0001393726-19-000116.txt : 20190610 0001393726-19-000116.hdr.sgml : 20190610 20190610123940 ACCESSION NUMBER: 0001393726-19-000116 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190606 FILED AS OF DATE: 20190610 DATE AS OF CHANGE: 20190610 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 19888164 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 299 PARK AVENUE, 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_156018476373503.xml FORM 4 X0306 4 2019-06-06 0 0001393726 TIPTREE INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE INC. 299 PARK AVENUE, 13TH FLOOR NEW YORK NY 10171 1 1 1 0 Executive Chairman Common Stock 2019-06-06 4 P 0 500 6.16 A 7912639 D Common Stock 2019-06-06 4 P 0 1255 6.17 A 7913894 D Common Stock 2019-06-06 4 P 0 284 6.18 A 7914178 D Common Stock 2019-06-06 4 P 0 2616 6.19 A 7916794 D Common Stock 2019-06-06 4 P 0 300 6.20 A 7917094 D Common Stock 2019-06-07 4 P 0 983 6.25 A 7918077 D Common Stock 2019-06-07 4 P 0 200 6.27 A 7918277 D Common Stock 2019-06-07 4 P 0 345 6.28 A 7918622 D Common Stock 109736 I By: Corvid Peak Holdings, L.P. Purchases pursuant to a Rule 10b5-1 trading plan. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2019-06-10