0000899243-17-028630.txt : 20171213 0000899243-17-028630.hdr.sgml : 20171213 20171213190027 ACCESSION NUMBER: 0000899243-17-028630 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171211 FILED AS OF DATE: 20171213 DATE AS OF CHANGE: 20171213 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHWARZMAN STEPHEN A CENTRAL INDEX KEY: 0001070844 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33551 FILM NUMBER: 171254872 MAIL ADDRESS: STREET 1: C/O THE BLACKSTONE GROUP STREET 2: 345 PARK AVE CITY: NEW YORK STATE: NY ZIP: 10154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Blackstone Group L.P. CENTRAL INDEX KEY: 0001393818 STANDARD INDUSTRIAL CLASSIFICATION: INVESTMENT ADVICE [6282] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 BUSINESS PHONE: (212) 583-5000 MAIL ADDRESS: STREET 1: 345 PARK AVENUE CITY: NEW YORK STATE: NY ZIP: 10154 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-12-11 0 0001393818 Blackstone Group L.P. BX 0001070844 SCHWARZMAN STEPHEN A C/O THE BLACKSTONE GROUP L.P. 345 PARK AVENUE NEW YORK NY 10154 1 1 0 0 Chairman and CEO Blackstone Holdings Partnership units 2017-12-11 4 G 0 79488 0.00 D Common units representing limited partnership units 79488 3178116 I See footnote Blackstone Holdings Partnership units 2017-12-11 4 G 0 79488 0.00 A Common units representing limited partnership units 79488 1746154 I See footnote Blackstone Holdings Partnership units 2017-12-11 4 S 0 79488 31.89 D Common units representing limited partnership units 79488 1666666 I See footnote Blackstone Holdings Partnership units 2017-12-11 4 P 0 79488 31.89 A Common units representing limited partnership units 79488 225641482 D Blackstone Holdings Partnership units Common units representing limited partnership units 1438529 1438529 I See footnote A "Blackstone Holdings partnership" unit collectively refers to one limited partner interest in each of Blackstone Holdings I L.P., Blackstone Holdings II L.P., Blackstone Holdings III L.P., Blackstone Holdings IV L.P. and Blackstone Holdings AI L.P. Subject to the minimum retained ownership requirements and transfer restrictions set forth in the partnership agreements of the Blackstone partnerships, the holder has the right, exercisable from time to time, to exchange each Blackstone Holdings partnership unit for one common unit of The Blackstone Group L.P. The Blackstone Holdings partnership units have no expiration date and may not be exchanged at any time prior to December 31, 2017 other than pursuant to transactions or programs approved by Blackstone. Such Blackstone Holdings partnership units were previously held in a number of Grantor Retained Annuity Trusts, for which the Reporting Person served as investment trustee and were transferred to a number of trusts, for which the beneficiaries are various descendants of the Reporting Person, and for which the Reporting Person is the investment trustee in accordance with the terms of the Grantor Retained Annuity Trusts. Reflects certain transfers made between a number of Grantor Retained Annuity Trusts and the Reporting Person during 2016 and 2017. Such transfers were exempt from reporting pursuant to Rule 16a-13 under the Securities Exchange Act of 1934, as amended. Such Blackstone Holdings partnership units are held in a number of Grantor Retained Annuity Trusts, for which the Reporting Person serves as investment trustee. Such Blackstone Holdings partnership units are held in a number of trusts, for which the beneficiaries are various descendants of the Reporting Person, and for which the Reporting Person is the investment trustee. Reflects a transfer from a number of trusts for which the beneficiaries are various descendants of the Reporting Person, to the Reporting Person. Such Blackstone Holdings partnership units are held in a corporation in which the Reporting Person is a controlling shareholder. The Reporting Person disclaims beneficial ownership of the securities reported on this form except to the extent of his pecuniary interest. /s/ Tabea Y. Hsi as Attorney-In-Fact 2017-12-13