0001393726-19-000056.txt : 20190402 0001393726-19-000056.hdr.sgml : 20190402 20190402104730 ACCESSION NUMBER: 0001393726-19-000056 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190329 FILED AS OF DATE: 20190402 DATE AS OF CHANGE: 20190402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Barnes Michael Gene CENTRAL INDEX KEY: 0001498811 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-33549 FILM NUMBER: 19723221 MAIL ADDRESS: STREET 1: TRICADIA CAPITAL STREET 2: 780 THIRD AVENUE, 29TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TIPTREE INC. CENTRAL INDEX KEY: 0001393726 STANDARD INDUSTRIAL CLASSIFICATION: FIRE, MARINE & CASUALTY INSURANCE [6331] IRS NUMBER: 383754322 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 212-446-1410 MAIL ADDRESS: STREET 1: 780 THIRD AVENUE STREET 2: 21ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: TIPTREE FINANCIAL INC. DATE OF NAME CHANGE: 20130701 FORMER COMPANY: FORMER CONFORMED NAME: Care Investment Trust Inc. DATE OF NAME CHANGE: 20070320 4 1 wf-form4_155421643457770.xml FORM 4 X0306 4 2019-03-29 0 0001393726 TIPTREE INC. TIPT 0001498811 Barnes Michael Gene C/O TIPTREE INC. 780 THIRD AVENUE 21ST FLOOR NEW YORK NY 10017 1 1 1 0 Executive Chairman Common Stock 2019-03-29 4 P 0 5100 6.30 A 7674665 D Common Stock 2019-03-29 4 P 0 7370 6.33 A 7682035 D Common Stock 2019-03-29 4 P 0 3448 6.34 A 7685483 D Common Stock 2019-03-29 4 P 0 1557 6.35 A 7687040 D Common Stock 2019-03-29 4 P 0 1500 6.37 A 7688540 D Common Stock 2019-03-29 4 P 0 2000 6.38 A 7690540 D Common Stock 2019-03-29 4 P 0 1600 6.39 A 7692140 D Common Stock 2019-04-01 4 P 0 160 6.33 A 7692300 D Common Stock 2019-04-01 4 P 0 1947 6.34 A 7694247 D Common Stock 2019-04-01 4 P 0 44613 6.35 A 7738860 D Common Stock 109736 I By: Tricadia Holdings, L.P. Purchases pursuant to a Rule 10b5-1 trading plan. The reporting person is a principal of Tricadia Holdings, L.P. ("Tricadia"). The number of shares reflects a total which is greater than the Reporting Person's pecuniary interest. The Reporting Person disclaims beneficial ownership of the reported securities except to the extent of his pecuniary interest. /s/ Neil C. Rifkind, as Attorney-in-fact for Michael Barnes 2019-04-02