0001393825-23-000205.txt : 20230503 0001393825-23-000205.hdr.sgml : 20230503 20230503151626 ACCESSION NUMBER: 0001393825-23-000205 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230501 FILED AS OF DATE: 20230503 DATE AS OF CHANGE: 20230503 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hudson Bay Capital Management LP CENTRAL INDEX KEY: 0001393825 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41254 FILM NUMBER: 23883314 BUSINESS ADDRESS: STREET 1: 28 HAVEMEYER PLACE STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 203-718-5690 MAIL ADDRESS: STREET 1: 28 HAVEMEYER PLACE STREET 2: 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: Hudson Bay Capital Management, L.P. DATE OF NAME CHANGE: 20070320 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Gerber Sander CENTRAL INDEX KEY: 0001416593 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-41254 FILM NUMBER: 23883313 MAIL ADDRESS: STREET 1: C/O HUDSON BAY CAPITAL MANAGEMENT, L.P. STREET 2: 28 HAVEMEYER PLACE, 2ND FLOOR CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alset Capital Acquisition Corp. CENTRAL INDEX KEY: 0001897245 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DRUGS PROPRIETARIES & DRUGGISTS' SUNDRIES [5122] IRS NUMBER: 873296100 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 4800 MONTGOMERY LANE, SUITE 210 CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-971-3955 MAIL ADDRESS: STREET 1: 4800 MONTGOMERY LANE, SUITE 210 CITY: BETHESDA STATE: MD ZIP: 20814 4 1 primary_doc.xml PRIMARY DOCUMENT X0407 4 2023-05-01 1 0001897245 Alset Capital Acquisition Corp. ACAX 0001393825 Hudson Bay Capital Management LP 28 HAVEMEYER PLACE 2ND FLOOR GREENWICH CT 06830 0 0 1 0 0001416593 Gerber Sander C/O HUDSON BAY CAPITAL MANAGEMENT, L.P. 28 HAVEMEYER PLACE, 2ND FLOOR GREENWICH CT 06830 0 0 1 0 0 Class A Common Stock, par value $0.0001 per share 2023-05-01 4 J 0 922596 10.28 D 0 I See footnote The Reporting Persons elected to redeem 922,596 shares of Class A Common Stock for cash. The securities are held by HB Strategies LLC and Hudson Bay SPAC Master Fund LP (collectively, the "Funds"). Hudson Bay Capital Management LP (the "Investment Manager") serves as the investment manager of the Funds. As such, the Investment Manager may be deemed to have beneficial ownership of the securities held by the Funds. As the managing member of Hudson Bay Capital GP LLC, which is the general partner of Hudson Bay Capital Management LP, Mr. Sander Gerber may be deemed to have beneficial ownership of the securities held by the Funds. Each Reporting Person disclaims beneficial ownership of the securities held by the Funds, except to the extent of its or his pecuniary interest therein. Reflects the Reporting Persons' best estimate of the redemption price based on the Company's disclosure in the Company's Proxy Statement on Schedule 14A filed with the Securities and Exchange Commission on April 13, 2023. The Reporting Persons will file an amendment to this Form 4 to the extent the actual redemption price differs in any material respect from the price reported in column (4). Hudson Bay Capital Management LP, By: /s/ Sander Gerber, Authorized Signatory 2023-05-03 /s/ Sander Gerber 2023-05-03