0001393944-20-000005.txt : 20200717 0001393944-20-000005.hdr.sgml : 20200717 20200717075011 ACCESSION NUMBER: 0001393944-20-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200717 DATE AS OF CHANGE: 20200717 EFFECTIVENESS DATE: 20200717 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Hanson & Doremus Investment Management CENTRAL INDEX KEY: 0001393944 IRS NUMBER: 030348256 STATE OF INCORPORATION: VT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-12547 FILM NUMBER: 201032765 BUSINESS ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 BUSINESS PHONE: 802-658-2668 MAIL ADDRESS: STREET 1: 431 PINE STREET, SUITE 302 STREET 2: PO BOX 819 CITY: BURLINGTON STATE: VT ZIP: 05402-0819 FORMER COMPANY: FORMER CONFORMED NAME: Hanson Investment Management DATE OF NAME CHANGE: 20070321 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001393944 XXXXXXXX 06-30-2020 06-30-2020 Hanson & Doremus Investment Management

431 PINE STREET, SUITE 302 PO BOX 819 BURLINGTON VT 05402-0819

13F HOLDINGS REPORT 028-12547 N Jordan Lafayette 8026582668 Jordan Lafayette Burlington VT 06-30-2020 0 435 315693 false INFORMATION TABLE 2 13F.xml Sanofi Aventis ADR ADR 80105N105 11 210 SH SOLE 210 0 0 3d Systems Corp COMMON 88554D205 1 100 SH SOLE 100 0 0 3M Company COMMON 88579Y101 34 217 SH SOLE 217 0 0 A F L A C Inc. COMMON 001055102 84 2344 SH SOLE 2344 0 0 Abbott Laboratories COMMON 002824100 1012 11072 SH SOLE 11072 0 0 AbbVie Inc. COMMON 00287Y109 781 7950 SH SOLE 7950 0 0 Aberdeen Asia Pac Income Fd COMMON 003009107 153 40073 SH SOLE 40073 0 0 Aberdeen Physical Swiss Gold ETF ETF 00326A104 7 400 SH SOLE 400 0 0 Accenture Ltd Cl A F COMMON G1151C101 56 261 SH SOLE 261 0 0 ACNB Corporation COMMON 000868109 35 1321 SH SOLE 1321 0 0 Activision Inc. COMMON 00507V109 449 5918 SH SOLE 5918 0 0 Air Products & Chemicals Inc. COMMON 009158106 191 789 SH SOLE 789 0 0 Alaska Air Group Inc. COMMON 011659109 4 100 SH SOLE 100 0 0 Allegion Public Ltd Co COMMON G0176J109 20 200 SH SOLE 200 0 0 Alliant Energy Corp COMMON 018802108 757 15824 SH SOLE 15824 0 0 Allstate COMMON 020002101 138 1426 SH SOLE 1426 0 0 Alphabet, Inc Cl C COMMON 02079K107 2225 1574 SH SOLE 1532 0 42 Alphabet, Inc. Cl A COMMON 02079K305 1132 798 SH SOLE 756 0 42 Altria Group Inc. COMMON 02209S103 18 464 SH SOLE 464 0 0 Amarin Corp Plc New ADR ADR 023111206 16 2325 SH SOLE 2325 0 0 Amazon.Com COMMON 023135106 301 109 SH SOLE 109 0 0 AMC Entertainment COMMON 00165C104 2 512 SH SOLE 512 0 0 Amc Networks Inc Cl A COMMON 00164V103 89 3813 SH SOLE 3813 0 0 America Movil L ADR ADR 02364W105 46 3600 SH SOLE 3600 0 0 American Express Company COMMON 025816109 185 1946 SH SOLE 1946 0 0 American Tower REIT REIT 03027X100 20 77 SH SOLE 77 0 0 Amerisource Bergen Corp. COMMON 03073E105 36 360 SH SOLE 360 0 0 Amgen Incorporated COMMON 031162100 205 869 SH SOLE 869 0 0 Amkor Technology Inc COMMON 031652100 693 56283 SH SOLE 56283 0 0 Analog Devices Inc. COMMON 032654105 12 95 SH SOLE 95 0 0 Anheuser Busch Co., Inc. COMMON 03524A108 1 20 SH SOLE 20 0 0 Annaly Mortgage Mgmt REIT REIT 035710409 23 3520 SH SOLE 3520 0 0 Anthem Inc COMMON 036752103 43 165 SH SOLE 165 0 0 Apple Inc. COMMON 037833100 3264 8948 SH SOLE 8660 0 288 Archer-Daniels-Midland Inc. COMMON 039483102 151 3786 SH SOLE 2907 0 879 Arrowhead Pharma Inc COMMON 04280A100 14 320 SH SOLE 320 0 0 Astec Industries COMMON 046224101 339 7322 SH SOLE 7322 0 0 AstraZeneca plc ADR ADR 046353108 1374 25978 SH SOLE 25978 0 0 AT&T Inc. COMMON 00206R102 2730 90318 SH SOLE 89558 0 760 Atlas Air Worldwide Hldg COMMON 049164205 175 4059 SH SOLE 4059 0 0 Auto Data Processing COMMON 053015103 226 1518 SH SOLE 1518 0 0 Autoliv Inc COMMON 052800109 4 62 SH SOLE 62 0 0 Baidu Inc ADR ADR 056752108 518 4318 SH SOLE 4318 0 0 Ball Corp COMMON 058498106 49 712 SH SOLE 712 0 0 Bank of America Corp COMMON 060505104 77 3238 SH SOLE 3238 0 0 Bank of New York Mellon COMMON 064058100 72 1867 SH SOLE 1867 0 0 Bar Harbor Bankshare COMMON 066849100 13 573 SH SOLE 573 0 0 Baxter International COMMON 071813109 1032 11988 SH SOLE 11988 0 0 BCE Inc. COMMON 05534B760 364 8720 SH SOLE 8720 0 0 Becton Dickinson & Co COMMON 075887109 141 591 SH SOLE 591 0 0 Berkshire Hathaway Cl B COMMON 084670702 1850 10364 SH SOLE 9428 0 936 BHP Billiton Ltd. ADR ADR 088606108 17 333 SH SOLE 333 0 0 Biogen Idec Inc COMMON 09062X103 140 525 SH SOLE 525 0 0 Biomarin Pharmaceutical Inc COMMON 09061G101 25 200 SH SOLE 200 0 0 Black Rock Resources Tr COMMON 09257A108 7 1163 SH SOLE 1163 0 0 Blackrock Inc COMMON 09247X101 35 65 SH SOLE 65 0 0 Blkrck Muniyield Qlty Fd COMMON 09254F100 20 1300 SH SOLE 1300 0 0 Boeing Co. COMMON 097023105 2164 11807 SH SOLE 11596 0 211 Booking Holdings Inc COMMON 09857L108 10 6 SH SOLE 6 0 0 Borg Warner Inc COMMON 099724106 1023 28986 SH SOLE 28986 0 0 BP plc ADR ADR 055622104 19 808 SH SOLE 808 0 0 Bristol Myers COMMON 110122108 2324 39525 SH SOLE 39051 0 474 Bristol Myers Squibb COMMON 110122157 0 129 SH SOLE 129 0 0 Broadridge Finl Solution COMMON 11133T103 88 700 SH SOLE 700 0 0 Canadian Natl Ry Co COMMON 136375102 24 275 SH SOLE 275 0 0 Capital One Financial COMMON 14040H105 24 377 SH SOLE 377 0 0 CarMax Inc COMMON 143130102 52 584 SH SOLE 584 0 0 Carrier Global Corp-Wi COMMON 14448C104 48 2154 SH SOLE 2154 0 0 Caterpillar COMMON 149123101 1543 12198 SH SOLE 12198 0 0 CBRE Group Inc COMMON 12504L109 158 3485 SH SOLE 3485 0 0 CDK Global Inc COMMON 12508E101 17 400 SH SOLE 400 0 0 Centerpoint Energy Inc COMMON 15189T107 88 4690 SH SOLE 3690 0 1000 CenturyLink Inc COMMON 156700106 136 13526 SH SOLE 13526 0 0 Cerner Corp COMMON 156782104 8 120 SH SOLE 120 0 0 Charter Communications Inc COMMON 16119P108 317 621 SH SOLE 621 0 0 Chemed Corp. COMMON 16359R103 2046 4536 SH SOLE 4536 0 0 Chevron Corp. COMMON 166764100 588 6595 SH SOLE 6595 0 0 China Automotive Systems Inc COMMON 16936R105 80 27705 SH SOLE 27705 0 0 Chubb Limited COMMON H1467J104 122 966 SH SOLE 966 0 0 Cigna Corp COMMON 125523100 153 817 SH SOLE 817 0 0 Cincinnati Financial Corp COMMON 172062101 25 390 SH SOLE 390 0 0 Cisco Systems, Inc. COMMON 17275R102 3413 73173 SH SOLE 71210 0 1963 Citigroup COMMON 172967424 360 7042 SH SOLE 7042 0 0 CME Group Inc. COMMON 12572Q105 550 3385 SH SOLE 3385 0 0 Coca-Cola Co COMMON 191216100 2338 52327 SH SOLE 50819 0 1508 Colgate-Palmolive COMMON 194162103 145 1980 SH SOLE 1980 0 0 Comcast Corp. COMMON 20030N101 68 1744 SH SOLE 1744 0 0 Comerica Incorporated COMMON 200340107 76 2000 SH SOLE 2000 0 0 Community Bank System COMMON 203607106 758 13291 SH SOLE 12391 0 900 Conoco Phillips COMMON 20825C104 486 11563 SH SOLE 11563 0 0 Consolidated Edison Inc. COMMON 209115104 175 2439 SH SOLE 2439 0 0 Constellation Brand Cl Aclass A COMMON 21036P108 17 100 SH SOLE 100 0 0 Corning COMMON 219350105 3854 148788 SH SOLE 148119 0 669 Corp Office Pptys REIT REIT 22002T108 9 343 SH SOLE 343 0 0 Corteva Inc com COMMON 22052L104 24 912 SH SOLE 912 0 0 Costco COMMON 22160K105 3171 10458 SH SOLE 10181 0 277 CSX Corp COMMON 126408103 73 1053 SH SOLE 1053 0 0 CVS Corp COMMON 126650100 851 13106 SH SOLE 12944 0 162 Danaher Corp COMMON 235851102 27 150 SH SOLE 150 0 0 Deep Value ETF ETF 26922A701 18 811 SH SOLE 811 0 0 Deere & Company COMMON 244199105 438 2787 SH SOLE 2787 0 0 Devon Energy Corp COMMON 25179M103 78 6877 SH SOLE 6877 0 0 Diageo PLC ADR ADR 25243Q205 8 59 SH SOLE 59 0 0 Dick's Sporting Goods Inc COMMON 253393102 0 8 SH SOLE 8 0 0 Digital Realty Trust REIT REIT 253868103 487 3429 SH SOLE 3429 0 0 Dominion Resources COMMON 25746U109 562 6922 SH SOLE 5506 0 1416 Dover Corporation COMMON 260003108 48 500 SH SOLE 500 0 0 Dow In COMMON 260557103 119 2916 SH SOLE 2916 0 0 Dr Reddys Labs ADR ADR 256135203 549 10361 SH SOLE 10361 0 0 Dropbox Inc Cl A COMMON 26210C104 4 172 SH SOLE 172 0 0 Duke Energy Corp. COMMON 26441C204 2208 27632 SH SOLE 26216 0 1416 E Bay Inc. COMMON 278642103 19 355 SH SOLE 355 0 0 E I DuPont COMMON 26614N102 70 1314 SH SOLE 1314 0 0 East West Bancorp COMMON 27579R104 679 18742 SH SOLE 18742 0 0 Eastman Chemical Co. COMMON 277432100 14 200 SH SOLE 200 0 0 Eaton Corp. COMMON G29183103 161 1848 SH SOLE 1848 0 0 Ecolab Inc. COMMON 278865100 52 263 SH SOLE 263 0 0 Edison International COMMON 281020107 6 104 SH SOLE 104 0 0 Electronic Arts Inc COMMON 285512109 1 10 SH SOLE 10 0 0 Eli Lilly & Co. COMMON 532457108 870 5298 SH SOLE 5298 0 0 Embraer S.A. COMMON 29082A107 66 11045 SH SOLE 11045 0 0 Emerson Electric Co. COMMON 291011104 1506 24274 SH SOLE 23424 0 850 Enbridge Inc Com COMMON 29250N105 8 250 SH SOLE 250 0 0 Enterprise Products Prtn LP COMMON 293792107 24 1324 SH SOLE 1324 0 0 Equity Residential Prop. REIT REIT 29476L107 265 4503 SH SOLE 4503 0 0 Essential utilities ord COMMON 29670G102 120 2830 SH SOLE 2830 0 0 ETFMG Alternative Harvest ETF ETF 26924G508 11 857 SH SOLE 857 0 0 Etho Climate Leader US ETF ETF 26924G888 38 920 SH SOLE 920 0 0 Exelon Corp. COMMON 30161N101 18 489 SH SOLE 489 0 0 Expeditors Int'l of Washington COMMON 302130109 57 745 SH SOLE 745 0 0 Exxon Mobil Corporation COMMON 30231G102 991 22170 SH SOLE 20595 0 1575 Facebook Inc Class A COMMON 30303M102 131 575 SH SOLE 575 0 0 Fedex Corporation COMMON 31428X106 978 6972 SH SOLE 6753 0 219 First Bancorp Inc Me COMMON 31866P102 13 600 SH SOLE 600 0 0 First Solar Inc COMMON 336433107 877 17714 SH SOLE 17714 0 0 Fortinet Inc COMMON 34959E109 57 415 SH SOLE 415 0 0 Fortune Brands Home & Security COMMON 34964C106 20 306 SH SOLE 306 0 0 FS KKR Capital Corp COMMON 302635206 14 1025 SH SOLE 1025 0 0 Gallagher Arthur J & Co COMMON 363576109 78 800 SH SOLE 800 0 0 General Dynamics Corp. COMMON 369550108 15 103 SH SOLE 103 0 0 General Electric Co. COMMON 369604103 726 106236 SH SOLE 101536 0 4700 General Mills, Inc. COMMON 370334104 109 1766 SH SOLE 1766 0 0 Genuine Parts Co COMMON 372460105 22 250 SH SOLE 250 0 0 Gilead Sciences Inc COMMON 375558103 445 5787 SH SOLE 5787 0 0 Glaxo Smithkline ADR ADR 37733W105 1376 33730 SH SOLE 33730 0 0 Global Payments Inc COMMON 37940X102 38 223 SH SOLE 223 0 0 Goldman Sachs 5.5 Pfd COMMON 38145G308 7 273 SH SOLE 273 0 0 Goldman Sachs Group Inc COMMON 38141G104 215 1086 SH SOLE 1086 0 0 Gopro Inc COMMON 38268T103 0 5 SH SOLE 5 0 0 Guggenheim S&P Global Water Index COMMON 46138E651 7 195 SH SOLE 195 0 0 Gw Pharmaceutic Plc COMMON 36197T103 4 30 SH SOLE 30 0 0 Halliburton Company COMMON 406216101 31 2372 SH SOLE 2372 0 0 Hanesbrands Inc. COMMON 410345102 998 88428 SH SOLE 85788 0 2640 Hannon Armstrong Sus REIT REIT 41068X100 4 130 SH SOLE 130 0 0 Harsco COMMON 415864107 106 7813 SH SOLE 7813 0 0 Hershey Foods Corp COMMON 427866108 118 907 SH SOLE 907 0 0 Hewlett Packard Ente COMMON 42824C109 12 1200 SH SOLE 1200 0 0 Home Depot COMMON 437076102 210 839 SH SOLE 839 0 0 Honda Motor Co. ADR ADR 438128308 8 300 SH SOLE 300 0 0 Honeywell International COMMON 438516106 573 3963 SH SOLE 3963 0 0 Hope Bancorp Inc COMMON 43940T109 54 5854 SH SOLE 5854 0 0 HSBC Holdings PLC ADR ADR 404280406 19 809 SH SOLE 809 0 0 Humana COMMON 444859102 660 1702 SH SOLE 1702 0 0 IBM Corp. COMMON 459200101 1315 10892 SH SOLE 10768 0 124 IdaCorp Inc. COMMON 451107106 24 271 SH SOLE 271 0 0 Idexx Labs Inc. COMMON 45168D104 19 57 SH SOLE 57 0 0 Illinois Tool Works COMMON 452308109 185 1059 SH SOLE 1059 0 0 Imperial Oil Ltd COMMON 453038408 59 3645 SH SOLE 3645 0 0 India Fund COMMON 454089103 32 2057 SH SOLE 2057 0 0 Ingersoll Rand Inc COMMON 45687V106 38 1361 SH SOLE 1361 0 0 Integer Holdings Corp COMMON 45826H109 964 13191 SH SOLE 12702 0 489 Intel Corp. COMMON 458140100 1186 19829 SH SOLE 19829 0 0 Interface Inc COMMON 458665304 27 3284 SH SOLE 3284 0 0 Intuit COMMON 461202103 26 87 SH SOLE 87 0 0 Invesco Cleantech ETF ETF 46137V407 45 920 SH SOLE 920 0 0 Invesco Global Water ETF ETF 46138E651 9 300 SH SOLE 300 0 0 Iron Mountain Inc REIT ETF 46284V101 95 3639 SH SOLE 3639 0 0 iShares Core MSCI ETF ETF 46434G103 6 119 SH SOLE 119 0 0 iShares DJ US Financial ETF ETF 464287788 61 554 SH SOLE 554 0 0 iShares Dow J. Healthcare ETF ETF 464287762 141 654 SH SOLE 654 0 0 Ishares Gold ETF ETF 464285105 265 15609 SH SOLE 15609 0 0 iShares Lehman Agg Bond Fd ETF ETF 464287226 23 195 SH SOLE 195 0 0 iShares MSCI EAFE ETF ETF 464287465 354 5811 SH SOLE 5811 0 0 iShares MSCI Emerg Esg ETF ETF 46434G863 361 11254 SH SOLE 11254 0 0 iShares MSCI Emerging Market ETF ETF 464287234 14 349 SH SOLE 349 0 0 iShares MSCI Japan Index ETF ETF 46434G822 24 437 SH SOLE 437 0 0 iShares MSCI Taiwan Index ETF ETF 46434G772 176 4382 SH SOLE 3982 0 400 iShares NASDAQ Biotech ETF ETF 464287556 1063 7779 SH SOLE 7513 0 266 iShares Russell 1000 Val ETF ETF 464287598 3050 27086 SH SOLE 27086 0 0 iShares Russell 2000 Growth ETF ETF 464287648 11 54 SH SOLE 54 0 0 Ishares Russell 2000 Value ETF ETF 464287630 15 151 SH SOLE 151 0 0 iShares Russell Midcap Grth ETF ETF 464287481 50 314 SH SOLE 314 0 0 iShares Russell Midcap Val. Idx ETF ETF 464287473 14 187 SH SOLE 187 0 0 iShares S&P 500 Index ETF ETF 464287200 351 1132 SH SOLE 1132 0 0 iShares S&P Midcap 400 Index ETF ETF 464287507 77 434 SH SOLE 434 0 0 iShares S&P Mid-Cap Grow ETF ETF 464287606 22 99 SH SOLE 99 0 0 iShares S&P Sm Cap Idx 600 ETF ETF 464287804 196 2876 SH SOLE 2150 0 726 iShares S&P U S Pfd Stk ETF ETF 464288687 5 153 SH SOLE 153 0 0 iShares Select Dividend Idx ETF ETF 464287168 75 932 SH SOLE 932 0 0 iShares Short-Term National Muni Bond ETF 464288158 79 735 SH SOLE 735 0 0 iShares TIPS Bond ETF ETF 464287176 648 5270 SH SOLE 5047 0 223 iShares Tr China 25 Index ETF ETF 464287184 59 1498 SH SOLE 1498 0 0 iShares Tr DJ U S Tech Sector ETF ETF 464287721 157 583 SH SOLE 583 0 0 Ishares Tr Intrm Tr Crp Etf ETF 464288638 65 1080 SH SOLE 1080 0 0 iShares Tr S&P Europe 350 ETF ETF 464287861 12 300 SH SOLE 300 0 0 J M Smuckers Co. COMMON 832696405 0 4 SH SOLE 4 0 0 Jacobs Engineering Group Inc COMMON 469814107 26 303 SH SOLE 303 0 0 JetBlue Airways Corp. COMMON 477143101 16 1435 SH SOLE 1435 0 0 JinkoSolar Hldg ADR ADR 47759T100 29 1657 SH SOLE 1657 0 0 Johnson & Johnson COMMON 478160104 1981 14090 SH SOLE 13336 0 754 JP Morgan Chase & Co COMMON 46625H100 1805 19185 SH SOLE 18303 0 882 Kansas City Southern COMMON 485170302 30 202 SH SOLE 202 0 0 Kimberly-Clark Corp. COMMON 494368103 224 1585 SH SOLE 1585 0 0 KLA-Tencor Corporation COMMON 482480100 41 213 SH SOLE 213 0 0 Kohls Corp. COMMON 500255104 3 135 SH SOLE 135 0 0 Kon Philips Electric NV COMMON 500472303 162 3466 SH SOLE 3466 0 0 Korea Elec Power Co COMMON 500631106 37 4584 SH SOLE 4584 0 0 Kraft Heinz Company COMMON 500754106 921 28885 SH SOLE 27705 0 1180 KraneShares CSI China Internet ETF ETF 500767306 276 4455 SH SOLE 4455 0 0 Laboratory Corp of America Hlds COMMON 50540R409 154 927 SH SOLE 832 0 95 Liberty Broadband Corp COMMON 530307305 22 174 SH SOLE 174 0 0 Liberty Formula One Group COMMON 531229854 20 631 SH SOLE 631 0 0 Lowes Companies Inc. COMMON 548661107 110 815 SH SOLE 660 0 155 M K S Instruments Inc. COMMON 55306N104 804 7101 SH SOLE 7101 0 0 Magellan Midstream Ptnrs COMMON 559080106 11 260 SH SOLE 260 0 0 Marathon Petroleum Corp COMMON 56585A102 64 1706 SH SOLE 1706 0 0 Marsh & McLennan Co's COMMON 571748102 18 163 SH SOLE 163 0 0 Mastercard Inc COMMON 57636Q104 56 189 SH SOLE 189 0 0 McDonald's Corp COMMON 580135101 381 2064 SH SOLE 2064 0 0 McKesson Corp. COMMON 58155Q103 1107 7213 SH SOLE 6809 0 404 Medtronic Inc. COMMON G5960L103 1343 14649 SH SOLE 14143 0 506 Melco Resorts & Enertain ADR ADR 585464100 368 23694 SH SOLE 23694 0 0 Merck COMMON 58933Y105 1979 25587 SH SOLE 24000 0 1587 Micron Technology COMMON 595112103 16 306 SH SOLE 306 0 0 Microsoft COMMON 594918104 9035 44395 SH SOLE 43221 0 1174 Moderna Inc COMMON 60770K107 2 25 SH SOLE 25 0 0 Mohawk Industries Inc COMMON 608190104 48 474 SH SOLE 474 0 0 Mondelez Int'l Inc. COMMON 609207105 752 14701 SH SOLE 14701 0 0 Morgan Stanley Dean Witter COMMON 617446448 15 312 SH SOLE 312 0 0 National Grid Plc ADR ADR 636274409 362 5957 SH SOLE 5957 0 0 National Storage Aff REIT REIT 637870106 6 200 SH SOLE 200 0 0 Natus Medical Incorporated COMMON 639050103 26 1200 SH SOLE 1200 0 0 NCR Corporation COMMON 62886E108 940 54297 SH SOLE 54297 0 0 New Oriental Ed ADR ADR 647581107 33 250 SH SOLE 250 0 0 Nextera Energy COMMON 65339F101 447 1863 SH SOLE 1863 0 0 Nextgen Healthcare Inc COMMON 65343C102 90 8170 SH SOLE 8170 0 0 Nike, Inc. COMMON 654106103 235 2395 SH SOLE 2395 0 0 Norfolk Southern COMMON 655844108 236 1344 SH SOLE 1344 0 0 Northrop Grumman Corp COMMON 666807102 110 358 SH SOLE 358 0 0 Novartis Ag ADR ADR 66987V109 94 1076 SH SOLE 1076 0 0 Nucor Corp COMMON 670346105 12 280 SH SOLE 280 0 0 Nutrien Ltd COMMON 67077M108 123 3844 SH SOLE 3556 0 288 Nuveen Muni Value Fd Inc. COMMON 670928100 68 6640 SH SOLE 0 0 6640 Nvent Electric Plc Shs COMMON G6700G107 13 700 SH SOLE 700 0 0 Nvidia Corp COMMON 67066G104 3 8 SH SOLE 8 0 0 Occidental Petroleum Corp. COMMON 674599105 3 175 SH SOLE 175 0 0 Oceaneering Int'l Inc COMMON 675232102 19 2980 SH SOLE 2980 0 0 Omnicom Group Inc COMMON 681919106 6 102 SH SOLE 102 0 0 Oneok Inc New COMMON 682680103 597 17979 SH SOLE 17979 0 0 Oracle COMMON 68389X105 80 1449 SH SOLE 1449 0 0 OTIS Worldwide Corp-Wi COMMON 68902V107 61 1075 SH SOLE 1075 0 0 P P G Industries Inc. COMMON 693506107 217 2048 SH SOLE 2048 0 0 Parker Hannifin Corp COMMON 701094104 102 555 SH SOLE 555 0 0 Paypal Holdings COMMON 70450Y103 13 75 SH SOLE 75 0 0 Pentair PLC COMMON G7S00T104 20 523 SH SOLE 523 0 0 Peoples United Finl Inc COMMON 712704105 2125 183632 SH SOLE 180670 0 2962 Pepsico, Inc. COMMON 713448108 619 4682 SH SOLE 4682 0 0 Pfizer Inc. COMMON 717081103 3782 115649 SH SOLE 113493 0 2156 Philip Morris Intl Inc COMMON 718172109 55 787 SH SOLE 787 0 0 Phillips 66 SHS COMMON 718546104 522 7256 SH SOLE 7106 0 150 PIMCO Intermediate Muni Bond ETF ETF 72201R866 701 12601 SH SOLE 11124 0 1477 Plantronics Inc. COMMON 727493108 152 10359 SH SOLE 10359 0 0 PNC Financial Services Group Inc. COMMON 693475105 184 1751 SH SOLE 1751 0 0 Powershares FTSE RAFI ETF ETF 46137V613 59 546 SH SOLE 546 0 0 PowerShares QQQ Trust Sr 1 ETF ETF 46090E103 74 300 SH SOLE 300 0 0 PPL Corporation COMMON 69351T106 12 466 SH SOLE 466 0 0 Procter & Gamble COMMON 742718109 1763 14741 SH SOLE 14283 0 458 Prudential Financial Inc. COMMON 744320102 6 100 SH SOLE 100 0 0 Public Storage, Inc. COMMON 74460D109 65 339 SH SOLE 339 0 0 Public Sv Enterprise COMMON 744573106 174 3536 SH SOLE 3536 0 0 Qorvo Inc COMMON 74736K101 1668 15087 SH SOLE 15087 0 0 Qualcomm Inc. COMMON 747525103 23 250 SH SOLE 250 0 0 Raytheon Technologies Ord COMMON 75513E101 200 3245 SH SOLE 3245 0 0 Reaves Utility Income Fd COMMON 756158101 9 300 SH SOLE 300 0 0 Republic Services Inc COMMON 760759100 44 537 SH SOLE 537 0 0 Rockwell Automation COMMON 773903109 259 1216 SH SOLE 1216 0 0 Royal Dutch Shell ADR ADR 780259206 1248 38181 SH SOLE 37706 0 475 Royce Micro-Cap Trust COMMON 780915104 25 3502 SH SOLE 3502 0 0 Rydex S&P 500 Eq Wgt ETF COMMON 46137V357 66 645 SH SOLE 645 0 0 Sabre Corporation COMMON 78573M104 467 57963 SH SOLE 57963 0 0 Salesforce Com COMMON 79466L302 84 450 SH SOLE 450 0 0 Schlumberger Limited COMMON 806857108 807 43859 SH SOLE 43859 0 0 Schwab Emerging Mkt ETF ETF 808524706 84 3430 SH SOLE 3430 0 0 Schwab Intermediate US Treasury ETF ETF 808524854 224 3809 SH SOLE 3809 0 0 Schwab Int'l Equity ETF ETF 808524805 9669 325003 SH SOLE 324498 0 505 Schwab U.S. Bond ETF ETF 808524839 474 8425 SH SOLE 8425 0 0 Schwab U.S. Broad Market ETF ETF 808524102 56236 765427 SH SOLE 761218 0 4209 Seagate Technology PLC COMMON G7945M107 3986 82338 SH SOLE 79364 0 2974 Sector SPDR Tech Select Shares COMMON 81369Y803 243 2330 SH SOLE 2330 0 0 Sempra Energy COMMON 816851109 18 151 SH SOLE 151 0 0 Sherwin Williams COMMON 824348106 61 105 SH SOLE 105 0 0 Silicon Motion Tech ADR ADR 82706C108 32 660 SH SOLE 660 0 0 SK Telecom Ltd ADR ADR 78440P108 9 448 SH SOLE 448 0 0 Skywest Inc COMMON 830879102 282 8652 SH SOLE 8652 0 0 Skyworks Solutions Inc. COMMON 83088M102 54 421 SH SOLE 421 0 0 Snap Inc COMMON 83304A106 5 200 SH SOLE 200 0 0 Sonoco Products COMMON 835495102 338 6467 SH SOLE 5700 0 767 Sony Corp. ADR ADR 835699307 1762 25488 SH SOLE 24883 0 605 Southern Company COMMON 842587107 312 6023 SH SOLE 6023 0 0 SPDR Consumer Disc Select ETF ETF 81369Y407 39 302 SH SOLE 302 0 0 SPDR Dow Jones Ind Avg ETF ETF 78467X109 77 300 SH SOLE 300 0 0 SPDR Gold Trust ETF ETF 78463V107 1687 10081 SH SOLE 10081 0 0 SPDR MSCI EAFE Fsl Fuel Fr ETF ETF 48470E106 662 10203 SH SOLE 10203 0 0 SPDR MSCI Emerg Fsl Fl Free ETF ETF 78470E205 421 7060 SH SOLE 7060 0 0 SPDR S&P 500 ETF ETF 78462F103 1015 3291 SH SOLE 2377 0 914 SPDR S&P 500 Fossil Fl Fr ETF ETF 78468R796 1168 15305 SH SOLE 15305 0 0 SPDR S&P 600 Small Cap ETF ETF 78464A300 22 446 SH SOLE 446 0 0 SPDR S&P Biotech ETF ETF 78464A870 798 7131 SH SOLE 7131 0 0 SPDR S&P Dividend ETF ETF 78464A763 107 1172 SH SOLE 1172 0 0 SPDR S&P Mid Cap 400 ETF ETF 78467Y107 162 500 SH SOLE 300 0 200 SPDR Utility Select Sec ETF ETF 81369Y886 42 742 SH SOLE 742 0 0 SPDR SSGA Gender Diversity ETF ETF 78468R747 10 140 SH SOLE 140 0 0 Spotify Technology SA COMMON L8681T102 10 40 SH SOLE 40 0 0 Standex Int'l Corp. COMMON 854231107 30 520 SH SOLE 520 0 0 Starbucks COMMON 855244109 465 6315 SH SOLE 6315 0 0 Stericycle Inc COMMON 858912108 1505 26892 SH SOLE 26385 0 507 Steris Corp. COMMON G8473T100 230 1500 SH SOLE 1500 0 0 Stryker Corp. COMMON 863667101 39 215 SH SOLE 215 0 0 Suncor Energy Inc. COMMON 867224107 5 324 SH SOLE 324 0 0 Synchrony Financial COMMON 87165B103 421 18999 SH SOLE 18999 0 0 Sysco Corp. COMMON 871829107 97 1783 SH SOLE 1783 0 0 T. Rowe Price Associates COMMON 74144T108 51 410 SH SOLE 410 0 0 Taiwan Semiconductor ADR ADR 874039100 4047 71293 SH SOLE 69518 0 1775 Target Corp. COMMON 89417E109 50 414 SH SOLE 414 0 0 Tata Motors Ltd ADR ADR 876568502 202 30804 SH SOLE 29944 0 860 Telefonica ADR ADR 879382208 18 3676 SH SOLE 3676 0 0 Teradata Corp COMMON 88076W103 57 2743 SH SOLE 2743 0 0 Terex Corp COMMON 880779103 517 27539 SH SOLE 27539 0 0 Terra Tech Corp COMMON 88102J209 0 590 SH SOLE 590 0 0 Tesla Motors COMMON 88160R101 13 12 SH SOLE 12 0 0 Teva Pharma Ind ADR ADR 881624209 231 18752 SH SOLE 18752 0 0 Texas Instruments Inc. COMMON 882508104 63 500 SH SOLE 500 0 0 The Charles Schwab Corp. COMMON 808513105 3879 114977 SH SOLE 111644 0 3333 The Travelers Companies Inc. COMMON 89417E109 726 6369 SH SOLE 6369 0 0 Thermo Fisher Scientific COMMON 883556102 127 351 SH SOLE 351 0 0 Thomson Reuters Corp COMMON 884903709 129 1893 SH SOLE 1893 0 0 Thor Industries Inc COMMON 885160101 1054 9891 SH SOLE 9891 0 0 Tilray Inc COMMON 88688T100 0 59 SH SOLE 59 0 0 Titan International Inc COMMON 88830M102 9 6455 SH SOLE 6455 0 0 TJX Companies Inc COMMON 872540109 12 230 SH SOLE 230 0 0 Tootsie Roll Inds COMMON 890516107 9 277 SH SOLE 277 0 0 Toronto-Dominion Bank COMMON 891160509 572 12813 SH SOLE 12813 0 0 TPI Composites Inc COMMON 87266J104 137 5866 SH SOLE 5866 0 0 Trane Technologies PLC COMMON G8994E103 137 1545 SH SOLE 1545 0 0 TransCanada Corp. COMMON 87807B107 83 1945 SH SOLE 1945 0 0 Travelcenters of America COMMON 89421B109 35 2264 SH SOLE 2264 0 0 U S Bancorp COMMON 902973304 39 1050 SH SOLE 1050 0 0 U S X-US Steel Group COMMON 912909108 3 450 SH SOLE 450 0 0 UDR Inc COMMON 902653104 65 1750 SH SOLE 1750 0 0 Unilever NV COMMON 904784709 25 471 SH SOLE 471 0 0 Unilever PLC ADR ADR 904767704 91 1666 SH SOLE 1666 0 0 Union Pacific COMMON 907818108 203 1201 SH SOLE 977 0 224 United Continental Holdings Inc COMMON 910047109 6 183 SH SOLE 183 0 0 United Parcel Service COMMON 911312106 53 480 SH SOLE 480 0 0 Unitedhealth Group Inc. COMMON 91324P102 35 120 SH SOLE 120 0 0 Unum Provident Corp. COMMON 91529Y106 330 19912 SH SOLE 19912 0 0 Valero Energy COMMON 91913Y100 1625 27623 SH SOLE 26814 0 809 Vaneck Vectors Gold Miners ETF ETF 92189F106 1826 49792 SH SOLE 49792 0 0 Vangard Russell 2000 ETF ETF 92206C664 22 193 SH SOLE 193 0 0 Vanguard 500 ETF ETF 922908363 652 2302 SH SOLE 2302 0 0 Vanguard Corp Bond ETF ETF 92206C409 4 54 SH SOLE 54 0 0 Vanguard Developed Market ETF ETF 921943858 17105 440965 SH SOLE 436809 0 4156 Vanguard Div Appreciation ETF ETF 921908844 298 2543 SH SOLE 2543 0 0 Vanguard Emerging Market ETF ETF 922042858 10797 272592 SH SOLE 270467 0 2125 Vanguard ESG International Stock ETF ETF 921910725 877 18228 SH SOLE 18228 0 0 Vanguard ESG US Stock ETF ETF 921910733 1178 20891 SH SOLE 20891 0 0 Vanguard FTSE All World ex US ETF ETF 922042775 195 4090 SH SOLE 4090 0 0 Vanguard FTSE Pacific ETF ETF 922042866 11 173 SH SOLE 173 0 0 Vanguard Growth ETF ETF 922908736 777 3847 SH SOLE 3847 0 0 Vanguard High Dividend Yd ETF ETF 921946406 142 1802 SH SOLE 1802 0 0 Vanguard Info Technology ETF ETF 92204A702 15 55 SH SOLE 55 0 0 Vanguard Interm. Bond Idx ETF ETF 921937819 50 538 SH SOLE 538 0 0 Vanguard Interm-Temp Corp Bd ETF ETF 92206C870 4 45 SH SOLE 45 0 0 Vanguard Large-Cap ETF ETF 922908637 6 43 SH SOLE 43 0 0 Vanguard Mid Cap Etf ETF 922908629 4 27 SH SOLE 27 0 0 Vanguard Mid Cap Value ETF ETF 922908512 42 440 SH SOLE 440 0 0 Vanguard Mid-Cap Growth ETF ETF 922908538 44 265 SH SOLE 265 0 0 Vanguard MSCI Europe ETF ETF 922042874 14 287 SH SOLE 287 0 0 Vanguard Muni Bond ETF ETF 922907746 1933 35695 SH SOLE 29337 0 6358 Vanguard REIT ETF ETF 922908553 129 1638 SH SOLE 1638 0 0 Vanguard Short Term Bd Idx ETF ETF 921937827 3009 36201 SH SOLE 36069 0 132 Vanguard Sh-Tm Inflat- Prot ETF ETF 922020805 123 2450 SH SOLE 2450 0 0 Vanguard Small Cap Etf ETF 922908751 21 145 SH SOLE 145 0 0 Vanguard Small Cap Growth ETF ETF 922908595 27 134 SH SOLE 134 0 0 Vanguard Small Cap Value ETF ETF 922908611 16 147 SH SOLE 147 0 0 Vanguard Total Int'l Bond Market ETF ETF 92203J407 12978 224800 SH SOLE 222293 0 2507 Vanguard Total Stk Mkt ETF ETF 922908769 2256 14414 SH SOLE 14414 0 0 Vanguard Total U.S. Bond Market ETF ETF 921937835 25989 294196 SH SOLE 291733 0 2463 Vanguard Value Index ETF ETF 922908744 99 993 SH SOLE 993 0 0 Ventas REIT Inc REIT 92276F100 1585 43275 SH SOLE 42810 0 465 Verizon Communications Inc. COMMON 92343V104 4381 79467 SH SOLE 76955 0 2512 Vgrd Ftse All Wrld Ex US ETF ETF 922042718 8 79 SH SOLE 79 0 0 VIACOMCBS CL COMMON 92556H206 10 432 SH SOLE 432 0 0 Visa Inc COMMON 92826C839 1110 5745 SH SOLE 5620 0 125 VMware Inc Cl A COMMON 928563402 45 292 SH SOLE 292 0 0 Vodafone Group ADR ADR 92857W308 1227 76979 SH SOLE 75630 0 1349 W. P. Carey & Co. LLC COMMON 92936U109 278 4103 SH SOLE 4103 0 0 WABTec COMMON 929740108 3 49 SH SOLE 49 0 0 Walgreens Boots Alli COMMON 931427108 34 800 SH SOLE 800 0 0 Wal-Mart Stores COMMON 931142103 405 3385 SH SOLE 3385 0 0 Walt Disney Hldg COMMON 254687106 1246 11175 SH SOLE 11175 0 0 Wash Real Est Inv Tr MD REIT REIT 939653101 227 10228 SH SOLE 9864 0 364 Watts Water Technologies COMMON 942749102 99 1228 SH SOLE 823 0 405 WEC Energy Group COMMON 92939U106 335 3823 SH SOLE 3823 0 0 Wells Fargo & Co COMMON 949746101 17 654 SH SOLE 654 0 0 Welltower Inc REIT REIT 95040Q104 78 1500 SH SOLE 1500 0 0 Western Digital Corp. COMMON 958102105 168 3795 SH SOLE 3795 0 0 Western Union Co COMMON 959802109 1027 47493 SH SOLE 46058 0 1435 Westpac Banking ADR ADR 961214301 68 5475 SH SOLE 5475 0 0 Weyerhaeuser Company COMMON 962166104 1128 50225 SH SOLE 49513 0 712 Whirlpool COMMON 963320106 1410 10883 SH SOLE 10883 0 0 WisdomTree Emerg Mk SmCap ETF ETF 97717W281 683 17503 SH SOLE 16240 0 1263 Wisdomtree Japan SmCap Div ETF ETF 97717W836 91 1420 SH SOLE 1420 0 0 Wolverine World Wide Inc. COMMON 978097103 941 39537 SH SOLE 39137 0 400 WPP COMMON 92937A102 1108 28322 SH SOLE 27803 0 519 Wyndham Destinations Inc COMMON 98310W108 14 487 SH SOLE 487 0 0 Wyndham Hotels & Resorts Inc COMMON 98311A105 21 487 SH SOLE 487 0 0 Xcel Energy Inc. COMMON 98389B100 116 1860 SH SOLE 1860 0 0 Xerox Corp. COMMON 98421M106 106 6956 SH SOLE 6020 0 936 Xylem Inc COMMON 98419M100 98 1501 SH SOLE 1501 0 0 Yield10 Bioscience Inc COMMON 98585K862 2 242 SH SOLE 242 0 0 Yum China Hldgs Inc Com COMMON 98850P109 847 17613 SH SOLE 17387 0 226 Zimmer Biomet Holdings Inc. COMMON 98956P102 18 153 SH SOLE 153 0 0 Zoom video communications-A COMMON 98980L101 30 120 SH SOLE 120 0 0