0001393726-19-000112.txt : 20190604 0001393726-19-000112.hdr.sgml : 20190604 20190604144647 ACCESSION NUMBER: 0001393726-19-000112 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190531 FILED AS OF DATE: 20190604 DATE AS OF CHANGE: 20190604 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 19876290 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 299 PARK AVENUE, 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 299 PARK AVENUE STREET 2: 13TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10171 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_155967399193132.xml FORM 4 X0306 4 2019-05-31 0 0001393726 TIPTREE INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE INC. 299 PARK AVENUE, 13TH FLOOR NEW YORK NY 10171 1 1 1 0 Executive Chairman Common Stock 2019-05-31 4 P 0 600 6.05 A 7877449 D Common Stock 2019-05-31 4 P 0 2580 6.07 A 7880029 D Common Stock 2019-05-31 4 P 0 300 6.08 A 7880329 D Common Stock 2019-05-31 4 P 0 2745 6.09 A 7883074 D Common Stock 2019-05-31 4 P 0 200 6.11 A 7883274 D Common Stock 2019-05-31 4 P 0 1700 6.12 A 7884974 D Common Stock 2019-05-31 4 P 0 600 6.13 A 7885574 D Common Stock 2019-05-31 4 P 0 1800 6.14 A 7887374 D Common Stock 2019-05-31 4 P 0 100 6.15 A 7887474 D Common Stock 2019-06-03 4 P 0 61 6.05 A 7887535 D Common Stock 2019-06-03 4 P 0 74 6.06 A 7887609 D Common Stock 2019-06-03 4 P 0 5962 6.07 A 7893571 D Common Stock 2019-06-03 4 P 0 2338 6.08 A 7895909 D Common Stock 2019-06-03 4 P 0 1290 6.09 A 7897199 D Common Stock 2019-06-03 4 P 0 1114 6.10 A 7898313 D Common Stock 109736 I By: Corvid Peak Holdings, L.P. Purchases pursuant to a Rule 10b5-1 trading plan. The reporting person is a principal of Corvid Peak Holdings, L.P. ("Corvid Peak"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2019-06-04