Deere & Company COMMON 244199105 942 3500 SH SOLE 3500 0 0 Devon Energy Corp COMMON 25179M103 51 3256 SH SOLE 3256 0 0 Diageo PLC ADR ADR 25243Q205 9 59 SH SOLE 59 0 0 Dick's Sporting Goods Inc COMMON 253393102 0 8 SH SOLE 8 0 0 Digital Realty Trust REIT RET 253868103 449 3216 SH SOLE 3216 0 0 Dominion Resources COMMON 25746U109 773 10282 SH SOLE 8420 0 1862 Dover Corporation COMMON 260003108 63 500 SH SOLE 500 0 0 Dow In COMMON 260557103 137 2474 SH SOLE 2474 0 0 Dr Reddys Labs ADR ADR 256135203 514 7210 SH SOLE 7210 0 0 Duke Energy Corp. COMMON 26441C204 2437 26617 SH SOLE 26308 0 309 E Bay Inc. COMMON 278642103 28 558 SH SOLE 558 0 0 E I DuPont COMMON 26614N102 319 4481 SH SOLE 4249 0 232 East West Bancorp COMMON 27579R104 841 16577 SH SOLE 16577 0 0 Eastman Chemical Co. COMMON 277432100 20 200 SH SOLE 200 0 0 Eaton Corp. COMMON G29183103 175 1459 SH SOLE 1459 0 0 Ecofin Global Water ESG COMMON 56167N753 19 479 SH SOLE 479 0 0 Ecolab Inc. COMMON 278865100 72 333 SH SOLE 333 0 0 Edison International COMMON 281020107 7 104 SH SOLE 104 0 0 Eli Lilly & Co. COMMON 532457108 849 5028 SH SOLE 5028 0 0 Embraer S.A. COMMON 29082A107 51 7490 SH SOLE 7490 0 0 Emerson Electric Co. COMMON 291011104 2436 30305 SH SOLE 29455 0 850 Entergy Corporation COMMON 29364G103 1 11 SH SOLE 11 0 0 Enterprise Products Prtn LP COMMON 293792107 11 565 SH SOLE 565 0 0 Equity Residential Prop. REIT REIT 29476L107 326 5503 SH SOLE 5503 0 0 Essential utilities ord COMMON 29670G102 134 2830 SH SOLE 2830 0 0 ETFMG Alternative Harvest ETF ETF 26924G508 12 858 SH SOLE 858 0 0 Etho Climate Leader US ETF ETF 26924G888 116 2179 SH SOLE 2179 0 0 Exelon Corp. COMMON 30161N101 21 489 SH SOLE 489 0 0 Expeditors Int'l of Washington COMMON 302130109 93 976 SH SOLE 976 0 0 Exxon Mobil Corporation COMMON 30231G102 1119 27144 SH SOLE 25718 0 1426 Facebook Inc Class A COMMON 30303M102 176 643 SH SOLE 643 0 0 Fedex Corporation COMMON 31428X106 1896 7303 SH SOLE 7084 0 219 Fidelity MSCI Health Care ETF ETF 316092600 45 785 SH SOLE 785 0 0 Fidelity MSCI Utilities ETF ETF 316092865 25 613 SH SOLE 613 0 0 First Bancorp Inc Me COMMON 31866P102 15 600 SH SOLE 600 0 0 First Solar Inc COMMON 336433107 1513 15298 SH SOLE 15298 0 0 Fiserv, Inc. COMMON 337738108 17 150 SH SOLE 150 0 0 Fortinet Inc COMMON 34959E109 62 415 SH SOLE 415 0 0 Gallagher Arthur J & Co COMMON 363576109 99 800 SH SOLE 800 0 0 General Dynamics Corp. COMMON 369550108 16 104 SH SOLE 104 0 0 General Electric Co. COMMON 369604103 785 72674 SH SOLE 69158 0 3516 General Mills, Inc. COMMON 370334104 98 1666 SH SOLE 1666 0 0 Genuine Parts Co COMMON 372460105 25 250 SH SOLE 250 0 0 Gilead Sciences Inc COMMON 375558103 338 5802 SH SOLE 5802 0 0 Glaxo Smithkline ADR ADR 37733W105 1192 32391 SH SOLE 32391 0 0 Goldman Sachs Group Inc COMMON 38141G104 300 1139 SH SOLE 1139 0 0 Gopro Inc COMMON 38268T103 0 5 SH SOLE 5 0 0 Guggenheim S&P Global Water Index COMMON 46138E263 25 534 SH SOLE 534 0 0 Gw Pharmaceutic Plc COMMON 36197T103 3 30 SH SOLE 30 0 0 Halliburton Company COMMON 406216101 27 1422 SH SOLE 1422 0 0 Hanesbrands Inc. COMMON 410345102 1099 75409 SH SOLE 72769 0 2640 Hannon Armstrong Sus REIT REIT 41068X100 27 418 SH SOLE 418 0 0 Harsco COMMON 415864107 27 1510 SH SOLE 1510 0 0 Hershey Foods Corp COMMON 427866108 138 908 SH SOLE 908 0 0 Hewlett Packard Ente COMMON 42824C109 14 1200 SH SOLE 1200 0 0 Hewlett-Packard Co. COMMON 40434L105 31 1255 SH SOLE 1255 0 0 Home Depot COMMON 437076102 216 813 SH SOLE 813 0 0 Honeywell International COMMON 438516106 1567 7365 SH SOLE 7181 0 184 HSBC Holdings PLC ADR ADR 404280406 21 809 SH SOLE 809 0 0 Humana COMMON 444859102 517 1261 SH SOLE 1261 0 0 IBM Corp. COMMON 459200101 2214 17588 SH SOLE 16987 0 601 Idexx Labs Inc. COMMON 45168D104 20 40 SH SOLE 40 0 0 Illinois Tool Works COMMON 452308109 175 860 SH SOLE 860 0 0 Imperial Oil Ltd COMMON 453038408 69 3645 SH SOLE 3645 0 0 India Fund COMMON 454089103 37 1870 SH SOLE 1870 0 0 Ingersoll Rand Inc COMMON 45687V106 46 1009 SH SOLE 1009 0 0 Integer Holdings Corp COMMON 45826H109 1030 12682 SH SOLE 12407 0 275 Intel Corp. COMMON 458140100 1491 29924 SH SOLE 29924 0 0 Intercontinental Exchange, Inc. COMMON 45866F104 6 50 SH SOLE 50 0 0 Interface Inc COMMON 458665304 1 117 SH SOLE 117 0 0 Intuit COMMON 461202103 19 50 SH SOLE 50 0 0 Invesco Cleantech ETF ETF 46137V407 69 920 SH SOLE 920 0 0 Invesco Global Water ETF ETF 46138E651 10 300 SH SOLE 300 0 0 Iron Mountain Inc REIT REIT 46284V101 160 5424 SH SOLE 5424 0 0 iShares Core Dividend Growth ETF ETF 46434V621 442 9853 SH SOLE 9853 0 0 iShares Core MSCI EAFE ETF ETF 46432F842 25 364 SH SOLE 364 0 0 iShares Core MSCI ETF ETF 46434G103 27 434 SH SOLE 434 0 0 iShares DJ US Financial ETF ETF 464287788 74 1108 SH SOLE 1108 0 0 iShares Dow J Real Estate ETF ETF 464287739 13 150 SH SOLE 150 0 0 iShares Dow J. Healthcare ETF ETF 464287762 161 654 SH SOLE 654 0 0 iShares Global Clean Energy ETF 464288224 187 6613 SH SOLE 6613 0 0 Ishares Gold ETF ETF 464285105 295 16267 SH SOLE 16267 0 0 iShares Lehman Agg Bond Fd ETF ETF 464287226 155 1310 SH SOLE 1310 0 0 iShares MBS ETF ETF 464288588 58 530 SH SOLE 530 0 0 iShares MSCI EAFE ETF ETF 464287465 443 6066 SH SOLE 6066 0 0 iShares MSCI Emerg Esg ETF ETF 46434G863 472 11254 SH SOLE 11254 0 0 iShares MSCI Emerging Market ETF ETF 464287234 41 802 SH SOLE 802 0 0 iShares MSCI Pacific Index ETF ETF 464286665 9 180 SH SOLE 180 0 0 iShares MSCI Taiwan Index ETF ETF 46434G772 175 3290 SH SOLE 2890 0 400 iShares NASDAQ Biotech ETF ETF 464287556 1055 6963 SH SOLE 6697 0 266 iShares Russell 1000 Growth ETF ETF 464287614 54 223 SH SOLE 223 0 0 iShares Russell 1000 Val ETF ETF 464287598 3753 27446 SH SOLE 27446 0 0 iShares Russell 2000 Growth ETF ETF 464287648 23 79 SH SOLE 79 0 0 Ishares Russell 2000 Value ETF ETF 464287630 20 151 SH SOLE 151 0 0 iShares Russell Midcap Grth ETF ETF 464287481 75 726 SH SOLE 726 0 0 iShares S&P 500 Index ETF ETF 464287200 425 1132 SH SOLE 406 0 726 iShares S&P Midcap 400 Index ETF ETF 464287507 139 605 SH SOLE 605 0 0 iShares S&P Mid-Cap Grow ETF ETF 464287606 29 396 SH SOLE 396 0 0 iShares S&P Sm Cap Idx 600 ETF ETF 464287804 255 2780 SH SOLE 2780 0 0 iShares S&P U S Pfd Stk ETF ETF 464288687 6 153 SH SOLE 153 0 0 iShares Select Dividend Idx ETF ETF 464287168 90 932 SH SOLE 932 0 0 iShares Short-Term National Muni Bond COMMON 464288158 229 2122 SH SOLE 2122 0 0 iShares TIPS Bond ETF ETF 464287176 1251 9801 SH SOLE 9578 0 223 iShares Tr China 25 Index ETF ETF 464287184 125 2698 SH SOLE 2698 0 0 iShares Tr DJ U S Tech Sector ETF ETF 464287721 175 2052 SH SOLE 2052 0 0 Ishares Tr Intrm Tr Crp Etf ETF 464288638 67 1080 SH SOLE 1080 0 0 iShares Tr S&P Europe 350 ETF ETF 464287861 14 300 SH SOLE 300 0 0 Ishares Tr Sh Tr Corporate ETF ETF 464288646 31 560 SH SOLE 560 0 0 J M Smuckers Co. COMMON 832696405 0 4 SH SOLE 4 0 0 Jacobs Engineering Group Inc COMMON 469814107 33 303 SH SOLE 303 0 0 Johnson & Johnson COMMON 478160104 2502 15899 SH SOLE 15145 0 754 JP Morgan Chase & Co COMMON 46625H100 3029 23834 SH SOLE 22952 0 882 Kansas City Southern COMMON 485170302 41 202 SH SOLE 202 0 0 Kimberly-Clark Corp. COMMON 494368103 214 1585 SH SOLE 1585 0 0 KLA-Tencor Corporation COMMON 482480100 42 161 SH SOLE 161 0 0 Kon Philips Electric NV COMMON 500472303 704 12995 SH SOLE 12995 0 0 Korea Elec Power Co COMMON 500631106 4 295 SH SOLE 295 0 0 Kraft Heinz Company COMMON 500754106 1098 31672 SH SOLE 30492 0 1180 KraneShares CSI China Internet ETF ETF 500767306 701 9126 SH SOLE 9126 0 0 Laboratory Corp of America Hlds COMMON 50540R409 202 994 SH SOLE 899 0 95 Liberty Broadband Corp COMMON 530307305 28 174 SH SOLE 174 0 0 Liberty Formula One Group COMMON 531229854 27 631 SH SOLE 631 0 0 Lowes Companies Inc. COMMON 548661107 149 926 SH SOLE 771 0 155 Lumen Technologies Inc COMMON 156700106 126 12963 SH SOLE 12963 0 0 M K S Instruments Inc. COMMON 55306N104 1004 6676 SH SOLE 6676 0 0 Magellan Midstream Ptnrs COMMON 559080106 12 273 SH SOLE 273 0 0 Marathon Petroleum Corp COMMON 56585A102 71 1706 SH SOLE 1706 0 0 Marsh & McLennan Co's COMMON 571748102 19 163 SH SOLE 163 0 0 Mastercard Inc COMMON 57636Q104 67 189 SH SOLE 189 0 0 McDonald's Corp COMMON 580135101 443 2064 SH SOLE 2064 0 0 McKesson Corp. COMMON 58155Q103 1230 7073 SH SOLE 6669 0 404 Medtronic Inc. COMMON G5960L103 2021 17252 SH SOLE 16746 0 506 Merck COMMON 58933Y105 2823 34514 SH SOLE 32927 0 1587 Metlife Inc. COMMON 59156R108 15 324 SH SOLE 324 0 0 Micron Technology COMMON 595112103 23 306 SH SOLE 306 0 0 Microsoft COMMON 594918104 10466 47055 SH SOLE 45995 0 1060 Mohawk Industries Inc COMMON 608190104 30 210 SH SOLE 210 0 0 Mondelez Int'l Inc. COMMON 609207105 948 16211 SH SOLE 15756 0 455 Morgan Stanley Dean Witter COMMON 617446448 21 312 SH SOLE 312 0 0 Murphy USA Inc COMMON 626755102 7 55 SH SOLE 55 0 0 National Grid Plc ADR ADR 636274409 328 5550 SH SOLE 5550 0 0 NCR Corporation COMMON 62886E108 1856 49411 SH SOLE 48275 0 1136 New Oriental Ed ADR ADR 647581107 34 181 SH SOLE 181 0 0 Nextera Energy COMMON 65339F101 854 11064 SH SOLE 11064 0 0 Nextgen Healthcare Inc COMMON 65343C102 5 290 SH SOLE 290 0 0 Nike, Inc. COMMON 654106103 267 1886 SH SOLE 1886 0 0 Norfolk Southern COMMON 655844108 965 4063 SH SOLE 4063 0 0 Northrop Grumman Corp COMMON 666807102 109 358 SH SOLE 358 0 0 Novartis Ag ADR ADR 66987V109 449 4760 SH SOLE 4760 0 0 Nucor Corp COMMON 670346105 15 280 SH SOLE 280 0 0 Nutrien Ltd COMMON 67077M108 146 3038 SH SOLE 2750 0 288 Nuveen Muni Value Fd Inc. COMMON 670928100 74 6640 SH SOLE 0 0 6640 Nvent Electric Plc Shs COMMON G6700G107 16 700 SH SOLE 700 0 0 Nvidia Corp COMMON 67066G104 4 8 SH SOLE 8 0 0 Occidental Pete Corp COMMON 674599162 0 21 SH SOLE 21 0 0 Occidental Petroleum Corp. COMMON 674599105 3 175 SH SOLE 175 0 0 Oceaneering Int'l Inc COMMON 675232102 24 2980 SH SOLE 2980 0 0 OGE Energy Corp. COMMON 670837103 38 1200 SH SOLE 1200 0 0 Omnicom Group Inc COMMON 681919106 7 104 SH SOLE 104 0 0 Oneok Inc New COMMON 682680103 472 12302 SH SOLE 12302 0 0 Oracle COMMON 68389X105 76 1178 SH SOLE 1178 0 0 OTIS Worldwide Corp-Wi COMMON 68902V107 68 1014 SH SOLE 1014 0 0 P P G Industries Inc. COMMON 693506107 242 1678 SH SOLE 1678 0 0 Parker Hannifin Corp COMMON 701094104 151 555 SH SOLE 555 0 0 Paypal Holdings COMMON 70450Y103 64 275 SH SOLE 275 0 0 Peoples United Finl Inc COMMON 712704105 2109 163077 SH SOLE 160115 0 2962 Pepsico, Inc. COMMON 713448108 638 4304 SH SOLE 4304 0 0 Pfizer Inc. COMMON 717081103 4509 122492 SH SOLE 120336 0 2156 Philip Morris Intl Inc COMMON 718172109 65 787 SH SOLE 787 0 0 Phillips 66 SHS COMMON 718546104 470 6714 SH SOLE 6564 0 150 PIMCO Enhanced Short Maturity Active ETF ETF 72201R833 301 2947 SH SOLE 2947 0 0 PIMCO Intermediate Muni Bond ETF ETF 72201R866 995 17531 SH SOLE 14280 0 3251 Plantronics Inc. COMMON 727493108 189 6997 SH SOLE 6997 0 0 PNC Financial Services Group Inc. COMMON 693475105 306 2054 SH SOLE 2054 0 0 Powershares FTSE RAFI ETF ETF 46137V613 74 552 SH SOLE 552 0 0 PowerShares QQQ Trust Sr 1 ETF ETF 46090E103 125 400 SH SOLE 400 0 0 PPL Corporation COMMON 69351T106 13 466 SH SOLE 466 0 0 Procter & Gamble COMMON 742718109 2554 18359 SH SOLE 17901 0 458 Public Storage, Inc. COMMON 74460D109 78 339 SH SOLE 339 0 0 Public Sv Enterprise COMMON 744573106 269 4622 SH SOLE 4622 0 0 Qorvo Inc COMMON 74736K101 2325 13983 SH SOLE 13983 0 0 Qualcomm Inc. COMMON 747525103 24 159 SH SOLE 159 0 0 Raytheon Technologies Ord COMMON 75513E101 222 3100 SH SOLE 3100 0 0 Republic Services Inc COMMON 760759100 52 537 SH SOLE 537 0 0 Resideo Technologies Inc COMMON 76118Y104 3 130 SH SOLE 130 0 0 Rockwell Automation COMMON 773903109 207 825 SH SOLE 825 0 0 Royal Dutch Shell ADR ADR 780259206 630 17935 SH SOLE 17685 0 250 Royce Micro-Cap Trust COMMON 780915104 33 3249 SH SOLE 3249 0 0 Rydex S&P 500 Eq Wgt ETF ETF 46137V357 82 645 SH SOLE 645 0 0 Sabre Corporation COMMON 78573M104 413 34342 SH SOLE 34342 0 0 Salesforce Com COMMON 79466L302 100 450 SH SOLE 450 0 0 Schlumberger Limited COMMON 806857108 811 37136 SH SOLE 37136 0 0 Schwab Emerging Mkt ETF ETF 808524706 99 3220 SH SOLE 3220 0 0 Schwab Intermediate US Treasury ETF ETF 808524854 232 3988 SH SOLE 3869 0 119 Schwab Int'l Equity ETF ETF 808524805 11841 328814 SH SOLE 328814 0 0 Schwab U.S. Bond ETF ETF 808524839 454 8102 SH SOLE 8102 0 0 Schwab U.S. Broad Market ETF ETF 808524102 70374 773425 SH SOLE 769270 0 4155 Schwab U.S. Tips ETF ETF 808524870 21 340 SH SOLE 340 0 0 Seagate Technology PLC COMMON G7945M107 4871 78367 SH SOLE 75393 0 2974 Sector SPDR Tech Select Shares COMMON 81369Y803 303 2330 SH SOLE 2330 0 0 Sempra Energy COMMON 816851109 19 151 SH SOLE 151 0 0 SK Telecom Ltd ADR ADR 78440P108 15 600 SH SOLE 600 0 0 Skywest Inc COMMON 830879102 303 7506 SH SOLE 7506 0 0 Skyworks Solutions Inc. COMMON 83088M102 64 421 SH SOLE 421 0 0 Sonoco Products COMMON 835495102 299 5052 SH SOLE 4285 0 767 Sony Corp. ADR ADR 835699307 2363 23370 SH SOLE 22765 0 605 Southern Company COMMON 842587107 355 5773 SH SOLE 5773 0 0 SPDR Consumer Disc Select ETF ETF 81369Y407 49 302 SH SOLE 302 0 0 SPDR Dow Jones Ind Avg ETF ETF 78467X109 92 300 SH SOLE 300 0 0 SPDR Gold Trust ETF ETF 78463V107 1803 10111 SH SOLE 10111 0 0 SPDR MSCI EAFE Fsl Fuel Fr ETF ETF 78470E106 795 10208 SH SOLE 10208 0 0 SPDR MSCI Emerg Fsl Fl Free ETF ETF 78470E205 545 7060 SH SOLE 7060 0 0 SPDR S&P 500 ETF ETF 78462F103 1230 3291 SH SOLE 2377 0 914 SPDR S&P 500 Fossil Fl Fr ETF ETF 78468R796 1424 15310 SH SOLE 15310 0 0 SPDR S&P 600 Small Cap ETF ETF 78464A300 30 449 SH SOLE 449 0 0 SPDR S&P Biotech ETF ETF 78464A870 1242 8822 SH SOLE 8822 0 0 SPDR S&P Dividend ETF ETF 78464A763 125 1182 SH SOLE 1182 0 0 SPDR S&P Mid Cap 400 ETF ETF 78467Y107 210 500 SH SOLE 300 0 200 SPDR Utility Select Sec ETF ETF 81369Y886 47 742 SH SOLE 742 0 0 SPDR SSGA Gender Diversity ETF ETF 78468R747 13 140 SH SOLE 140 0 0 Splunk Inc COMMON 848637104 333 1961 SH SOLE 1961 0 0 Spotify Technology SA COMMON L8681T102 13 40 SH SOLE 40 0 0 Standex Int'l Corp. COMMON 854231107 79 1020 SH SOLE 1020 0 0 Stanley Black & Decker COMMON 854502101 71 400 SH SOLE 400 0 0 Starbucks COMMON 855244109 1533 14326 SH SOLE 14006 0 320 State Street Corp. COMMON 857477103 7 97 SH SOLE 97 0 0 Stericycle Inc COMMON 858912108 1627 23465 SH SOLE 22958 0 507 Steris Corp. COMMON G8473T100 284 1500 SH SOLE 1500 0 0 Stryker Corp. COMMON 863667101 46 188 SH SOLE 188 0 0 Suncor Energy Inc. COMMON 867224107 13 789 SH SOLE 789 0 0 Synchrony Financial COMMON 87165B103 501 14447 SH SOLE 14447 0 0 Sysco Corp. COMMON 871829107 132 1783 SH SOLE 1783 0 0 T. Rowe Price Associates COMMON 74144T108 23 152 SH SOLE 152 0 0 Taiwan Semiconductor ADR ADR 874039100 8043 73763 SH SOLE 71988 0 1775 Target Corp. COMMON 87612E106 97 550 SH SOLE 550 0 0 Tata Motors Ltd ADR ADR 876568502 345 27397 SH SOLE 27397 0 0 Telefonica ADR ADR 879382208 7 1636 SH SOLE 1636 0 0 Teradata Corp COMMON 88076W103 52 2293 SH SOLE 2293 0 0 Terex Corp COMMON 880779103 93 2655 SH SOLE 2655 0 0 Tesla Motors COMMON 88160R101 2 3 SH SOLE 3 0 0 Teva Pharma Ind ADR ADR 881624209 146 15097 SH SOLE 15097 0 0 Texas Instruments Inc. COMMON 882508104 82 500 SH SOLE 500 0 0 The Charles Schwab Corp. COMMON 808513105 6430 121222 SH SOLE 117889 0 3333 The Travelers Companies Inc. COMMON 89417E109 851 6059 SH SOLE 6059 0 0 Thermo Fisher Scientific COMMON 883556102 157 338 SH SOLE 338 0 0 Thomson Reuters Corp COMMON 884903709 131 1595 SH SOLE 1595 0 0 Thor Industries Inc COMMON 885160101 945 10164 SH SOLE 10164 0 0 Tilray Inc COMMON 88688T100 0 59 SH SOLE 59 0 0 Titan International Inc COMMON 88830M102 22 4610 SH SOLE 4610 0 0 Toronto-Dominion Bank COMMON 891160509 1575 27918 SH SOLE 27918 0 0 Toyota Motor Corp. ADR ADR 892331307 27 175 SH SOLE 175 0 0 TPI Composites Inc COMMON 87266J104 593 11239 SH SOLE 11239 0 0 Trane Technologies PLC COMMON G8994E103 224 1545 SH SOLE 1545 0 0 TransCanada Corp. COMMON 87807B107 101 2475 SH SOLE 2475 0 0 Travelcenters of America COMMON 89421B109 5 165 SH SOLE 165 0 0 U S Bancorp COMMON 902973304 58 1250 SH SOLE 1250 0 0 U S X-US Steel Group COMMON 912909108 8 450 SH SOLE 450 0 0 Uber Technologies Inc COMMON 90353T100 65 1274 SH SOLE 1274 0 0 UDR Inc COMMON 902653104 59 1534 SH SOLE 1534 0 0 Unilever PLC ADR ADR 904767704 571 9456 SH SOLE 9456 0 0 Union Pacific COMMON 907818108 253 1213 SH SOLE 989 0 224 United Continental Holdings Inc COMMON 910047109 8 183 SH SOLE 183 0 0 United Parcel Service COMMON 911312106 81 480 SH SOLE 480 0 0 Unitedhealth Group Inc. COMMON 91324P102 52 147 SH SOLE 147 0 0 Unum Provident Corp. COMMON 91529Y106 272 11838 SH SOLE 11838 0 0 Valero Energy COMMON 91913Y100 1174 20747 SH SOLE 19938 0 809 Vaneck Vectors Gold Miners ETF ETF 92189F106 1786 49584 SH SOLE 49584 0 0 Vangard Russell 2000 ETF ETF 92206C664 31 193 SH SOLE 193 0 0 Vanguard 500 ETF ETF 922908363 791 2302 SH SOLE 2302 0 0 Vanguard Corp Bond ETF ETF 92206C409 4 54 SH SOLE 54 0 0 Vanguard Developed Market ETF ETF 921943858 22391 474282 SH SOLE 469768 0 4514 Vanguard Div Appreciation ETF ETF 921908844 368 2609 SH SOLE 2609 0 0 Vanguard Emerging Market ETF ETF 922042858 13815 275698 SH SOLE 273459 0 2239 Vanguard ESG International Stock ETF ETF 921910725 1997 33702 SH SOLE 33702 0 0 Vanguard ESG US Stock ETF ETF 921910733 2519 35894 SH SOLE 35894 0 0 Vanguard Extended Market ETF ETF 922908652 20 123 SH SOLE 123 0 0 Vanguard FTSE All World ex US ETF ETF 922042775 255 4364 SH SOLE 4364 0 0 Vanguard FTSE Pacific ETF ETF 922042866 7 91 SH SOLE 91 0 0 Vanguard Growth ETF ETF 922908736 974 3846 SH SOLE 3846 0 0 Vanguard High Dividend Yd ETF ETF 921946406 88 960 SH SOLE 960 0 0 Vanguard Info Technology ETF ETF 92204A702 69 194 SH SOLE 194 0 0 Vanguard Interm. Bond Idx ETF ETF 921937819 50 538 SH SOLE 538 0 0 Vanguard Interm-Temp Corp Bd ETF ETF 92206C870 4 45 SH SOLE 45 0 0 Vanguard Large-Cap ETF ETF 922908637 8 43 SH SOLE 43 0 0 Vanguard Mid Cap Etf ETF 922908629 6 27 SH SOLE 27 0 0 Vanguard Mid Cap Value ETF ETF 922908512 52 440 SH SOLE 440 0 0 Vanguard Mid-Cap Growth ETF ETF 922908538 39 185 SH SOLE 185 0 0 Vanguard MSCI Europe ETF ETF 922042874 11 186 SH SOLE 186 0 0 Vanguard Muni Bond ETF ETF 922907746 2434 44108 SH SOLE 37261 0 6847 Vanguard REIT ETF ETF 922908553 139 1640 SH SOLE 1640 0 0 Vanguard Short Term Bd Idx ETF ETF 921937827 3132 37777 SH SOLE 37645 0 132 Vanguard Sh-Tm Inflat- Prot ETF ETF 922020805 123 2398 SH SOLE 2398 0 0 Vanguard Small Cap Etf ETF 922908751 28 145 SH SOLE 145 0 0 Vanguard Small Cap Growth ETF ETF 922908595 36 135 SH SOLE 135 0 0 Vanguard Small Cap Value ETF ETF 922908611 35 244 SH SOLE 244 0 0 Vanguard Total Int'l Bond Market ETF ETF 92203J407 14724 251472 SH SOLE 248740 0 2732 Vanguard Total Stk Mkt ETF ETF 922908769 2700 13872 SH SOLE 13872 0 0 Vanguard Total U.S. Bond Market ETF ETF 921937835 28050 318064 SH SOLE 315506 0 2558 Vanguard Value Index ETF ETF 922908744 156 1315 SH SOLE 1315 0 0 Ventas REIT Inc REIT 92276F100 1659 33829 SH SOLE 33364 0 465 Verizon Communications Inc. COMMON 92343V104 4895 83313 SH SOLE 80801 0 2512 Vgrd Ftse All Wrld Ex US ETF COMMON 922042718 20 162 SH SOLE 162 0 0 VIACOMCBS CL COMMON 92556H206 16 432 SH SOLE 432 0 0 Viatris Inc COMMON 92556V106 251 13399 SH SOLE 13133 0 266 Visa Inc COMMON 92826C839 1951 8918 SH SOLE 8740 0 178 Vistra Energy Corp COMMON 92840M102 158 8025 SH SOLE 7492 0 533 Vodafone Group ADR ADR 92857W308 1298 78751 SH SOLE 77073 0 1678 W. P. Carey & Co. LLC COMMON 92936U109 230 3256 SH SOLE 3256 0 0 WABTec COMMON 929740108 3 36 SH SOLE 36 0 0 Walgreens Boots Alli COMMON 931427108 32 800 SH SOLE 800 0 0 Wal-Mart Stores COMMON 931142103 1022 7089 SH SOLE 7089 0 0 Walt Disney Hldg COMMON 254687106 2768 15277 SH SOLE 15154 0 123 Wash Real Est Inv Tr MD REIT REIT 939653101 211 9734 SH SOLE 9734 0 0 Watts Water Technologies COMMON 942749102 143 1175 SH SOLE 770 0 405 WEC Energy Group COMMON 92939U106 352 3823 SH SOLE 3823 0 0 Wells Fargo & Co COMMON 949746101 20 657 SH SOLE 657 0 0 Welltower Inc REIT REIT 95040Q104 97 1500 SH SOLE 1500 0 0 Western Digital Corp. COMMON 958102105 194 3499 SH SOLE 2064 0 1435 Western Union Co COMMON 959802109 1040 47416 SH SOLE 47416 0 0 Westpac Banking ADR ADR 961214301 73 4875 SH SOLE 4875 0 0 Weyerhaeuser Company COMMON 962166104 1462 43614 SH SOLE 42902 0 712 Whirlpool COMMON 963320106 1903 10546 SH SOLE 10546 0 0 WisdomTree Emerg Mk SmCap ETF ETF 97717W281 402 8414 SH SOLE 7332 0 1082 Wisdomtree Japan SmCap Div ETF ETF 97717W836 56 770 SH SOLE 770 0 0 Wolverine World Wide Inc. COMMON 978097103 1141 36523 SH SOLE 36123 0 400 WPP COMMON 92937A102 2201 40693 SH SOLE 40476 0 217 Wyndham Destinations Inc COMMON 98310W108 22 487 SH SOLE 487 0 0 Wyndham Hotels & Resorts Inc COMMON 98311A105 29 487 SH SOLE 487 0 0 Xcel Energy Inc. COMMON 98389B100 124 1860 SH SOLE 1860 0 0 Xylem Inc COMMON 98419M100 204 2001 SH SOLE 2001 0 0 Yield10 Bioscience Inc COMMON 98585K862 1 242 SH SOLE 242 0 0 Yum China Hldgs Inc Com COMMON 98850P109 1107 19392 SH SOLE 19166 0 226 Zimmer Biomet Holdings Inc. COMMON 98956P102 24 153 SH SOLE 153 0 0 Zoom video communications-A COMMON 98980L101 58 172 SH SOLE 172 0 0