0001209191-23-023002.txt : 20230404 0001209191-23-023002.hdr.sgml : 20230404 20230404191030 ACCESSION NUMBER: 0001209191-23-023002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230401 FILED AS OF DATE: 20230404 DATE AS OF CHANGE: 20230404 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baratta Joseph CENTRAL INDEX KEY: 0001574706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33551 FILM NUMBER: 23800419 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Blackstone Inc. CENTRAL INDEX KEY: 0001393818 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: (212) 583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Inc DATE OF NAME CHANGE: 20210806 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group Inc DATE OF NAME CHANGE: 20190628 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group L.P. DATE OF NAME CHANGE: 20070320 4 1 doc4.xml FORM 4 SUBMISSION X0407 4 2023-04-01 0 0001393818 Blackstone Inc. BX 0001574706 Baratta Joseph C/O BLACKSTONE INC. 345 PARK AVE NEW YORK NY 10154 1 0 0 0 0 Common Stock 2023-04-01 4 A 0 23280 0.00 A 1230448 D Common Stock 2023-04-03 4 S 0 48993 86.07 D 1181455 D Common Stock 2023-04-03 4 S 0 36007 86.66 D 1145448 D Granted under the Amended and Restated 2007 Equity Incentive Plan, 10% of these deferred restricted shares, or 2,328 shares, will vest on July 1, 2024; an additional 10%, or 2,328 shares, will vest on July 1, 2025; an additional 20%, or 4,656 shares, will vest on July 1, 2026; an additional 30%, or 6,984 shares, will vest on July 1, 2027; and the remaining 30%, or 6,984 shares, will vest on July 1, 2028. As these deferred restricted shares vest, the shares will be delivered to the Reporting Person, except that 1/4 of the vested shares will be held back and delivered on a future date pursuant to the terms of the Reporting Person's award agreement. Notwithstanding the foregoing, the shares may be delivered earlier upon a change in control of Blackstone. The sales reported in this filing were made pursuant to a Rule 10b5-1 sales plan adopted by the Reporting Person prior to February 27, 2023. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $85.61 to $86.60, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.61 to $86.95, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Tabea Hsi as Attorney-In-Fact 2023-04-04