0000899243-23-004630.txt : 20230210 0000899243-23-004630.hdr.sgml : 20230210 20230210180013 ACCESSION NUMBER: 0000899243-23-004630 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230210 DATE AS OF CHANGE: 20230210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARZMAN STEPHEN A CENTRAL INDEX KEY: 0001070844 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33551 FILM NUMBER: 23613813 MAIL ADDRESS: STREET 1: C/O BLACKSTONE INC. STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Blackstone Inc. CENTRAL INDEX KEY: 0001393818 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: (212) 583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Inc DATE OF NAME CHANGE: 20210806 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group Inc DATE OF NAME CHANGE: 20190628 FORMER COMPANY: FORMER CONFORMED NAME: Blackstone Group L.P. DATE OF NAME CHANGE: 20070320 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2022-12-31 0 0 0 0001393818 Blackstone Inc. BX 0001070844 SCHWARZMAN STEPHEN A C/O BLACKSTONE INC. 345 PARK AVENUE NEW YORK NY 10154 1 1 0 0 Chairman and CEO Blackstone Holdings Partnership units 2022-02-22 5 G 0 519010 0.00 D Common Stock 519010 1140922 I See footnote Blackstone Holdings Partnership units 2022-02-22 5 G 0 519010 0.00 A Common Stock 519010 2771966 I See footnote Blackstone Holdings Partnership units 2022-08-22 5 G 0 393914 0.00 D Common Stock 393914 747008 I See footnote Blackstone Holdings Partnership units 2022-08-22 5 G 0 393914 0.00 A Common Stock 393914 3165880 I See footnote Blackstone Holdings Partnership units Common Stock 226573376 226573376 D Blackstone Holdings Partnership units Common Stock 1438529 1438529 I See footnote A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one share of Common Stock of Blackstone Inc. The Blackstone Holdings partnership units have no expiration date and may not be exchanged other than pursuant to transactions or programs approved by Blackstone. Such Blackstone Holdings partnership units were previously held in a Grantor Retained Annuity Trust, for which the Reporting Person served as investment trustee and were transferred to trusts, for which the beneficiaries are various family members of the Reporting Person, and for which the Reporting Person is the investment trustee, in accordance with the terms of the Grantor Retained Annuity Trust. Reflects certain transfers made between a number of Grantor Retained Annuity Trusts and the Reporting Person. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Such Blackstone Holdings partnership units are held in a number of Grantor Retained Annuity Trusts, for which the Reporting Person serves as investment trustee. Such Blackstone Holdings partnership units are held in a number of trusts, for which the beneficiaries are various family members of the Reporting Person, and for which the Reporting Person is the investment trustee. Such Blackstone Holdings partnership units are held in a corporation in which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest. /s/ Tabea Hsi, as Attorney-In-Fact 2023-02-10