X0306 4 2014-03-12 0 0001517302 Artisan Partners Asset Management Inc. APAM 0001086157 ZIEGLER ANDREW A C/O ARTISAN PARTNERS ASSET MGMT INC. 875 E. WISCONSIN AVE, SUITE 800 MILWAUKEE WI 53202 1 0 1 0 0001086156 ARTISAN INVESTMENT CORP 875 E. WISCONSIN AVENUE, SUITE 800 MILWAUKEE WI 53202 1 0 1 0 0001393921 ZFIC, Inc. 875 E. WISCONSIN AVENUE, SUITE 800 MILWAUKEE WI 53202 1 0 1 0 0001086158 ZIEGLER CARLENE M 875 E. WISCONSIN AVENUE, SUITE 800 MILWAUKEE WI 53202 1 0 1 0 Class C Common Stock, par value $0.01 per share 2014-03-12 4 D 0 1444146 0.00 D 8183498 I By Artisan Investment Corporation Class D Common Units of Artisan Partners Holdings LP 2014-03-12 4 D 0 1444146 59.675 D Class A Common Stock, par value $0.01 per share 1444146 8183498 I By Artisan Investment Corporation In connection with the initial public offering of Artisan Partners Asset Management Inc. (the "Company") and the related reorganization transactions, on March 12, 2013, Artisan Investment Corporation ("AIC") received a number of shares of Class C common stock, par value $0.01 per share ("Class C Common Stock"), of the Company equal to the number of Class D common units ("Class D Common Units") then held by AIC. Shares of Class C Common Stock have no economic rights. On March 12, 2014, pursuant to the Partnership Unit Purchase Agreement by and between the Company and AIC, the Company purchased 1,444,146 Class D Common Units from AIC for $59.675 per unit and AIC delivered to the Company an equal number of shares of Class C Common Stock for cancellation. Pursuant to the Exchange Agreement among the Company and each holder of limited partnership units of Artisan Partners Holdings LP (the "Exchange Agreement"), which became effective on March 12, 2013, following March 12, 2014, AIC will have the right, pursuant to and subject to the limitations and restrictions set forth in the Exchange Agreement, to exchange its Class D Common Units for an equal number of shares of Class A common stock, par value $0.01 per share ("Class A Common Stock"), of the Company. Upon any such exchange for Class A Common Stock, the corresponding shares of Class C Common Stock then owned by AIC will be cancelled. The Class D Common Units have no expiration date. These shares and units, as applicable, are owned directly by AIC. All of the outstanding capital stock of AIC is owned directly by ZFIC, Inc. The reporting person and his spouse own all of the voting shares of ZFIC, Inc. The nonvoting shares of ZFIC, Inc. are owned by trusts, the sole beneficiaries of which are immediate family members of the reporting person. Lisa A. Moran, attorney-in-fact for Andrew A. Ziegler 2014-03-12 Lisa A. Moran, attorney-in-fact for Artisan Investment Corporation 2014-03-12 Lisa A. Moran, attorney-in-fact for ZFIC, Inc. 2014-03-12 Lisa A. Moran, attorney-in-fact for Carlene Ziegler 2014-03-12