0001209191-23-007697.txt : 20230207 0001209191-23-007697.hdr.sgml : 20230207 20230207200220 ACCESSION NUMBER: 0001209191-23-007697 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230203 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Baratta Joseph CENTRAL INDEX KEY: 0001574706 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33551 FILM NUMBER: 23596678 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE. CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Blackstone Inc. CENTRAL INDEX KEY: 0001393818 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: (212) 583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Inc DATE OF NAME CHANGE: 20210806 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group Inc DATE OF NAME CHANGE: 20190628 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group L.P. DATE OF NAME CHANGE: 20070320 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-03 0 0001393818 Blackstone Inc. BX 0001574706 Baratta Joseph C/O BLACKSTONE INC. 345 PARK AVE NEW YORK NY 10154 1 0 0 0 Common Stock 2023-02-03 4 S 0 66750 95.78 D 1140418 D Common Stock 2023-02-03 4 S 0 18250 96.54 D 1122168 D Common Stock 2023-02-07 4 C 0 85000 0.00 A 1207168 D Blackstone Holdings partnership units 2023-02-07 4 C 0 85000 D Common Stock 85000 2223058 D Blackstone Holdings partnership units Common Stock 4491950 4491950 I See footnote Blackstone Holdings partnership units Common Stock 142237 142237 I See footnote The sales reported in this filing were made pursuant to a Rule 10b5-1 sales plan. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $95.28 to $96.27, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $96.28 to $97.05, inclusive. The Reporting Person undertakes to provide, upon request by the Securities and Exchange Commission staff, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate price for all transactions reported on this Form 4. Pursuant to an exchange agreement, the Reporting Person exchanged 85,000 Blackstone Holdings partnership units (as defined below) for an equal number of shares of Common Stock of Blackstone Inc. A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. These securities are held by a limited liability company, of which the Reporting Person is the manager. These securities are held by a trust for the benefit of the Reporting Person's family, of which the Reporting Person is a trustee. The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest. Tabea Hsi as Attorney-In-Fact 2023-02-07