0001393726-19-000122.txt : 20190617 0001393726-19-000122.hdr.sgml : 20190617 20190617112924 ACCESSION NUMBER: 0001393726-19-000122 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190613 FILED AS OF DATE: 20190617 DATE AS OF CHANGE: 20190617 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 19900762 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 299 PARK AVENUE, 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_156078534960503.xml FORM 4 X0306 4 2019-06-13 0 0001393726 TIPTREE INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE INC. 299 PARK AVENUE, 13TH FLOOR NEW YORK NY 10171 1 1 1 0 Executive Chairman Common Stock 2019-06-13 4 P 0 100 6.30 A 7937393 D Common Stock 2019-06-13 4 P 0 1288 6.31 A 7938681 D Common Stock 2019-06-13 4 P 0 100 6.32 A 7938781 D Common Stock 2019-06-14 4 P 0 340 6.32 A 7939121 D Common Stock 2019-06-14 4 P 0 558 6.35 A 7939679 D Common Stock 2019-06-14 4 P 0 907 6.37 A 7940586 D Common Stock 2019-06-14 4 P 0 1440 6.38 A 7942026 D Common Stock 2019-06-14 4 P 0 2621 6.39 A 7944647 D Common Stock 2019-06-14 4 P 0 4179 6.40 A 7948826 D Common Stock 109736 I By: Corvid Peak Holdings, L.P. Purchases pursuant to a Rule 10b5-1 trading plan. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2019-06-17