0001393726-19-000114.txt : 20190606
0001393726-19-000114.hdr.sgml : 20190606
20190606093533
ACCESSION NUMBER: 0001393726-19-000114
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190604
FILED AS OF DATE: 20190606
DATE AS OF CHANGE: 20190606
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Barnes Michael Gene
CENTRAL INDEX KEY: 0001498811
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33549
FILM NUMBER: 19881656
MAIL ADDRESS:
STREET 1: TRICADIA CAPITAL
STREET 2: 299 PARK AVENUE, 13TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TIPTREE INC.
CENTRAL INDEX KEY: 0001393726
STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331]
IRS NUMBER: 383754322
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 13TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
BUSINESS PHONE: 212-446-1410
MAIL ADDRESS:
STREET 1: 299 PARK AVENUE
STREET 2: 13TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10171
FORMER COMPANY:
FORMER CONFORMED NAME: TIPTREE FINANCIAL INC.
DATE OF NAME CHANGE: 20130701
FORMER COMPANY:
FORMER CONFORMED NAME: Care Investment Trust Inc.
DATE OF NAME CHANGE: 20070320
4
1
wf-form4_155982811853529.xml
FORM 4
X0306
4
2019-06-04
0
0001393726
TIPTREE INC.
TIPT
0001498811
Barnes Michael Gene
C/O TIPTREE INC.
299 PARK AVENUE, 13TH FLOOR
NEW YORK
NY
10171
1
1
1
0
Executive Chairman
Common Stock
2019-06-04
4
P
0
5800
6.15
A
7904113
D
Common Stock
2019-06-04
4
P
0
126
6.18
A
7904239
D
Common Stock
2019-06-04
4
P
0
1000
6.20
A
7905239
D
Common Stock
2019-06-05
4
P
0
400
6.17
A
7905639
D
Common Stock
2019-06-05
4
P
0
200
6.18
A
7905839
D
Common Stock
2019-06-05
4
P
0
4800
6.19
A
7910639
D
Common Stock
2019-06-05
4
P
0
500
6.20
A
7911139
D
Common Stock
2019-06-05
4
P
0
600
6.22
A
7911739
D
Common Stock
2019-06-05
4
P
0
400
6.24
A
7912139
D
Common Stock
109736
I
By: Corvid Peak Holdings, L.P.
Purchases pursuant to a Rule 10b5-1 trading plan.
The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest.
/s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes
2019-06-06